-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KycydHOOKLlrVzaLzuFlhzl7tmGcfvXJKyZXNLv7cVCYgBhT4jfcE5lQ1mBHtcJm JjNlirrAOvA533xI/Cz9Ow== 0000018230-04-000022.txt : 20040107 0000018230-04-000022.hdr.sgml : 20040107 20040107104324 ACCESSION NUMBER: 0000018230-04-000022 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALES THOMAS A CENTRAL INDEX KEY: 0001171773 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04512016 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 5 1 edgar.xml PRIMARY DOCUMENT X0201 52003-12-31 0 0 0000018230 CATERPILLAR INC CAT 0001171773 GALES THOMAS A 701 WATERFORD WAY, SUITE 200 MIAMI FL 33126 0100Vice PresidentCommon2003-12-085G010A17093DCommon2003-12-185G09000D16193DCommon10948IOwned by WifeThis amount includes 5762 shares in 401K, 22 shares in SEIP and 1270 shares in dividend reinvestment.Reporting person disclaims beneficial ownership.T. A. Gales; L. J. Huxtable, POA2004-01-07 -----END PRIVACY-ENHANCED MESSAGE-----