-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HHsG+6A6Ke1I6Ci3MRY7cf/uVChPJFQQY1YXkMKfCwdNALEN2ZURyXmE9UHCgcgK I3tuiETPD4l7h7Umyv/FBA== 0000018230-05-000774.txt : 20051202 0000018230-05-000774.hdr.sgml : 20051202 20051202122643 ACCESSION NUMBER: 0000018230-05-000774 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051201 FILED AS OF DATE: 20051202 DATE AS OF CHANGE: 20051202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayo William D CENTRAL INDEX KEY: 0001342651 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 051239779 BUSINESS ADDRESS: BUSINESS PHONE: (309) 675-4610 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2005-12-01 0 0000018230 CATERPILLAR INC CAT 0001342651 Mayo William D 100 N.E. ADAMS STREET PEORIA IL 61629-1205 0 1 0 0 Vice President Common 5700 D Option (ISO) 25.8281 1997-06-10 2007-06-10 Common 3868 D Option (ISO) 27.8438 1998-06-09 2008-06-09 Common 3590 D Option (ISO) 31.1719 1999-06-08 2009-06-08 Common 3208 D Option (NQ) 31.1719 1999-06-08 2009-06-08 Common 9392 D Option (ISO) 19.2032 2000-06-12 2010-06-12 Common 5202 D Option (NQ) 25.3575 2002-06-11 2012-06-11 Common 15720 D Option (NQ) 27.1425 2003-06-10 2013-06-10 Common 15720 D Option (NQ) 38.6275 2004-06-08 2014-06-08 Common 15720 D Option (NQ) 45.6425 2005-02-18 2015-02-18 Common 8600 D Stock Option (right to buy) granted under company's 1996 Stock Option Plan. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. The option became exercisable December 31, 2004. The option became exercisable immediately. This amount includes 28 dividend reinvestment shares. William D. Mayo; L.J. Huxtable, POA 2005-12-02 -----END PRIVACY-ENHANCED MESSAGE-----