-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K35bH8VEJnd+Q5gWfGcPLrLdsziwbUIPyzr1KVD3fH9GDugw9oVUap5ug5sPdiIU vR8kIfqiQD2S1rp7LwOELQ== 0000018230-04-000423.txt : 20040610 0000018230-04-000423.hdr.sgml : 20040610 20040610121731 ACCESSION NUMBER: 0000018230-04-000423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040608 FILED AS OF DATE: 20040610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTERN DONALD G CENTRAL INDEX KEY: 0001171772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04857616 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-08 0000018230 CATERPILLAR INC CAT 0001171772 WESTERN DONALD G 901 W. WASHINGTON, CV 4110 EAST PEORIA IL 61630 0 1 0 0 Vice President Common 36373 D Common 5675 I Owned by Wife Option (NQ) 77.255 2004-06-08 4 J 0 27000 0 A 1988-08-08 2014-06-08 Common 27000 27000 D This amount includes 12,410 shares in 401K and 3318 shares in SEIP. Reporting person disclaims beneficial ownership. This option was granted with attached tax withholding rights. Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Donald G. Western; L.J. Huxtable, POA 2004-06-10 -----END PRIVACY-ENHANCED MESSAGE-----