Chief Compliance Officer

0001821407-23-000001.txt : 20230131 0001821407-23-000001.hdr.sgml : 20230131 20230131135835 ACCESSION NUMBER: 0001821407-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230131 DATE AS OF CHANGE: 20230131 EFFECTIVENESS DATE: 20230131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WFA of San Diego, LLC CENTRAL INDEX KEY: 0001821407 IRS NUMBER: 844136657 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20341 FILM NUMBER: 23571873 BUSINESS ADDRESS: STREET 1: 3170 FOURTH AVE. STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92103 BUSINESS PHONE: 6194910225 MAIL ADDRESS: STREET 1: 3170 FOURTH AVE. STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92103 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001821407 XXXXXXXX 12-31-2022 12-31-2022 WFA of San Diego, LLC

3170 FOURTH AVE. SUITE 300 SAN DIEGO CA 92103

13F HOLDINGS REPORT 028-20341 000307404 028-20341 N Joseph P. Arce Chief Compliance Officer 8664788794 Joseph P, Arce San Diego CA 01-31-2023 0 479 130663613 false INFORMATION TABLE 2 WFA_13F_4q2022.xml 21st Cent Fox Cl A Equities 35137L105 729 24 SH SOLE 0 0 24 3M Company Equities 88579Y101 73511 613 SH SOLE 0 0 613 Abbot Laboratories Equities 002824100 33815 308 SH SOLE 0 0 308 AbbVie Inc. Equities 00287Y109 527980 3267 SH SOLE 0 0 3267 Aberdeen Std Swiss Physical Gold Trust Equities 00326A104 48287 2764 SH SOLE 0 0 2764 Accenture Ltd A Equities G1151C101 88057 330 SH SOLE 0 0 330 Adams Express Co Equities 006212104 9180 631 SH SOLE 0 0 631 Adobe Systems Inc Equities 00724F101 387010 1150 SH SOLE 0 0 1150 Advanced Energy Ind Equities 007973100 12009 140 SH SOLE 0 0 140 Advanced Micro Devices Equities 007903107 11140 172 SH SOLE 0 0 172 Aflac Inc Equities 001055102 151074 2100 SH SOLE 0 0 2100 Agilent Technologies Inc Equities 00846U101 76920 514 SH SOLE 0 0 514 Agnico-Eagle Mines Ltd Equities 008474108 15597 300 SH SOLE 0 0 300 Air Products & Chemicals Inc Equities 009158106 10481 34 SH SOLE 0 0 34 Alaska Air Group Inc Equities 011659109 301 7 SH SOLE 0 0 7 Alcon Inc Ord Equities H01301128 9424 138 SH SOLE 0 0 138 Allstate Corporation Equities 020002101 20069 148 SH SOLE 0 0 148 Alphabet Inc Class A Equities 02079K305 1224191 13875 SH SOLE 0 0 13875 Alphabet Inc Class C Equities 02079K107 308780 3480 SH SOLE 0 0 3480 Altria Group Equities 02209S103 125851 2753 SH SOLE 0 0 2753 Amazon Com Inc Equities 023135106 624456 7434 SH SOLE 0 0 7434 Ameren Corp. Equities 023608102 76488 860 SH SOLE 0 0 860 American Electric Power Co. Equities 025537101 11394 120 SH SOLE 0 0 120 American Express Equities 025816109 44177 299 SH SOLE 0 0 299 American States Water Co Equities 029899101 617364 6671 SH SOLE 0 0 6671 American Water Works Equities 030420103 8536 56 SH SOLE 0 0 56 Ameriprise Financial Inc Equities 03076C106 21173 68 SH SOLE 0 0 68 Amgen Inc. Equities 031162100 812083 3092 SH SOLE 0 0 3092 Amplify CWP Enhanced Dividend Income ETF Equities 032108409 74100 2066 SH SOLE 0 0 2066 Apple Inc. Equities 037833100 9739374 74959 SH SOLE 0 0 74959 Applied Materials Equities 038222105 278604 2861 SH SOLE 0 0 2861 ARCH COAL INC Equities 013091103 8296 400 SH SOLE 0 0 400 Ares Capital Corp Equities 04010L103 73880 4000 SH SOLE 0 0 4000 Astrazeneca Plc Adr Equities 046353108 6780 100 SH SOLE 0 0 100 AT&T Corp. 