-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LxapPdr0WhDKTQi3gXvB60ffpWZRxkJXS8ABMmR3Pg8LsWsr+F/lfDGXHz6BX1DV xAP77sLuWkCihcYX9nuuwg== 0000018230-05-000577.txt : 20050812 0000018230-05-000577.hdr.sgml : 20050812 20050812162611 ACCESSION NUMBER: 0000018230-05-000577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050811 FILED AS OF DATE: 20050812 DATE AS OF CHANGE: 20050812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAEFELI HANS A CENTRAL INDEX KEY: 0001273770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 051022047 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-08-11 0000018230 CATERPILLAR INC CAT 0001273770 HAEFELI HANS A FRANK PERKINS WAY EASTFIELD PETERBOROUGH, U.K. PE1 5NA 0 1 0 0 Vice President Common 2005-08-11 4 M 0 6000 19.2032 A 17663 D Common 2005-08-11 4 F 0 3691 55.165 D 13972 D Employee Stock Option 19.2032 2005-08-11 4 M 0 6000 0 D 2010-06-12 Common 6000 0 D This amount includes 5418 shares in EIP and 264 shares in dividend reinvestment. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Hans A. Haefeli; L.J. Huxtable,POA 2005-08-12 -----END PRIVACY-ENHANCED MESSAGE-----