-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KD7r2QTWjlUSqIi49hQtatYVdB2Ct2rrYBRMcXyqd/iVoONC9zkA4aFytxJBzC1C UrEpSHyQFJUNvacUhP9a1w== 0000018230-06-000028.txt : 20060109 0000018230-06-000028.hdr.sgml : 20060109 20060109112043 ACCESSION NUMBER: 0000018230-06-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060106 FILED AS OF DATE: 20060109 DATE AS OF CHANGE: 20060109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAHAJ ALI M CENTRAL INDEX KEY: 0001172565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06518269 BUSINESS ADDRESS: STREET 1: 100 N E ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-06 0000018230 CATERPILLAR INC CAT 0001172565 BAHAJ ALI M 100 N.E. ADAMS STREET PEORIA IL 61629-3305 0 1 0 0 Vice President Common 2006-01-06 4 M 0 13900 26.765 A 69057 D Common 2006-01-06 4 S 0 25576 60.00 D 43481 D Common 390 I Owned by Wife Employee Stock Option 26.765 2006-01-06 4 M 0 13900 0 D 2011-06-12 Common 13900 0 D This amount includes 24,994 shares in 401K, 981 shares in SEIP and 308 shares in dividend reinvestment. Reporting person disclaims beneficial ownership. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Ali M. Bahaj; L.J. Huxtable, POA 2006-01-09 -----END PRIVACY-ENHANCED MESSAGE-----