Chief Compliance Officer

0001821407-22-000004.txt : 20220728 0001821407-22-000004.hdr.sgml : 20220728 20220728161128 ACCESSION NUMBER: 0001821407-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220728 DATE AS OF CHANGE: 20220728 EFFECTIVENESS DATE: 20220728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WFA of San Diego, LLC CENTRAL INDEX KEY: 0001821407 IRS NUMBER: 844136657 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20341 FILM NUMBER: 221115336 BUSINESS ADDRESS: STREET 1: 2813 COLTSGATE ROAD STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 6194910225 MAIL ADDRESS: STREET 1: 2813 COLTSGATE ROAD STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28211 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001821407 XXXXXXXX 06-30-2022 06-30-2022 WFA of San Diego, LLC

2813 COLTSGATE ROAD SUITE 200 CHARLOTTE NC 28211

13F HOLDINGS REPORT 028-20341 N Joseph P. Arce Chief Compliance Officer 8664788794 Joseph P. Arce San Diego CA 07-28-2022 0 437 116771 false INFORMATION TABLE 2 WFA_13F_2q2022.xml 3M Company Equities 88579Y101 79 613 SH SOLE 0 0 613 Abbot Laboratories Equities 002824100 60 556 SH SOLE 0 0 556 AbbVie Inc. Equities 00287Y109 500 3267 SH SOLE 0 0 3267 Aberdeen Std Swiss Physical Gold Trust Equities 00326A104 48 2763 SH SOLE 0 0 2763 Accenture Ltd A Equities G1151C101 94 340 SH SOLE 0 0 340 Activision Blizzard Inc. Equities 00507V109 1 11 SH SOLE 0 0 11 Adams Express Co Equities 006212104 19 1255 SH SOLE 0 0 1255 Adobe Systems Inc Equities 00724F101 439 1200 SH SOLE 0 0 1200 Advanced Energy Ind Equities 007973100 10 140 SH SOLE 0 0 140 Advanced Micro Devices Equities 007903107 15 193 SH SOLE 0 0 193 Aflac Inc Equities 001055102 88 1588 SH SOLE 0 0 1588 Agilent Technologies Inc Equities 00846U101 62 523 SH SOLE 0 0 523 Air Products & Chemicals Inc Equities 009158106 11 44 SH SOLE 0 0 44 Airbnb Inc Equities 009066101 1 6 SH SOLE 0 0 6 Albemarle Corp Equities 012653101 1 4 SH SOLE 0 0 4 Alcon Inc Ord Equities H01301128 13 184 SH SOLE 0 0 184 Allstate Corporation Equities 020002101 22 173 SH SOLE 0 0 173 Alphabet Inc Class A Equities 02079K305 1495 686 SH SOLE 0 0 686 Alphabet Inc Class C Equities 02079K107 350 160 SH SOLE 0 0 160 Altria Group Equities 02209S103 26 623 SH SOLE 0 0 623 Amazon Com Inc Equities 023135106 725 6830 SH SOLE 0 0 6830 American Electric Power Co. Equities 025537101 12 120 SH SOLE 0 0 120 American Express Equities 025816109 41 299 SH SOLE 0 0 299 American States Water Co Equities 029899101 82 1000 SH SOLE 0 0 1000 American Tower Corp Cl A Equities 03027X100 9 34 SH SOLE 0 0 34 American Water Works Equities 030420103 8 56 SH SOLE 0 0 56 Ameriprise Financial Inc Equities 03076C106 14 60 SH SOLE 0 0 60 Amgen Inc. Equities 031162100 599 2461 SH SOLE 0 0 2461 Amplify CWP Enhanced Dividend Income ETF Equities 032108409 29 865 SH SOLE 0 0 865 Analog Devices Inc Equities 032654105 3 19 SH SOLE 0 0 