-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dyn7myFEHcp7Vi62UVTQzkqTTR+9uPM03NeN1gWu4aeDCFLJJ3uRZ2k5tVblcieF xcrGHUDBOGR59jorOUsGgQ== 0000018230-03-000399.txt : 20030813 0000018230-03-000399.hdr.sgml : 20030813 20030813112128 ACCESSION NUMBER: 0000018230-03-000399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030812 FILED AS OF DATE: 20030813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRINGER WILLIAM F CENTRAL INDEX KEY: 0001172566 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03839537 BUSINESS ADDRESS: STREET 1: 100 N E ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-12 0000018230 CATERPILLAR INC CAT 0001172566 SPRINGER WILLIAM F 501 S.W. JEFFERSON AVENUE PEORIA IL 61629-2100 0100Vice President Common2003-08-124M0208026.7656A13132DCommon2003-08-124F080469.23D12328DEmployee Stock Option26.76562003-08-124M020800D1988-08-082004-06-07Common20800DThis amount includes 9747 shares in 401K.(Right to Buy) with tandem tax withholding rights.Exerciable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.William F. Springer; L.J. Huxtable, POA2003-08-13 -----END PRIVACY-ENHANCED MESSAGE-----