-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QMENEboP7BBV3ovR+VborW/ZbQO7YA7xMfaCnYnXiwhsSPYebI9xyPYmjcGwTZ+b hPtrOXBvDoNRwmPx46nKoA== 0000018230-03-000515.txt : 20031208 0000018230-03-000515.hdr.sgml : 20031208 20031208112154 ACCESSION NUMBER: 0000018230-03-000515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031205 FILED AS OF DATE: 20031208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALES THOMAS A CENTRAL INDEX KEY: 0001171773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 031041812 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-05 0000018230 CATERPILLAR INC CAT 0001171773 GALES THOMAS A 701 WATERFORD WAY, SUITE 200 MIAMI FL 33126 0100Vice PresidentCommon2003-12-054M0303832.9062A16558DCommon2003-12-054F0130576.56D15253DCommon2003-12-054M0438232.9062A19635DCommon2003-12-054F0254376.56D17092DCommon10948IOwned by WifeEmployee Stock Option32.90622003-12-054M030380D1988-08-082006-06-11Common30380DEmployee Stock Option32.90622003-12-054M043820D1988-08-082006-06-11Common43820DThis amount includes 5762 shares in 401K, 22 shares in SEIP and 1270 shares in dividend reinvestment.Reporting person disclaims beneficial ownership.(Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 af ter 3 yrs.T. A. Gales; L.J. Huxtable, POA2003-12-08 -----END PRIVACY-ENHANCED MESSAGE-----