-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ST5cpdEF8yTgF2bz2eIb5Tg/g7RD7x+K16QJAya9u665IN9lhJwMdXo1mHnYFoSf 1BM3JwgQ3IK0Qb50Y2fsng== 0000018230-05-000502.txt : 20050728 0000018230-05-000502.hdr.sgml : 20050728 20050728121248 ACCESSION NUMBER: 0000018230-05-000502 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050726 FILED AS OF DATE: 20050728 DATE AS OF CHANGE: 20050728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALMER GERALD CENTRAL INDEX KEY: 0001171803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05979936 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-26 0000018230 CATERPILLAR INC CAT 0001171803 PALMER GERALD P. O. BOX 348 AURORA IL 60507 0 1 0 0 Vice President Common 2005-07-26 4 M 0 38132 25.8281 A 125704 D Common 2005-07-26 4 S 0 38132 51.8658 D 87572 D Common 2005-07-27 4 M 0 3208 31.1719 A 90780 D Common 2005-07-27 4 M 0 5202 19.2032 A 95982 D Common 30962 I Owned by wife Employee Stock Option 25.8281 2005-07-26 4 M 0 38132 0 D 2007-06-10 Common 38132 0 D Employee Stock Option 31.1719 2005-07-27 4 M 0 3208 0 D 2009-06-08 Common 3208 0 D Employee Stock Option 19.2032 2005-07-27 4 M 0 5202 0 D 2010-06-12 Common 5202 0 D This amount includes 4640 shares in SEIP. Reporting person disclaims beneficial ownership. On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 41,466 additional shares of common stock. On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 15,481 additional shares of common stock. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. G. Palmer; L.J. Huxtable, POA 2005-07-28 -----END PRIVACY-ENHANCED MESSAGE-----