-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K1S149P0d3HLd6++DEN4GBO0h6x3ZmRatLe9MrqiCIcSwcEQEiSKPFt376rKj5Vj +RP8QD0uIPCSO5TNUsNmXg== 0000018230-05-000723.txt : 20051108 0000018230-05-000723.hdr.sgml : 20051108 20051108115701 ACCESSION NUMBER: 0000018230-05-000723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051107 FILED AS OF DATE: 20051108 DATE AS OF CHANGE: 20051108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAZIL JOHN R CENTRAL INDEX KEY: 0001171802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 051185361 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-07 0000018230 CATERPILLAR INC CAT 0001171802 BRAZIL JOHN R ONE TRINITY PLACE SAN ANTONIO TX 78212 1 0 0 0 Common 2005-11-07 4 M 0 8000 21.875 A 11300 D Common 2005-11-07 4 S 0 8000 54.20 D 3300 D Employee Stock Option 21.875 2005-11-07 4 M 0 8000 0 D 2010-04-12 Common 8000 0 D On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 1650 additional shares of common stock. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. John R. Brazil; L.J. Huxtable, POA 2005-11-08 -----END PRIVACY-ENHANCED MESSAGE-----