-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJV2MLBseFjBAesaOt8MWc6t4UW/pMvz5WGV3pCZJp/m746kex2fZ+84VZ3mxsRa XeUWtrF933MgiRDnPxkKxw== 0000018230-05-000071.txt : 20050202 0000018230-05-000071.hdr.sgml : 20050202 20050202092335 ACCESSION NUMBER: 0000018230-05-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050201 FILED AS OF DATE: 20050202 DATE AS OF CHANGE: 20050202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEARD JAMES S CENTRAL INDEX KEY: 0001171764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05567484 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-01 0000018230 CATERPILLAR INC CAT 0001171764 BEARD JAMES S 2120 WEST END AVENUE NASHVILLE TN 37203-0001 0 1 0 0 Vice President Common 2005-02-01 4 M 0 17962 32.9062 A 60193 D Common 2005-02-01 4 M 0 21399 38.4063 A 81592 D Common 2005-02-01 4 M 0 17684 30.1562 A 99276 D Common 2005-02-01 4 S 0 57045 90.0022 D 42231 D Employee Stock Option 32.9062 2005-02-01 4 M 0 17962 0 D 2006-06-11 Common 17962 0 D Employee Stock Option 38.4063 2005-02-01 4 M 0 21399 0 D 2010-06-12 Common 21399 0 D Employee Stock Option 30.1562 2005-02-01 4 M 0 17684 0 D 2005-06-06 Common 17684 0 D This amount includes 22,572 shares in 401K and 2566 shares in SEIP. (Right to Buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. J. S. Beard; L. J. Huxtable, POA 2005-02-02 -----END PRIVACY-ENHANCED MESSAGE-----