-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O1IXR1Z+Gsb25a80OnhX1ASTmKvVciH1biTwZ9Gd4sUwuTtMxqRKXS+uuCzShhuD 6qNEomzKrxcAjZm+R5xrzg== 0000018230-03-000353.txt : 20030731 0000018230-03-000353.hdr.sgml : 20030731 20030731112547 ACCESSION NUMBER: 0000018230-03-000353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030730 FILED AS OF DATE: 20030731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHENA CHRISTIANO V CENTRAL INDEX KEY: 0001204588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03813471 BUSINESS ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-07-30 0000018230 CATERPILLAR INC CAT 0001204588 SCHENA CHRISTIANO V 100 N.E. ADAMS STREET PEORIA IL 61629-4490 0100Vice PresidentCommon2003-07-304M0373626.7656A14358DCommon2003-07-304F0151565.97D12843DCommon2003-07-314S0190067.70D10943DCommon2003-07-314S< equitySwapInvolved>0164467.73D9299DEmployee Stock Option26.76562003-07-304M037360D1988-08-082004-06-07Common37360DThis amount includes 6 880 shares in EIP-1, 347 shares in 401K and 66 shares in dividend reinvestment.(Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.C. V. Schena; L.J. Huxtable, POA2003-07-31 -----END PRIVACY-ENHANCED MESSAGE-----