-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DxSotiB6fdNqcWB85qxDEGiixF6192SJXGI72qf0lk+s9wemkNJGt9wNTeC+iKob apM37XHv+iBRTo7DDFsC9Q== 0000018230-05-000482.txt : 20050720 0000018230-05-000482.hdr.sgml : 20050720 20050720095544 ACCESSION NUMBER: 0000018230-05-000482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050719 FILED AS OF DATE: 20050720 DATE AS OF CHANGE: 20050720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTERN DONALD G CENTRAL INDEX KEY: 0001171772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05962945 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-19 0000018230 CATERPILLAR INC CAT 0001171772 WESTERN DONALD G 100 N.E. ADAMS STREET PEORIA IL 61629-3485 0 1 0 0 Vice President Common 2005-07-19 4 M 0 24000 26.765 A 74122 D Common 2005-07-19 4 M 0 14132 25.8281 A 88254 D Common 2005-07-19 4 S 0 24000 52.50 D 64254 D Common 2005-07-19 4 S 0 14132 52.40 D 50122 D Common 16998 I Owned by Wife Employee Stock Option 26.765 2005-07-19 4 M 0 24000 0 D 2011-06-12 Common 24000 0 D Employee Stock Option 25.8281 2005-07-19 4 M 0 14132 0 D 2007-06-10 Common 14132 0 D This amount includes 534 shares in 401K and 6780 shares in SEIP. Reporting person disclaims beneficial ownership. On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 21,404 additional shares of common stock. On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 8499 additional shares of common stock. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Donald G. Western; L.J. Huxtable, POA 2005-07-20 -----END PRIVACY-ENHANCED MESSAGE-----