19 Ansys Inc Equities 03662Q105 1 6 SH SOLE 0 0 6 Apollo Global Management Inc Equities 03769M106 0 9 SH SOLE 0 0 9 Apollo Investrment Corporation Equities 03761U502 0 46 SH SOLE 0 0 46 Apple Inc. Equities 037833100 9526 69675 SH SOLE 0 0 69675 Applied Materials Equities 038222105 282 3101 SH SOLE 0 0 3101 Archer-Daniels Midland Equities 039483102 42 535 SH SOLE 0 0 535 Astrazeneca Plc Adr Equities 046353108 7 100 SH SOLE 0 0 100 AT&T Corp. Equities 00206R102 203 9663 SH SOLE 0 0 9663 Aurora Cannabis Inc Equities 05156X884 0 33 SH SOLE 0 0 33 Automatic Data Processing Equities 053015103 192 912 SH SOLE 0 0 912 Baker Hughes Co Equities 05722G100 8 272 SH SOLE 0 0 272 Ball Corp Equities 058498106 0 6 SH SOLE 0 0 6 Bank Montreal Equities 063671101 24 250 SH SOLE 0 0 250 Bank Of America Corp Equities 060505104 225 7212 SH SOLE 0 0 7212 Bank Of America Pfd E Equities 060505815 300 15355 SH SOLE 0 0 15355 Bank Of New York Mellon Equities 064058100 586 14038 SH SOLE 0 0 14038 Barings Bdc Inc Equities 06759L103 13 1400 SH SOLE 0 0 1400 Barnes Group Inc Equities 067806109 36 1170 SH SOLE 0 0 1170 Barrick Gold Corp Equities 067901108 9 530 SH SOLE 0 0 530 BASF SE Equities D06216317 30 700 SH SOLE 0 0 700 Bayerische Motoren Werke Equities D12096109 12 160 SH SOLE 0 0 160 Berkshire Hathaway Inc B Equities 084670702 3426 12549 SH SOLE 0 0 12549 Biogen Idec Inc. Equities 09062X103 90 442 SH SOLE 0 0 442 Bio-Rad Laboratories Equities 090572207 703 1420 SH SOLE 0 0 1420 Blackrock Inc Equities 09247X101 35 58 SH SOLE 0 0 58 Blackrock Muni CA Insured Equities 09254L107 49 4055 SH SOLE 0 0 4055 Boeing Corp. Equities 097023105 136 998 SH SOLE 0 0 998 Boston Scientific Corp Equities 101137107 0 13 SH SOLE 0 0 13 Brclys Bk Ipath Bloom Equities 06738C778 7 195 SH SOLE 0 0 195 Bristol-Myers Squibb Equities 110122108 208 2705 SH SOLE 0 0 2705 Broadcom Ltd F Equities 11135F101 7 14 SH SOLE 0 0 14 Brookfield Infrastructure Partners LP Equities G16252101 43 1125 SH SOLE 0 0 1125 Cadence Design System Equities 127387108 77 510 SH SOLE 0 0 510 Canopy Growth Corp Equities 138035100 0 60 SH SOLE 0 0 60 Capital One Financial Corp Equities 14040H105 14 138 SH SOLE 0 0 138 Caterpillar Inc. Equities 149123101 88 492 SH SOLE 0 0 492 Charles Schwab Corp. Equities 808513105 6 100 SH SOLE 0 0 100 Chemours Company Equities 163851108 1 24 SH SOLE 0 0 24 Cheniere Energy Inc New Equities 16411R208 1 4 SH SOLE 0 0 4 Chevron Corp Equities 166764100 361 2491 SH SOLE 0 0 2491 Cigna Corp Equities 125523100 45 171 SH SOLE 0 0 171 Cisco Systems Equities 17275R102 104 2432 SH SOLE 0 0 2432 Citigroup Equities 172967424 1 32 SH SOLE 0 0 32 CLEVELAND CLIFFS INC Equities 185899101 2 100 SH SOLE 0 0 100 CME Group Inc Equities 12572Q105 8 40 SH SOLE 0 0 40 Coca-Cola Co. Equities 191216100 204 3239 SH SOLE 0 0 3239 Cognizant Tech Sol Cl A Equities 192446102 81 1200 SH SOLE 0 0 1200 Cohen & Steers