-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JM+j1pgrVbKiAums8VlayiSvMkybfT23USTWRivf+pk5iSIHrr/NzXioUcSm5DBQ oSuYxiciZA74xXmIET00AQ== 0000018230-06-000069.txt : 20060201 0000018230-06-000069.hdr.sgml : 20060201 20060201143101 ACCESSION NUMBER: 0000018230-06-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060201 DATE AS OF CHANGE: 20060201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halverson Bradley M CENTRAL INDEX KEY: 0001307061 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06569129 BUSINESS ADDRESS: BUSINESS PHONE: (309) 675-4610 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-31 0000018230 CATERPILLAR INC CAT 0001307061 Halverson Bradley M 100 N.E. ADAMS STREET PEORIA IL 61629 0 1 0 0 Controller Common 2006-01-31 4 M 0 9392 31.1719 A 22936 D Common 2006-01-31 4 M 0 12900 26.765 A 35836 D Common 2006-01-31 4 S 0 22292 67.00 D 13544 D Common 2006-01-31 4 M 0 3868 25.8281 A 17412 D Common 2006-01-31 4 M 0 3590 27.8438 A 21002 D Employee Stock Option 31.1719 2006-01-31 4 M 0 9392 0 D 2009-06-08 Common 9392 0 D Employee Stock Option 26.765 2006-01-31 4 M 0 12900 0 D 2011-06-12 Common 12900 0 D Employee Stock Option 25.8281 2006-01-31 4 M 0 3868 0 D 2007-06-10 Common 3868 0 D Employee Stock Option 27.8438 2006-01-31 4 M 0 3590 0 D 2008-06-09 Common 3590 0 D This amount includes 8012 shares in 401K, 36 shares in SEIP and 566 shares in dividend reinvestment. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Bradley M. Halverson; L.J. Huxtable, POA 2006-02-01 -----END PRIVACY-ENHANCED MESSAGE-----