-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SCHpoRspbXzlRWtZgw06DMR+Saa1pFfPDKDZ0bXAY90xh/tO9kTlKaBlkFA84VgT 8/iLbRLQN810VZpHvVIjEQ== 0000018230-03-000321.txt : 20030724 0000018230-03-000321.hdr.sgml : 20030724 20030724113858 ACCESSION NUMBER: 0000018230-03-000321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030722 FILED AS OF DATE: 20030724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WUNNING STEVEN H CENTRAL INDEX KEY: 0001171788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03800029 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-07-22 0000018230 CATERPILLAR INC CAT 0001171788 WUNNING STEVEN H 0100Vice President Common2003-07-224M0331630.1562A24487DCommon2003-07-224F0155264.405D22935DCommon2003-07-224M0268430.1562A25619DCommon2003-07-224F0167664.405D23943DEmployee Stock Option30.15622003-07-224M0 33160D1988-08-082005-06-06Common33160DEmployee Stock Option30.15622003-07-224M026840D1988-08-082005-06-06Common26840DThis amount includes 7492 shares in EIP-1, 2363 shares in 401K, and 1756 shares in SEIP. Indirectly held shares by wife are 33 shares that includes 1 share in dividend reinvestment.(Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.S. H. Wunning; L.J. Huxtable, POA2003-07-24 -----END PRIVACY-ENHANCED MESSAGE-----