-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BBWKZ/uL+MJE2EJtUmRxooNSN3StoJPJNfbAOtpWTlP1ayFGXillpdp2d7O5l+mZ QDnq9KXpgB4lTyz2RxzAyA== 0000018230-04-000102.txt : 20040130 0000018230-04-000102.hdr.sgml : 20040130 20040130172943 ACCESSION NUMBER: 0000018230-04-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040122 FILED AS OF DATE: 20040130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASV INC /MN/ CENTRAL INDEX KEY: 0000926763 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 411459569 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P O BOX 5160 STREET 2: 840 LILY LANE CITY: GRAND RAPIDS STATE: MN ZIP: 55744-5160 BUSINESS PHONE: 2183273434 MAIL ADDRESS: STREET 1: PO BOX 5160 STREET 2: 840 LILY LANE CITY: GRAND RAPIDS STATE: MN ZIP: 55744-5160 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25620 FILM NUMBER: 04556894 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER NAME: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-01-22 0000926763 ASV INC /MN/ ASVI 0000018230 CATERPILLAR INC 100 N.E. ADAMS STREET PEORIA IL 61629 0 0 1 0 Common 2004-01-22 4 H 0 500000 31.00 A 3140069 D Warrant 2004-01-22 4 H 0 8727058 0 D 2000-10-31 2009-01-29 Common 8727058 0 D Company acquired the shares as part of a Termination Agreement dated January 22, 2004, with A.S.V., Inc. to cancel all outstanding warrants. Price listed is based on closing price of A.S.V., Inc.'s stock on January 22, 2004, when shares were acquired. James B. Buda 2004-01-30 -----END PRIVACY-ENHANCED MESSAGE-----