-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PWpB7p0pdlhyePxPmsBaPEUKkcg90UhYJSCuRGMC91QZUMSyOkrIERYqxh/TajC2 U7dPvlHmwYGnijE6MQTSGQ== 0000018230-03-000206.txt : 20030513 0000018230-03-000206.hdr.sgml : 20030513 20030513152548 ACCESSION NUMBER: 0000018230-03-000206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030512 FILED AS OF DATE: 20030513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST SHERRIL K CENTRAL INDEX KEY: 0001171798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03695427 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-05-12 0000018230 CATERPILLAR INC CAT0001171798 WEST SHERRIL K 0100Vice President Common2003-05-125M0165618.7656A22116DCommon2003-05-125F057953.665D21537DCommon2003-05-125M040018.7656A21937DCommon2003-05-125F022053.665D21717DEmployee Stock Option18.76562003-05-125M016560D1988-08-082003-06-08Common16560DEmployee Stock Option18.76562003-05-125M04000D1988-08-082003-06-08Common4000DThis amount includes 8738 shares in EIP-1, 1285 shares in SEIP and 728 shares in dividend reinvestment.(Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.Sherril K. West; L.J. Huxtable, POA2003-05-13 -----END PRIVACY-ENHANCED MESSAGE-----