-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DlLgn1sdxLNsidaxvkfPYV36K5y56tDKCUeeIoqn4evuHkTpf7lU+mxzk2xILUDc j12ut0e4HJ6P3ZwfV3Fo2g== 0000018230-03-000505.txt : 20031201 0000018230-03-000505.hdr.sgml : 20031201 20031201102537 ACCESSION NUMBER: 0000018230-03-000505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031128 FILED AS OF DATE: 20031201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODE DAVID R CENTRAL INDEX KEY: 0001171794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 031029025 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-28 0000018230 CATERPILLAR INC CAT 0001171794 GOODE DAVID R THREE COMMERCIAL PLACE NORFOLK VA 23510-2191 1000Common10121DPhantom Stock Units02003-11-284A0< transactionAmounts>1540A1988-08-081988-08-08Common1540DIncluded in this amount are 306 shares in dividend reinvest ment.Security converts to common stock on a one-for-one basis.The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2003 at a price between $72.985 and $77.975 per share.David R. Goode; L.J. Huxtable, POA2003-12-01 -----END PRIVACY-ENHANCED MESSAGE-----