-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wgi+XYzq5XfCUz/UIyhAHep6vuWK4VBDZIwxX0wFi3Ya1Nn88iyD9YHEmcSYZ4h4 zSsRq7Ou7lv42aAC+GI+AQ== 0000018230-03-000334.txt : 20030725 0000018230-03-000334.hdr.sgml : 20030725 20030725084206 ACCESSION NUMBER: 0000018230-03-000334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030723 FILED AS OF DATE: 20030725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACIER ROBERT R CENTRAL INDEX KEY: 0001171779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03802040 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-07-23 0000018230 CATERPILLAR INC CAT 0001171779 MACIER ROBERT R 0100Vice PresidentCommon2003-07-234M0101332.9062A27213DCommon2003-07-234F051764.40D26696DCommon2003-07-23< transactionCoding>4M0180732.9062A28503DCommon2003-07-234F0120964.40D27294DCommon2003-07-234M0193451.6562A29228DCommon2003-07-234F0155164.40D27677DCommon2003-07-234M0652651.6562A34203DCommon2003-07-234F0565364.40D28550DEmployee Stock Option32.90622003-07-234M010130D1988-08-082006-06-11Common10130DEmployee Stock Option32.90622003-07-234M018070D1988-08-082006-06-11Common18070DEmployee Stock Option51.65622003-07-234M019340D1988-08-082007-06-10Common19340DEmployee Stock Option51.65622003-07-234M065260D1988-08-082007-06-10Common65260DThis amount includes 3967 shares in EIP-1, 1533 shares in 401K and 616 shares in dividend re investment.(Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.R. R. Macier; L.J. Huxtable, POA2003-07-25 -----END PRIVACY-ENHANCED MESSAGE-----