-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EPwr3bsiAaMwD6jT6Virxp7koomQI7cFgzjg8s1FlirYoVASKBsz+DDor4HzJPEU LK70evE+zpDNuId9Ry1BEw== 0000018230-04-000241.txt : 20040415 0000018230-04-000241.hdr.sgml : 20040415 20040415114437 ACCESSION NUMBER: 0000018230-04-000241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040414 FILED AS OF DATE: 20040415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUST EDWARD B JR CENTRAL INDEX KEY: 0001196159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04735144 BUSINESS ADDRESS: STREET 1: MCGRAW-HILL COMPANIES STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2125122909 MAIL ADDRESS: STREET 1: MCGRAW-HILL COMPANIES STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-14 0000018230 CATERPILLAR INC CAT 0001196159 RUST EDWARD B JR ONE STATE FARM PLAZA BLOOMINGTON IL 61710 1 0 0 0 Common 2000 D Option (NQ) 81.27 2004-04-14 4 J 0 4000 0 A 1988-08-08 2014-04-14 Common 4000 4000 D This option was granted with attached tax withholding rights. Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Edward B. Rust Jr.; L.J. Huxtable, POA 2004-04-15 -----END PRIVACY-ENHANCED MESSAGE-----