-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1BwG8KYTDmn8n3gOHW/0zAZwtL5tZZIngrqYUS/6YFZ4IilK1FOp3sFq6by+v4K Cpwrb8yheZWhstXGKybuXw== 0000018230-05-000342.txt : 20050415 0000018230-05-000342.hdr.sgml : 20050415 20050415114219 ACCESSION NUMBER: 0000018230-05-000342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050413 FILED AS OF DATE: 20050415 DATE AS OF CHANGE: 20050415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JOSHUA T CENTRAL INDEX KEY: 0001173565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05752643 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-04-13 0000018230 CATERPILLAR INC CAT 0001173565 SMITH JOSHUA T 8401 COLESVILLE RD. SUITE 604 SILVER SPRING MD 20910 1 0 0 0 Common 5409 D Option (NQ) 89.79 2005-04-13 4 J 0 4000 0 A 2015-04-13 Common 4000 4000 D Included in this amount are 118 shares in dividend reinvestment. This option was granted with attached tax withholding rights. Grant to reporting person of option to buy 4,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Joshua I. Smith; L.J. Huxtable, POA 2005-04-15 -----END PRIVACY-ENHANCED MESSAGE-----