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Equities 68389X105 29379 359 SH SOLE 0 0 359 Organon & Co Common Stock Equities 68622V106 5279 189 SH SOLE 0 0 189 Orion Office REIT Inc Com Equities 68629Y103 77 9 SH SOLE 0 0 9 ORION OFFICE REIT INC COM Equities 68629Y103 538 63 SH SOLE 0 0 63 Otis Worldwide Corp Equities 68902V107 5873 75 SH SOLE 0 0 75 Owens Illinois Inc New Equities 67098H104 414 25 SH SOLE 0 0 25 P N C Bank Corp Equities 693475105 11688 74 SH SOLE 0 0 74 Pacer Trendpilot US Bond ETF Equities 69374H642 88504 4401 SH SOLE 0 0 4401 Pacer US Cash Cows 100 ETF Equities 69374H881 110945 2399 SH SOLE 0 0 2399 Pacer US Small Cap Cash Cows 100 ETF Equities 69374H857 29874 831 SH SOLE 0 0 831 Pacific Premier Bancorp Equities 69478X105 15780 500 SH SOLE 0 0 500 Packaging Corp Of Am Equities 695156109 4477 35 SH SOLE 0 0 35 Paddy Pwr Betfair Equities 344044102 13849 203 SH SOLE 0 0 203 Palo Alto Networks Inc Equities 697435105 12559 90 SH SOLE 0 0 90 PARAMOUNT GLOBAL CLASS B COMMON STOCK Equities 92556H206 5840 346 SH SOLE 0 0 346 Paypal Holdings Inco Equities 70450Y103 10683 150 SH SOLE 0 0 150 Pepsico Equities 713448108 231612 1282 SH SOLE 0 0 1282 Pfizer Inc. Equities 717081103 219699 4288 SH SOLE 0 0 4288 Philip Morris Intl Equities 718172109 155661 1538 SH SOLE 0 0 1538 Phillips 66 Equities 718546104 47756 459 SH SOLE 0 0 459 PHILLIPS EDISON AND COMPANY ORD Equities 71844V201 25981 816 SH SOLE 0 0 816 Piedmont Office Rlty Trust Inc Equities 720190206 25933 2828 SH SOLE 0 0 2828 Pimco 0-5 High-Yield Bond Index Equities 72201R783 126303 1415 SH SOLE 0 0 1415 Pimco Corp Income Fund Equities 72200U100 1600 135 SH SOLE 0 0 135 Pimco Dynamic Income Cf Equities 72201Y101 14784 800 SH SOLE 0 0 800 Pimco Enhanced Short Maturity Strategy Equities 72201R833 69055 700 SH SOLE 0 0 700 Pimco Floating Rate Incm Equities 72201H108 20361 2511 SH SOLE 0 0 2511 Pinterest Inc Equities 72352L106 4856 200 SH SOLE 0 0 200 Pioneer Natural Res Co Equities 723787107 57098 250 SH SOLE 0 0 250 PJT Partners Inc Equities 69343T107 221 3 SH SOLE 0 0 3 PPG Industries Inc Equities 693506107 25148 200 SH SOLE 0 0 200 Proctor & Gamble Equities 742718109 440967 2910 SH SOLE 0 0 2910 Proshares Ultra Dow 30 Equities 74347R305 5941 93 SH SOLE 0 0 93 Prospect Capital Corp Equities 74348T102 45435 6500 SH SOLE 0 0 6500 Prudential Financial Inc Equities 744320102 21284 214 SH SOLE 0 0 214 Public Service Enterprise Equities 744573106 214453 3500 SH SOLE 0 0 3500 Public Storage Inc. Equities 74460D109 64444 230 SH SOLE 0 0 230 Quaker Chemical Corp Equities 747316107 17358 104 SH SOLE 0 0 104 Qualcomm Inc. Equities 747525103 2426830 22074 SH SOLE 0 0 22074 Quest Diagnostics Inc. Equities 74834L100 230593 1474 SH SOLE 0 0 1474 Randgold Res Ltd Adr Equities 067901108 37796 2200 SH SOLE 0 0 2200 RaytheonTech Corp Equities 75513E101 152490 1511 SH SOLE 0 0 1511 Realty Income Corp. Equities 756109104 1054140 16619 SH SOLE 0 0 16619 