Qual. Inc. Realty Fund Equities 19247L106 7 487 SH SOLE 0 0 487 Coinbase Global Cl A Ord Equities 19260Q107 0 6 SH SOLE 0 0 6 Colgate Palmolive Co Equities 194162103 74 924 SH SOLE 0 0 924 Comcast Corp New Cl A Equities 20030N101 46 1175 SH SOLE 0 0 1175 ConocoPhillips Equities 20825C104 67 742 SH SOLE 0 0 742 Consolidated Edison Equities 209115104 46 482 SH SOLE 0 0 482 Copart Inc Equities 217204106 1 10 SH SOLE 0 0 10 Corning Inc. Equities 219350105 37 1164 SH SOLE 0 0 1164 Corteva Inc Equities 22052L104 3 51 SH SOLE 0 0 51 Costco Companies Inc. Equities 22160K105 219 456 SH SOLE 0 0 456 Coterra Energy Inc Equities 127097103 1 20 SH SOLE 0 0 20 Crown Castle Intl Corp Equities 22822V101 2 9 SH SOLE 0 0 9 CSX Corp Equities 126408103 25 846 SH SOLE 0 0 846 CVS Health Equities 126650100 565 6099 SH SOLE 0 0 6099 Danaher Corp Equities 235851102 35 138 SH SOLE 0 0 138 Deere & Co Equities 244199105 72 240 SH SOLE 0 0 240 Dell Inc Equities 24703L202 1 23 SH SOLE 0 0 23 Discover Financial Services LLC Equities 254709108 14 150 SH SOLE 0 0 150 Disney (Walt) Equities 254687106 91 967 SH SOLE 0 0 967 Dollar General Corp Equities 256677105 1 6 SH SOLE 0 0 6 Dominion Resources Va Equities 25746U109 9 113 SH SOLE 0 0 113 DoorDash Inc Equities 25809K105 0 6 SH SOLE 0 0 6 Dow Chemical Co. Equities 260557103 3 51 SH SOLE 0 0 51 DTF Tax-Free Income Fd Equities 23334J107 12 1000 SH SOLE 0 0 1000 Duke Energy Equities 26441C204 104 972 SH SOLE 0 0 972 E Digital Corporation Equities 26841Y103 0 150 SH SOLE 0 0 150 E O G Resources Inc Equities 26875P101 7 66 SH SOLE 0 0 66 Eaton Corporation Equities G29183103 25 200 SH SOLE 0 0 200 Eaton Vance Tax Mgd Global Eq Inc Equities 27829F108 404 52404 SH SOLE 0 0 52404 Edison Intl. Equities 281020107 18 285 SH SOLE 0 0 285 Edwards Lifesciences Cp Equities 28176E108 2 22 SH SOLE 0 0 22 Electra Gold Equities 284764107 0 10 SH SOLE 0 0 10 Eli Lilly & Company Equities 532457108 91 280 SH SOLE 0 0 280 Emerson Electric Equities 291011104 72 904 SH SOLE 0 0 904 Enbridge Inc Equities 29250N105 22 516 SH SOLE 0 0 516 Exact Sciences Corp Equities 30063P105 0 10 SH SOLE 0 0 10 Exxon Mobil Corporation Equities 30231G102 1313 15328 SH SOLE 0 0 15328 Fastenal Co. Equities 311900104 5 108 SH SOLE 0 0 108 Federated Hermes Inc Cl B Equities 314211103 14 435 SH SOLE 0 0 435 Fifth Third Bancorp Equities 316773100 4 126 SH SOLE 0 0 126 First Republic Bank Equities 33616C100 1 4 SH SOLE 0 0 4 Fiserv Inc. Equities 337738108 77 870 SH SOLE 0 0 870 Ford Motor Co. Equities 345370860 31 2787 SH SOLE 0 0 2787 Fortinet Inc Equities 34959E109 1 16 SH SOLE 0 0 16 Fortune Brands Hm & Sec Equities 34964C106 9 150 SH SOLE 0 0 150 Freddie Mac Equities 313400301 0 10 SH SOLE 0 0 10 Frst Trust Global Wind Energy Equities 33736G106 1 75 SH SOLE 0 0 75 General Electric Corp. Equities 369604301 139 2176 SH SOLE 0 0 2176 Gilead Sciences Inc Equities 375558103 93 1510 SH SOLE 