0001209191-23-033387.txt : 20230601 0001209191-23-033387.hdr.sgml : 20230601 20230601172959 ACCESSION NUMBER: 0001209191-23-033387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230530 FILED AS OF DATE: 20230601 DATE AS OF CHANGE: 20230601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winer Gary M CENTRAL INDEX KEY: 0001822095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40591 FILM NUMBER: 23985794 MAIL ADDRESS: STREET 1: C/O LENSAR, INC. STREET 2: 2800 DISCOVERY DRIVE CITY: ORLANDO STATE: FL ZIP: 32826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCW Biologics Inc. CENTRAL INDEX KEY: 0001828673 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 825024477 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2929 N COMMERCE PKWY CITY: MIRAMAR STATE: FL ZIP: 33025 BUSINESS PHONE: 954-842-2024 MAIL ADDRESS: STREET 1: 2929 N COMMERCE PKWY CITY: MIRAMAR STATE: FL ZIP: 33025 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-30 0 0001828673 HCW Biologics Inc. HCWB 0001822095 Winer Gary M C/O HCW BIOLOGICS INC 2929 N. COMMERCE PARKWAY MIRAMAR FL 33025 1 0 0 0 0 Common Stock 2023-05-30 4 P 0 850 1.5206 A 13850 D Common Stock 2023-05-31 4 P 0 500 1.50 A 14350 D The range of prices for the shares of Common Stock is from $1.50 to $1.55. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. /s/ Nicole Valdivieso, as Attorney-in-Fact for Gary Winer 2023-06-01