-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BxMgXfoGRwjpTKNi836fnCbGT/B/Mb0CtSMpUlcN6xhih4bYPPYeA/plp6EcnA2t m2rIS3Go4Pb+Y40nSmhiQA== 0000018230-03-000262.txt : 20030701 0000018230-03-000262.hdr.sgml : 20030701 20030701095612 ACCESSION NUMBER: 0000018230-03-000262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030627 FILED AS OF DATE: 20030701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOSSELIN STEPHEN A CENTRAL INDEX KEY: 0001172564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03766505 BUSINESS ADDRESS: STREET 1: 100 N E ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-06-27 0000018230 CATERPILLAR INC CAT 0001172564 GOSSELIN STEPHEN A 0100Vice PresidentCommon2003-06-274M013426.7656A4773DCommon2003-06-274F06356.12D4710DEmployee Stock Option26.76562003-06-274M01340D1988-08-082004-06-07Common1340D< /value>This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters.(Right to buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.Stephen A. Gosselin; L.J. Huxtable, POA2003-07-01 -----END PRIVACY-ENHANCED MESSAGE-----