-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZp9C/JPqEO99ryi+LbDipSIvTnMySXgOGQRV963nNjB71tvEtXBS6dihSG6n8ER jahz0mI/B2geQ/gVgaNJbg== 0000018230-05-000741.txt : 20051117 0000018230-05-000741.hdr.sgml : 20051117 20051117165959 ACCESSION NUMBER: 0000018230-05-000741 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051116 FILED AS OF DATE: 20051117 DATE AS OF CHANGE: 20051117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALES THOMAS A CENTRAL INDEX KEY: 0001171773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 051213222 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-16 0000018230 CATERPILLAR INC CAT 0001171773 GALES THOMAS A 701 WATERFORD WAY, SUITE 200 MIAMI FL 33126 0 1 0 0 Vice President Common 2005-11-16 4 M 0 3868 25.8281 A 35898 D Common 2005-11-16 4 F 0 1765 56.58 D 34133 D Common 2005-11-16 4 M 0 3590 27.8438 A 37723 D Common 2005-11-16 4 F 0 1766 56.58 D 35957 D Common 2005-11-16 4 M 0 3208 31.1719 A 39165 D Common 2005-11-16 4 F 0 1767 56.58 D 37398 D Common 25096 I Owned by Wife Employee Stock Option 25.8281 2005-11-16 4 M 0 3868 0 D 2007-06-10 Common 3868 0 D Employee Stock Option 27.8438 2005-11-16 4 M 0 3590 0 D 2008-06-09 Common 3590 0 D Employee Stock Option 31.1719 2005-11-16 4 M 0 3208 0 D 2009-06-08 Common 3208 0 D This amount includes 11,820 shares in 401K, 46 shares in SEIP and 3158 shares in dividend reinvestment. Reporting person disclaims beneficial ownership. (Right to buy) with tax witholding rights Exercisable in thirds, 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years T. A. Gales; L.J. Huxtable, POA 2005-11-17 -----END PRIVACY-ENHANCED MESSAGE-----