0001209191-23-002040.txt : 20230105 0001209191-23-002040.hdr.sgml : 20230105 20230105180109 ACCESSION NUMBER: 0001209191-23-002040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230105 DATE AS OF CHANGE: 20230105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalikow Jonathan Gilbert CENTRAL INDEX KEY: 0001843401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39995 FILM NUMBER: 23512775 MAIL ADDRESS: STREET 1: 101 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFC Gamma, Inc. CENTRAL INDEX KEY: 0001822523 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 851807125 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 OKEECHOBEE BLVD., SUITE 1770 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 561.510.2390 MAIL ADDRESS: STREET 1: 525 OKEECHOBEE BLVD., SUITE 1770 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-03 0 0001822523 AFC Gamma, Inc. AFCG 0001843401 Kalikow Jonathan Gilbert 525 OKEECHOBEE BLVD., SUITE 1650 WEST PALM BEACH FL 33401 1 1 0 0 Head of Real Estate Common Stock 2023-01-03 4 A 0 16056 15.57 A 21056 D Common Stock 97500 I See footnote Common Stock 668500 I See footnote Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 3, 2023, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. The shares are held directly by Gamma Opportunities V LP, a Delaware limited partnership, whose general partner is Gamma Opportunities V GP LLC, a Delaware limited liability company ("GO GP"). GO GP is a wholly owned by the Reporting Person. Shares are held directly by Gamma Equities VIII LLC, a subsidiary of Gamma Lending Holdco LLC, a Delaware limited liability company ("GLO") whose managing member is Gamma Lending Opportunities LP, a Delaware limited partnership ("GLO LP"). GLO LP's sole general partner is GRE Lending Opportunities LLC, a Delaware limited liability company ("GLO GP"). GLO GP is a wholly owned subsidiary of Gamma Real Estate LLC ("GRE"). The Reporting Person owns 50% of the economic and voting interests in GRE and N. Richard Kalikow, father of the Reporting Person, owns the remaining 50% of the economic and voting interests of GRE. Gabriel Katz, attorney-in-fact for Jonathan Kalikow 2023-01-05