0 0 1510 Glaxosmithkline Plc Adrf Equities 37733W105 4 100 SH SOLE 0 0 100 GLOBAL X FDS NASDAQ 100 COVERE D CALL ETF Equities 37954Y483 6 367 SH SOLE 0 0 367 Global X S&P 500 Covered Call ETF Equities 37954Y475 6 144 SH SOLE 0 0 144 Goodyear Tire & Rubber Equities 382550101 3 319 SH SOLE 0 0 319 H&Q Lifesciences Fund Equities 87911K100 4 300 SH SOLE 0 0 300 Healthcare Realty Trust Equities 421946104 5 200 SH SOLE 0 0 200 Healthpeak Properties Inc. Equities 42250P103 20 765 SH SOLE 0 0 765 Heico Corp Equities 422806208 1 6 SH SOLE 0 0 6 Hercules Tech Growth Capital Inc. Equities 427096508 2 131 SH SOLE 0 0 131 Hershey Foods Corp Equities 427866108 8 35 SH SOLE 0 0 35 HILTON WORLDWIDE HLDGS INC COM Equities 43300A203 1 6 SH SOLE 0 0 6 Home Depot Equities 437076102 530 1933 SH SOLE 0 0 1933 Honeywell Intl Inc Equities 438516106 6 35 SH SOLE 0 0 35 Horiyoshi Worldwide Inc. Equities 40441G107 0 17 SH SOLE 0 0 17 Horizon Therapeutics PLC Equities G46188101 0 6 SH SOLE 0 0 6 Humana Inc Equities 444859102 30 65 SH SOLE 0 0 65 Idexx Laboratories Corp Equities 45168D104 2 6 SH SOLE 0 0 6 Illinois Tool Works Equities 452308109 18 100 SH SOLE 0 0 100 Illumina Inc Equities 452327109 37 200 SH SOLE 0 0 200 Innovative Industrial Properties Equities 45781V101 5 50 SH SOLE 0 0 50 Integra Lifescienc Hldgs Equities 457985208 0 8 SH SOLE 0 0 8 Intel Corp. Equities 458140100 125 3345 SH SOLE 0 0 3345 Interactive Brokers Group Inc Equities 45841N107 0 9 SH SOLE 0 0 9 Intercontinental Exchange Equities 45866F104 64 681 SH SOLE 0 0 681 Intl Game Technology Equities G4863A108 0 4 SH SOLE 0 0 4 Intl. Business Machines Equities 459200101 102 724 SH SOLE 0 0 724 Intuitive Surgical Inc Equities 46120E602 277 1380 SH SOLE 0 0 1380 Invesco 2022 Bulletshares Equities 46138J882 17 800 SH SOLE 0 0 800 Invesco 2022 HY Bulletshares Equities 46138J874 114 5185 SH SOLE 0 0 5185 Invesco 2023 HY Bulletshares Equities 46138J858 418 18230 SH SOLE 0 0 18230 Invesco BulletShares 2023 Corp Bd ETF Equities 46138J866 4 200 SH SOLE 0 0 200 Invesco BulletShares 2024 Corp Bd ETF Equities 46138J841 140 6750 SH SOLE 0 0 6750 Invesco BulletShares 2024 High Yield Corporate Bon Equities 46138J833 2755 126422 SH SOLE 0 0 126422 Invesco BulletShares 2025 HY Corp Bd ETF Equities 46138J817 2634 120004 SH SOLE 0 0 120004 Invesco DB Commodity Index Equities 46138B103 43 1600 SH SOLE 0 0 1600 Invesco Dynamic Food & Beverage Equities 46137V753 2 35 SH SOLE 0 0 35 Invesco Emer Mkts Sovereign Debt Equities 46138E784 342 18473 SH SOLE 0 0 18473 Invesco FTSE RAFI Dev Mkts Ex-US Equities 46138E743 994 24970 SH SOLE 0 0 24970 Invesco FTSE RAFI US 1000 Equities 46137V613 4420 29824 SH SOLE 0 0 29824 Invesco Intl Developed Low Volatility Equities 46138E230 7 250 SH SOLE 0 0 250 Invesco KBW High Div Financials Equities 46138E610 123 7510 SH SOLE 0 0 7510 Invesco QQQ Trust Equities 46090E103 322 1148 SH SOLE 0 0 1148 