-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EcgwVQMHNFB6XR/iLjayA8PG56USoZi+MOm92L99EeL5gIw5Dqtzlk2t0I7EaSWe lSpL+25HqO8dMJWwe6Jcnw== 0000018230-04-000185.txt : 20040331 0000018230-04-000185.hdr.sgml : 20040331 20040331110643 ACCESSION NUMBER: 0000018230-04-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040330 FILED AS OF DATE: 20040331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JOSHUA T CENTRAL INDEX KEY: 0001173565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04704169 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-30 0000018230 CATERPILLAR INC CAT 0001173565 SMITH JOSHUA T 5801 NICHOLSON LANE SUITE 902 NORTH BETHESDA MD 20852 1 0 0 0 Common 2004-03-30 4 M 0 2750 39.1875 A 6700 D Common 2004-03-30 4 F 0 1361 79.13 D 5339 D Employee Stock Option 39.1875 2004-03-30 4 M 0 2750 0 D 1988-08-08 2007-04-09 Common 2750 0 D Included in this amount are 48 shares in dividend reinvestment. (Right to Buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Joshua I. Smith; L.J. Huxtable, POA 2004-03-31 -----END PRIVACY-ENHANCED MESSAGE-----