Resmed, Inc. Equities 761152107 52033 250 SH SOLE 0 0 250 Rivian Automotive Inc Class A Equities 76954A103 27645 1500 SH SOLE 0 0 1500 Roche Hldg AG Equities 001203204 65987 210 SH SOLE 0 0 210 S&P Midcap 400 SPDR Equities 78467Y107 35423 80 SH SOLE 0 0 80 Schlumberger Ltd. Equities 806857108 10692 200 SH SOLE 0 0 200 Schwab Ariel ESG ETF Equities 808524664 38063 1913 SH SOLE 0 0 1913 Schwab Emerg Mkt Equity Equities 808524706 262571 11093 SH SOLE 0 0 11093 Schwab Funda Emg Mkts Equities 808524730 3048 123 SH SOLE 0 0 123 Schwab Fundamental Intl Lg Co ETF Equities 808524755 203 7 SH SOLE 0 0 7 Schwab Fundamental US Large ETF Equities 808524771 3046 57 SH SOLE 0 0 57 Schwab Fundamental US Small Company ETF Equities 808524763 654 14 SH SOLE 0 0 14 Schwab Intermediate Term Treasury Equities 808524854 299860 6091 SH SOLE 0 0 6091 Schwab Intl Equity ETF Equities 808524805 128067 3976 SH SOLE 0 0 3976 Schwab Intl Small Cap Equities 808524888 7035 224 SH SOLE 0 0 224 Schwab US Agg Bnd ETF Equities 808524839 103899 2276 SH SOLE 0 0 2276 Schwab US Broad Mkt ETF Equities 808524102 2936534 65533 SH SOLE 0 0 65533 Schwab US Dividend Equity Equities 808524797 1098403 14541 SH SOLE 0 0 14541 Schwab US Lg cap Value Equities 808524409 28663 434 SH SOLE 0 0 434 Schwab US Lg-Cap Growth Equities 808524300 35114 632 SH SOLE 0 0 632 Schwab US Mid-Cap Equities 808524508 1272703 19398 SH SOLE 0 0 19398 Schwab US Small Cap Equities 808524607 15825 391 SH SOLE 0 0 391 Schwab US TIPS ETF Equities 808524870 598038 11547 SH SOLE 0 0 11547 Science Applications Equities 808625107 55243 498 SH SOLE 0 0 498 Sector SPDR Energy Select Equities 81369Y506 175854 2010 SH SOLE 0 0 2010 Sector SPDR Financial Select Equities 81369Y605 34200 1000 SH SOLE 0 0 1000 Sector Spdr Util Select Equities 81369Y886 130532 1852 SH SOLE 0 0 1852 Select Sector Health Equities 81369Y209 6793 50 SH SOLE 0 0 50 Sempra Energy Equities 816851109 1543582 9988 SH SOLE 0 0 9988 Simon Ppty Gp Pfd Equities 828806885 9062 150 SH SOLE 0 0 150 Simon Property Group Inc. Equities 828806109 35596 303 SH SOLE 0 0 303 Sirius XM Radio Equities 82968B103 876 150 SH SOLE 0 0 150 Skechers U S A Inc Cl A Equities 830566105 8390 200 SH SOLE 0 0 200 Skyworks Solutions Inc. Equities 83088M102 18226 200 SH SOLE 0 0 200 Softbank Group Corp Equities 83404D109 15866 750 SH SOLE 0 0 750 Southern Copper Corp Equities 84265V105 9059 150 SH SOLE 0 0 150 SPDR Aggregate Bond ETF Equities 78464A649 129671 5160 SH SOLE 0 0 5160 SPDR Barclays High Yield Bond Equities 78468R622 18000 200 SH SOLE 0 0 200 SPDR Barclays TIPS Equities 78464A656 119913 4655 SH SOLE 0 0 4655 SPDR Developed World Ex-US ETF Equities 78463X889 1734229 58411 SH SOLE 0 0 58411 SPDR Dow Jones Industrial Average Equities 78467X109 49700 150 SH SOLE 0 0 150 SPDR Emerging Markets ETF Equities 78463X509 80027 2428 SH SOLE 0 0 2428 SPDR Gold Mini ETF Equities 98149E303 1904318 52620 SH SOLE 0 0 52620 SPDR Int Corp Bnd Equities 78464A375 33071 1039 SH SOLE 0 0 1039 SPDR Large Cap Low Vol ETF Equities 78468R804 76495 564 SH SOLE 0 0 564 SPDR Mid Cap Equities 78464A847 427083 10049 SH SOLE 0 0 10049 SPDR MSCI