-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bkqu5DCYLc4F0lrxV5W6L4iufHOcMaPWoMI9d5lWUqaNOoJT0T0ocLd1n17zNXM6 QMUIjjU/n6BFN6n9RFU0Tw== 0000018230-03-000271.txt : 20030701 0000018230-03-000271.hdr.sgml : 20030701 20030701153731 ACCESSION NUMBER: 0000018230-03-000271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAGOWAN PETER A CENTRAL INDEX KEY: 0001171799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03767987 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-06-30 0000018230 CATERPILLAR INC CAT 0001171799 MAGOWAN PETER A 1000Phantom Stock Units02003-06-304A01690A1988-08-081988-08-08Common1690DDirectly held shares from Table I are 21,068 that include 450 dividend reinvestment shares. Indirectly held shares by Trust from Table I are 1400 sharesThe phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2003 at a price between $54.285 and $55.82 per share.Security converts to common stock on a one-for-one basis.Peter A. Magowan; L. J. Huxtable, POA2003-07-01 -----END PRIVACY-ENHANCED MESSAGE-----