-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NNhYmtHBkWDXAJYhW/Qv20JJwZY0OOB16OExz2sGQZ3fmi++dnb5BR3IjdVqOCvb eDJakOwrm00VOOPbgIwwWg== 0000018230-03-000435.txt : 20030902 0000018230-03-000435.hdr.sgml : 20030901 20030902141734 ACCESSION NUMBER: 0000018230-03-000435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030829 FILED AS OF DATE: 20030902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUNTON MICHAEL J CENTRAL INDEX KEY: 0001171805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03875939 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-29 0000018230 CATERPILLAR INC CAT 0001171805 BAUNTON MICHAEL J FRANK PERKINS WAY EASTFIELD PETERBOROUGH, U.K. PE1 5NA 0100Vice PresidentCommon2003-08-294M02400038.4063A46802DCommon2003-08-294F01744371.515D29359D Employee Stock Option38.40632003-08-294M0240000D1988-08-082010-06-12Common240000< /value>DThis amount includes 3977 shares in EIP and 1568 shares in dividend reinvestment.(Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.M. J. Baunton; L.J. Huxtable, POA2003-09-02 -----END PRIVACY-ENHANCED MESSAGE-----