ACWI Ex-US ETF Equities 78463X848 683505 28408 SH SOLE 0 0 28408 SPDR Nuveen Barclay Short-term Muni Fd Equities 78468R739 23255 495 SH SOLE 0 0 495 SPDR Nuveen Muni Bnd ETF Equities 78468R721 70164 1538 SH SOLE 0 0 1538 SPDR S&P Bank ETF Equities 78464A797 9707 215 SH SOLE 0 0 215 SPDR S&P Dividend Equities 78464A763 709123 5668 SH SOLE 0 0 5668 SPDR St Term Corp BndETF Equities 78464A474 149779 5098 SH SOLE 0 0 5098 SPDR Total Stock Market ETF Equities 78464A805 857037 18123 SH SOLE 0 0 18123 SPDR Trust 1 Equities 78462F103 580911 1519 SH SOLE 0 0 1519 SPDR Wells Fargo Preferred Equities 78464A292 102366 3119 SH SOLE 0 0 3119 SPDR Blmbg Barclays 1-3 Mth T-Bill ETF Equities 78468R663 559065 6112 SH SOLE 0 0 6112 SPDR Portfolio High Yield Bond ETF Equities 78468R606 156715 7015 SH SOLE 0 0 7015 Starbucks Corp. Equities 855244109 37498 378 SH SOLE 0 0 378 Starwood Property Trust Equities 85571B105 27495 1500 SH SOLE 0 0 1500 Streettracks Gold Trust Equities 78463V107 40205 237 SH SOLE 0 0 237 Stryker Corp Equities 863667101 12225 50 SH SOLE 0 0 50 T J X Cos Inc Equities 872540109 39800 500 SH SOLE 0 0 500 Target Corp Equities 87612E106 40241 270 SH SOLE 0 0 270 TCW Strategic Income Fund Equities 872340104 3465 750 SH SOLE 0 0 750 Tellurian Inc New Equities 87968A104 2520 1500 SH SOLE 0 0 1500 Teradata Corp Equities 88076W103 15214 452 SH SOLE 0 0 452 Tesla Motors Inc Equities 88160R101 764455 6206 SH SOLE 0 0 6206 Texas Instruments Equities 882508104 66088 400 SH SOLE 0 0 400 The Blackstone Group LP Equities 09260D107 45993 620 SH SOLE 0 0 620 The Southern Co Equities 842587107 639838 8960 SH SOLE 0 0 8960 Thermo Fisher Scientific Equities 883556102 5507 10 SH SOLE 0 0 10 TVA PARRS Pfd 6/1/28 Equities 880591300 128462 5797 SH SOLE 0 0 5797 U S Bancorp Del Equities 902973304 120364 2760 SH SOLE 0 0 2760 Union Pacific Corp. Equities 907818108 86969 420 SH SOLE 0 0 420 United Parcel Service B Equities 911312106 38766 223 SH SOLE 0 0 223 Unitedhealth Group Inc Equities 91324P102 41884 79 SH SOLE 0 0 79 Valero Energy Corp Equities 91913Y100 43513 343 SH SOLE 0 0 343 VanEck Vectors High Yield Muni ETF Equities 92189H409 7128 141 SH SOLE 0 0 141 Vanguard Bond Index Fund Equities 921937835 1639389 22820 SH SOLE 0 0 22820 Vanguard Dividend Appreciation Fd Equities 921908844 2291799 15093 SH SOLE 0 0 15093 Vanguard ESG International Stock ETF Equities 921910725 51502 1047 SH SOLE 0 0 1047 Vanguard ESG US Corporate Bond ETF Equities 921910691 50664 835 SH SOLE 0 0 835 Vanguard ESG US Stock ETF Equities 921910733 60657 921 SH SOLE 0 0 921 Vanguard FTSE All-World Ex. US Idx Equities 922042775 1443430 28788 SH SOLE 0 0 28788 Vanguard FTSE All-World ex-US Sm-Cp ETF Equities 922042718 617 6 SH SOLE 0 0 6 Vanguard FTSE Emerging Mkts Equities 922042858 1067760 27393 SH SOLE 0 0 27393 Vanguard Global ex-US Real Estate ETF Equities 922042676 2108 51 SH SOLE 0 0 51 Vanguard Growth Equities 922908736 288551 1354 SH SOLE 0 0 1354 Vanguard Health Care Equities 92204A504 58344 235 SH SOLE 0 0 235 Vanguard High Dividend Yield Idx Equities 921946406 118598 1096 SH SOLE 0 0 1096 Vanguard I/T Corp Bond