-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L6Gn/psAX4fsOvLJQjXCN33shOX3mo+bwtViVh5VCTeUxrshmmP5qfTKEUGEQIET 2BJpjRSOLckGXhZV1NRVTA== 0000018230-04-000658.txt : 20041119 0000018230-04-000658.hdr.sgml : 20041119 20041119143908 ACCESSION NUMBER: 0000018230-04-000658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041118 FILED AS OF DATE: 20041119 DATE AS OF CHANGE: 20041119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVENICK STUART L CENTRAL INDEX KEY: 0001171796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 041157527 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-18 0000018230 CATERPILLAR INC CAT 0001171796 LEVENICK STUART L 100 N.E. ADAMS STREET PEORIA IL 61629-7250 0 1 0 0 Group President Common 2004-11-18 4 M 0 1934 51.6562 A 14511 D Common 2004-11-18 4 F 0 1101 90.955 D 13413 D Common 2004-11-18 4 M 0 1795 55.6875 A 15208 D Common 2004-11-18 4 F 0 1098 90.955 D 14110 D Common 2004-11-18 4 M 0 1604 62.3438 A 15714 D Common 2004-11-18 4 F 0 1099 90.955 D 14615 D Common 2004-11-18 4 M 0 2601 38.4063 A 17216 D Common 2004-11-18 4 F 0 1098 90.955 D 16118 D Employee Stock Option 51.6562 2004-11-18 4 M 0 1934 0 D 2007-06-10 Common 1934 0 D Employee Stock Option 55.6875 2004-11-18 4 M 0 1795 0 D 2008-06-09 Common 1795 0 D Employee Stock Option 62.3438 2004-11-18 4 M 0 1604 0 D 2009-06-08 Common 1604 0 D Employee Stock Option 38.4063 2004-11-18 4 M 0 2601 0 D 2010-06-12 Common 2601 0 D This amount includes 1790 shares in EIP-1 and 6 shares in dividend reinvestment. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. S. L. Levenick; L.J. Huxtable, POA 2004-11-19 -----END PRIVACY-ENHANCED MESSAGE-----