0001213900-20-038334.txt : 20201119
0001213900-20-038334.hdr.sgml : 20201119
20201119201304
ACCESSION NUMBER: 0001213900-20-038334
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201119
FILED AS OF DATE: 20201119
DATE AS OF CHANGE: 20201119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cascade Acquisition Holdings LLC
CENTRAL INDEX KEY: 0001822282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39728
FILM NUMBER: 201330210
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2123701300
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cascade Acquisition Corp
CENTRAL INDEX KEY: 0001822309
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 852562068
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2123701300
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
3
1
ownership.xml
X0206
3
2020-11-19
0
0001822309
Cascade Acquisition Corp
CASU
0001822282
Cascade Acquisition Holdings LLC
C/O CASCADE ACQUISITION CORP.
1900 SUNSET HARBOUR DR. SUITE 2102
MIAMI
FL
33139
0
0
1
0
Class B Common Stock
Class A Common Stock
5750000
D
As described in the issuer's registration statement on Form S-1 (File No. 333-249354) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically be converted into shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein, and have no expiration date.
These shares represent Class B common stock held by Cascade Acquisition Holdings LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. The Class B common stock owned by the Sponsor includes up to 750,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the issuer's Registration Statement.
Jay Levine, Chairman and Chief Executive Officer of the issuer, and Gene Weil, Director of the issuer, are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, Messrs. Levine and Weil may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Each of Messrs. Levine and Weil disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Cascade Acquisition Holdings LLC, /s /Jay Levine, Authorized Person
2020-11-19