-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BnCEuyBNfahuoK9fE5Qc1IqlUlJNrWbEQOFvOGMUZUbm3/7gjbCN2Ovannew/YKY IzSNd1hhYzUXlkXoFfCz/Q== 0000018230-06-000029.txt : 20060109 0000018230-06-000029.hdr.sgml : 20060109 20060109112123 ACCESSION NUMBER: 0000018230-06-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060106 FILED AS OF DATE: 20060109 DATE AS OF CHANGE: 20060109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURRITT DAVID B CENTRAL INDEX KEY: 0001204586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06518273 BUSINESS ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-06 0000018230 CATERPILLAR INC CAT 0001204586 BURRITT DAVID B 100 N.E. ADAMS STREET PEORIA IL 61629-5390 0 1 0 0 V.P./Chief Financial Officer Common 2006-01-06 4 M 0 6110 25.3575 A 29628 D Common 2006-01-06 4 M 0 5500 26.765 A 35128 D Common 2006-01-06 4 S 0 11610 59.88 D 23518 D Common 7064 I Owned by Wife Employee Stock Option 25.3575 2006-01-06 4 M 0 6110 0 D 2012-06-11 Common 6110 0 D Employee Stock Option 26.765 2006-01-06 4 M 0 5500 0 D 2011-06-12 Common 5500 0 D This amount includes 9440 shares in 401K and 31 shares in dividend reinvestment. Reporting person disclaims beneficial ownership. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. D. B. Burritt; L.J. Huxtable, POA 2006-01-09 -----END PRIVACY-ENHANCED MESSAGE-----