-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MvStJygwRG7KNcxIxWz9WWGxnqx+3bNYIWBS4NWLnysZtj7BRAvFk5YR/6AZaPsv +AF3Ym7SCYh/QJOBHOYttg== 0000018230-06-000097.txt : 20060203 0000018230-06-000097.hdr.sgml : 20060203 20060203091737 ACCESSION NUMBER: 0000018230-06-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060201 FILED AS OF DATE: 20060203 DATE AS OF CHANGE: 20060203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELLIN PAOLO CENTRAL INDEX KEY: 0001287964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06575666 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-01 0000018230 CATERPILLAR INC CAT 0001287964 FELLIN PAOLO 76, ROUTE DE FRONTENEX P. O. BOX 6000, CH-1211 GENEVA 6 SWITZERLAND 0 1 0 0 Vice President Common 2006-02-01 4 M 0 9392 31.1719 A 31432 D Common 2006-02-01 4 S 0 9392 69.1001 D 22040 D Common 2006-02-01 4 M 0 3590 27.8438 A 25630 D Common 2006-02-01 4 F 0 1456 68.62 D 24174 D Employee Stock Option 31.1719 2006-02-01 4 M 0 9392 0 D 2009-06-08 Common 9392 0 D Employee Stock Option 27.8438 2006-02-01 4 M 0 3590 0 D 2008-06-09 Common 3590 0 D This amount includes 16,591 shares in EIP. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Paulo Fellin; L.J. Huxtable, POA 2006-02-03 -----END PRIVACY-ENHANCED MESSAGE-----