0001062993-23-009033.txt : 20230411 0001062993-23-009033.hdr.sgml : 20230411 20230411164903 ACCESSION NUMBER: 0001062993-23-009033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230409 FILED AS OF DATE: 20230411 DATE AS OF CHANGE: 20230411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ganguly Devkumar Dilip CENTRAL INDEX KEY: 0001856351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40274 FILM NUMBER: 23813844 MAIL ADDRESS: STREET 1: C/O JACKSON FINANCIAL INC. STREET 2: 1 CORPORATE WAY CITY: LANSING STATE: MI ZIP: 48951 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Jackson Financial Inc. CENTRAL INDEX KEY: 0001822993 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 980486152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CORPORATE WAY CITY: LANSING STATE: MI ZIP: 48951 BUSINESS PHONE: 517-381-5500 MAIL ADDRESS: STREET 1: 1 CORPORATE WAY CITY: LANSING STATE: MI ZIP: 48951 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-04-09 0001822993 Jackson Financial Inc. JXN 0001856351 Ganguly Devkumar Dilip 1 CORPORATE WAY LANSING MI 48951 0 1 0 0 EVP & Chief Operating Officer 0 Common Stock 2023-04-09 4 F 0 19542.36 35.79 D 106747.62 D Common Stock 2023-04-09 4 M 0 14770.72 0.00 A 121518.34 D Common Stock 2023-04-09 4 D 0 14770.72 35.79 D 106747.62 D Common Stock 2023-04-09 4 F 0 14306.45 35.79 D 92441.17 D Common Stock 2023-04-09 4 M 0 10812.75 0.00 A 103253.92 D Common Stock 2023-04-09 4 D 0 10812.75 35.79 D 92441.17 D restricted share units 2023-04-09 4 M 0 14770.72 35.79 D 2023-04-09 2023-04-09 Common Stock 14770.72 10812.75 D restricted share units 2023-04-09 4 M 0 10812.75 35.79 D 2023-04-09 2023-04-09 Common Stock 10812.75 0.00 D Shares withheld to cover tax obligations due upon the vesting of the earned restricted share units settled in shares, based on achievement of performance metrics of the Converted 2020 PLTIP (2020 PLTIPs). Reflects the conversion of 14,770.72 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned. Reflects the disposition for cash of 14,770.72 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned. Shares withheld to cover tax obligations due upon the vesting of earned restricted share units settled in shares, based on achievement of performance metrics of the Converted Prudential RSPs (Pru RSPs). Reflects the conversion of 10,812.75 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned. Reflects the disposition for cash of 10,812.75 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned. Power of Attorney on file. /s/ Kristan L. Richardson, as Attorney-in-Fact 2023-04-11