-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UWHKL6Q2mTxCRaXaJw4+UB/KGZFdyA1xKRIutnqm+CsyAPyKEFlWd5ADYELE6VHm kjW6sdquI2ZL6T87S2naSg== 0000018230-04-000379.txt : 20040609 0000018230-04-000379.hdr.sgml : 20040609 20040609182951 ACCESSION NUMBER: 0000018230-04-000379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040608 FILED AS OF DATE: 20040609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEARD JAMES S CENTRAL INDEX KEY: 0001171764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04856900 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-08 0000018230 CATERPILLAR INC CAT 0001171764 BEARD JAMES S 2120 WEST END AVENUE NASHVILLE TN 37203-0001 0 1 0 0 Vice President Common 41921 D Option (NQ) 77.255 2004-06-08 4 J 0 30000 0 A 1988-08-08 2014-06-08 Common 30000 30000 D This amount includes 22,294 shares in 401K, 2534 shares in SEIP and 84 shares in dividend reinvestment. This option was granted with attached tax withholding rights. Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. J. S. Beard; L. J. Huxtable, POA 2004-06-09 -----END PRIVACY-ENHANCED MESSAGE-----