Invesco S&P 500 Equal Weight ETF Equities 46137V357 365 2717 SH SOLE 0 0 2717 Invesco S&P 500 Hedged ETF Equities 46090A705 2814 86260 SH SOLE 0 0 86260 Invesco S&P 500 Low Volatility ETF Equities 46138E354 5274 85072 SH SOLE 0 0 85072 Invesco Solar ETF Equities 46138G706 3 40 SH SOLE 0 0 40 Invesco Water Resources Equities 46137V142 2 50 SH SOLE 0 0 50 Invitation Homes Inc Equities 46187W107 1 15 SH SOLE 0 0 15 Ionis Pharmaceuticals Inc Equities 462222100 7 200 SH SOLE 0 0 200 Ishare Robot Artif Intel Equities 46435U556 33 1240 SH SOLE 0 0 1240 Ishares Biotech Equities 464287556 4 30 SH SOLE 0 0 30 iShares Broad USD High Yield Corp Bd ETF Equities 46435U853 17 479 SH SOLE 0 0 479 iShares California Muni Equities 464288356 9 167 SH SOLE 0 0 167 iShares Comex Gold Trust Equities 464285204 174 5066 SH SOLE 0 0 5066 iShares Core MSCI Total Intl Equities 46432F834 107 1875 SH SOLE 0 0 1875 IShares Core S&P Total US Stock Mkt Equities 464287150 664 7926 SH SOLE 0 0 7926 iShares Core S&P US Value ETF Equities 464287663 40 600 SH SOLE 0 0 600 Ishares Crrncy Hdg Msci Equities 46434V639 31 1005 SH SOLE 0 0 1005 IShares DJ Select Div Index Fd Equities 464287168 202 1715 SH SOLE 0 0 1715 Ishares DJ US Cons Non-Cyclical Equities 464287812 2 10 SH SOLE 0 0 10 Ishares DJ US Hlthcar Equities 464287762 108 400 SH SOLE 0 0 400 iShares Dow Jones US Home Construction Equities 464288752 181 3446 SH SOLE 0 0 3446 iShares JPM USD Emeg Mkt Bnd ETF Equities 464288281 1252 14671 SH SOLE 0 0 14671 iShares Morningstar Large-Cap ETF Equities 464287127 56 1080 SH SOLE 0 0 1080 Ishares MSCI EAFE Fd Equities 464287465 43 685 SH SOLE 0 0 685 IShares MSCI EAFE Growth Index Equities 464288885 9 110 SH SOLE 0 0 110 Ishares MSCI EAFE Value Equities 464288877 8 189 SH SOLE 0 0 189 Ishares MSCI Emerging Mkts Index Fd Equities 464287234 19 472 SH SOLE 0 0 472 iShares MSCI EMU Index Fd Equities 464286608 26 729 SH SOLE 0 0 729 iShares MSCI USA Min Vol Equities 46429B697 3 42 SH SOLE 0 0 42 Ishares MSCI USA Momentum Equities 46432F396 31 226 SH SOLE 0 0 226 Ishares MSCI USA Quality Factor ETF Equities 46432F339 1 5 SH SOLE 0 0 5 iShares Russell 1000 Growth Equities 464287614 23 106 SH SOLE 0 0 106 Ishares Russell 1000 Value Equities 464287598 23 158 SH SOLE 0 0 158 IShares Russell 200 Value Idx Equities 464287630 22 160 SH SOLE 0 0 160 Ishares Russell 2000 Equities 464287655 8 50 SH SOLE 0 0 50 IShares Russell Microcap Equities 464288869 12 120 SH SOLE 0 0 120 Ishares Russell Midcap Growth Equities 464287481 76 958 SH SOLE 0 0 958 I-Shares S&P 500 Barra Value Equities 464287408 14 100 SH SOLE 0 0 100 Ishares S&P Global Index Fd Equities 464287572 5 79 SH SOLE 0 0 79 Ishares S&P Midcap Equities 464287507 1830 8088 SH SOLE 0 0 8088 IShares S&P Small Value Equities 464287879 16 180 SH SOLE 0 0 180 IShares S&P Smallcap Equities 464287804 751 8126 SH SOLE 0 0 8126 IShares S&P US Preferred Idx