Equities 92206C870 524626 6769 SH SOLE 0 0 6769 Vanguard Info Tech Index Equities 92204A702 4472 14 SH SOLE 0 0 14 Vanguard Inter Govt Bond ETF Equities 92206C706 501992 8584 SH SOLE 0 0 8584 Vanguard Mega Cap Growth ETF Equities 921910816 74178 431 SH SOLE 0 0 431 Vanguard REIT Vipers MSCI Equities 922908553 13444 163 SH SOLE 0 0 163 Vanguard Russell 1000 Growth ETF Equities 92206C680 1488 27 SH SOLE 0 0 27 Vanguard Russell 1000 Value ETF Equities 92206C714 26565 399 SH SOLE 0 0 399 Vanguard Russell 2000 ETF Equities 92206C664 4715 67 SH SOLE 0 0 67 Vanguard S&P 400 Grth Equities 921932869 69559 411 SH SOLE 0 0 411 Vanguard S&P 500 Etf Equities 922908363 444094 1264 SH SOLE 0 0 1264 Vanguard S&P 500 Growth Equities 921932505 42500 201 SH SOLE 0 0 201 Vanguard S/T Bond Index ETF Equities 921937827 152969 2032 SH SOLE 0 0 2032 Vanguard S/T Corp Bond Fd Equities 92206C409 1596082 21227 SH SOLE 0 0 21227 Vanguard Short-Term Treasury ETF Equities 92206C102 143527 2482 SH SOLE 0 0 2482 Vanguard Tax-Exempt Bond ETF Equities 922907746 15045 304 SH SOLE 0 0 304 Vanguard Total Intl Index Fund Equities 921909768 17481 338 SH SOLE 0 0 338 Vanguard Total Stock Mkt Vipers Equities 922908769 13678234 71543 SH SOLE 0 0 71543 Vanguard US Smallcap Index Equities 922908751 15601 85 SH SOLE 0 0 85 Vanguard Value ETF Equities 922908744 26530 189 SH SOLE 0 0 189 Ventas Inc Equities 92276F100 70729 1570 SH SOLE 0 0 1570 Verizon Communications Equities 92343V104 361566 9177 SH SOLE 0 0 9177 Viatris Inc Equities 92556V106 523 47 SH SOLE 0 0 47 VIRGIN GALACTIC HLDGS INC COM Equities 92766K106 28 8 SH SOLE 0 0 8 Virtus Glbl Dividend Inc Fd Equities 92835W107 52832 8066 SH SOLE 0 0 8066 VISA Inc Cl A Equities 92826C839 66483 320 SH SOLE 0 0 320 Vmware Inc Equities 928563402 1105 9 SH SOLE 0 0 9 Volkswagen AG Equities 928662600 360 23 SH SOLE 0 0 23 Wabtec Corp Equities 929740108 2296 23 SH SOLE 0 0 23 Walgreens Boots Alliance Inc Equities 931427108 31943 855 SH SOLE 0 0 855 Wal-Mart Stores Inc. Equities 931142103 17880 126 SH SOLE 0 0 126 Warby Parker Inc Equities 93403J106 5396 400 SH SOLE 0 0 400 WARNER BROS. DISCOVERY SRS A ORD WI Equities 934423104 967 102 SH SOLE 0 0 102 Waste Management Equities 94106L109 4706 30 SH SOLE 0 0 30 WD-40 Company Equities 929236107 92503 574 SH SOLE 0 0 574 Wells Fargo & Co New Perp PFD Cnv L Equities 949746804 696780 588 SH SOLE 0 0 588 Wells Fargo & Co. Equities 949746101 78451 1900 SH SOLE 0 0 1900 Welltower Inc. Equities 95040Q104 6555 100 SH SOLE 0 0 100 Western Asset Global High Inc Equities 95766B109 27636 4064 SH SOLE 0 0 4064 Whirlpool Corp Equities 963320106 14146 100 SH SOLE 0 0 100 WIMM BILL DANN FOOD ADRF Equities 934423104 31910 3366 SH SOLE 0 0 3366 Wisdomtree Emerging Mkts Eq Inc Equities 97717W315 10692 300 SH SOLE 0 0 300 WisdomTree Japan Hedged Equity Fund Equities 97717W851 36774 572 SH SOLE 0 0 572 Wisdomtree Japan Smcap Div Equities 97717W836 12632 200 SH SOLE 0 0 200 Yum Brands Equities 988498101 30739 240 SH SOLE 0 0 240 Yum China Holdings I Equities 98850P109 4099 75 SH SOLE 0 0 75 Zimmer Biomet Inc Equities 98956P102 12750 100 SH SOLE 0 0 100