-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U/QMYAL6KzuUZV0rjSo6th2HyBtrZEBK0TIThLCvGT0/trukNcO9H856I3GhTXY4 ShvAkw6RCBJhr2Oz7r1dyA== 0000018230-05-000104.txt : 20050203 0000018230-05-000104.hdr.sgml : 20050203 20050203132523 ACCESSION NUMBER: 0000018230-05-000104 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050131 FILED AS OF DATE: 20050203 DATE AS OF CHANGE: 20050203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEARD JAMES S CENTRAL INDEX KEY: 0001171764 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05572415 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2005-01-31 2005-02-02 0000018230 CATERPILLAR INC CAT 0001171764 BEARD JAMES S 2120 WEST END AVENUE NASHVILLE TN 37203-0001 0 1 0 0 Vice President Common 42231 D Phantom Stock Units 0 2005-01-31 4 A 0 0 0 A Common 0 0 D This amount includes 22,572 shares in 401K and 2566 shares in SEIP. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. J. S. Beard; L. J. Huxtable, POA 2005-02-03 -----END PRIVACY-ENHANCED MESSAGE-----