-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G9cQUw8Q+3e/0zOKh87gTx4LpQiY/Y7FCRBmKz6EXcVORyuAihRztviWaEVUz8ra EFe4Gq3/F2vtja5GuFu8PA== 0000018230-05-000500.txt : 20050728 0000018230-05-000500.hdr.sgml : 20050728 20050728120832 ACCESSION NUMBER: 0000018230-05-000500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050726 FILED AS OF DATE: 20050728 DATE AS OF CHANGE: 20050728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUDA JAMES B CENTRAL INDEX KEY: 0001171771 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05979916 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-26 0000018230 CATERPILLAR INC CAT 0001171771 BUDA JAMES B 100 N.E. ADAMS STREET PEORIA IL 61629-7310 0 1 0 0 VP, General Counsel, Secy. Common 2005-07-26 4 M 0 4212 25.8281 A 32066 D Common 2005-07-26 4 M 0 10410 27.8438 A 42476 D Common 2005-07-26 4 M 0 10392 31.1719 A 52868 D Common 2005-07-26 4 M 0 9750 26.765 A 62618 D Common 2005-07-26 4 S 0 34764 51.866 D 27854 D Employee Stock Option 25.8281 2005-07-26 4 M 0 4212 0 D 2007-06-10 Common 4212 0 D Employee Stock Option 27.8438 2005-07-26 4 M 0 10410 0 D 2008-06-09 Common 10410 0 D Employee Stock Option 31.1719 2005-07-26 4 M 0 10392 0 D 2009-06-08 Common 10392 0 D Employee Stock Option 26.765 2005-07-26 4 M 0 9750 0 D 2011-06-12 Common 9750 0 D This amount includes 10,968 shares in 401K, 2420 shares in SEIP and 1418 shares in dividend reinvestment. On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 6524 additional shares of common stock. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. J. B. Buda; L.J. Huxtable, POA 2005-07-28 -----END PRIVACY-ENHANCED MESSAGE-----