Equities 464288687 102 3104 SH SOLE 0 0 3104 iShares Short Term Corp Equities 464288646 15 300 SH SOLE 0 0 300 IShares TIPS Bond Fd Equities 464287176 869 7632 SH SOLE 0 0 7632 iShares Trust 0-5 Yr High Yield Corp Equities 46434V407 89 2201 SH SOLE 0 0 2201 Ishares Trust Lehman Aggregate Bd Fd Equities 464287226 236 2322 SH SOLE 0 0 2322 Ishares US Aerospace and Defense ETF Equities 464288760 45 451 SH SOLE 0 0 451 Johnson & Johnson Equities 478160104 900 5071 SH SOLE 0 0 5071 JP Morgan Intl Bond Opportunities Equities 46641Q852 121 2683 SH SOLE 0 0 2683 Jp Morgan Rlty Income Etf Equities 46641Q126 24 499 SH SOLE 0 0 499 JPMorgan Chase & Co. Equities 46625H100 77 687 SH SOLE 0 0 687 JPMorgan Equity Premium Income ETF Equities 46641Q332 1165 21005 SH SOLE 0 0 21005 JPMorgan Ultra Short Income Equities 46641Q837 6103 121835 SH SOLE 0 0 121835 Keysight Technologies Equities 49338L103 1 4 SH SOLE 0 0 4 KFA MOUNT LUCAS INDEX STRATEGY ETF Equities 500767652 36 1020 SH SOLE 0 0 1020 Kimberly-Clark Corp Equities 494368103 10 77 SH SOLE 0 0 77 Kinder Morgan Inc Equities 49456B101 6 365 SH SOLE 0 0 365 KLA Tencor Corp Equities 482480100 33 104 SH SOLE 0 0 104 Kroger Company Equities 501044101 47 1000 SH SOLE 0 0 1000 Kyndryl Holdings Ord WI Equities 50155Q100 0 40 SH SOLE 0 0 40 L3 Harris Technologies Equities 502431109 7 28 SH SOLE 0 0 28 Lab Cp Of Amer Hldg New Equities 50540R409 30 130 SH SOLE 0 0 130 Lam Research Corp Equities 512807108 2 4 SH SOLE 0 0 4 LCNB Corp Equities 50181P100 4 279 SH SOLE 0 0 279 Leuthold Core ETF Equities 527289789 71 2539 SH SOLE 0 0 2539 Linde plc Equities G5494J103 1 5 SH SOLE 0 0 5 Lockheed Martin Corp Equities 539830109 17 39 SH SOLE 0 0 39 Lowe's Companies Equities 548661107 177 1014 SH SOLE 0 0 1014 Lumen Technologies Inc Equities 550241103 1 66 SH SOLE 0 0 66 Lyft Inc Equities 55087P104 0 30 SH SOLE 0 0 30 Marathon Petroleum Corp Equities 56585A102 16 200 SH SOLE 0 0 200 Mastercard Inc Equities 57636Q104 250 791 SH SOLE 0 0 791 McDonalds Equities 580135101 12 49 SH SOLE 0 0 49 Medtronic Inc Equities G5960L103 18 199 SH SOLE 0 0 199 Merck & Co. Equities 58933Y105 348 3818 SH SOLE 0 0 3818 Meta Platforms Inc. Equities 30303M102 235 1457 SH SOLE 0 0 1457 Micron Technology Inc Equities 595112103 1 19 SH SOLE 0 0 19 Microsoft Corp. Equities 594918104 1296 5047 SH SOLE 0 0 5047 Midwest One Financial Group Inc. Equities 598511103 5 175 SH SOLE 0 0 175 Mitek Systems Equities 606710200 5 500 SH SOLE 0 0 500 Moderna Inc Equities 60770K107 1 4 SH SOLE 0 0 4 Mondelez Intl Inc Equities 609207105 452 7283 SH SOLE 0 0 7283 Monster Beverage Corp Equities 61174X109 1 16 SH SOLE 0 0 16 Morgan Stanley Equities 617446448 15 200 SH SOLE 0 0 200 NCR Corp. Equities 62886E108 23 750 SH SOLE 0 0 750 Netflix Inc. Equities 64110L106 5 27 SH SOLE 0 0 27 Newell Brands Equities 651229106 5 250 SH SOLE 0 0 250 Newmont Mining Corp Equities 651639106 4 75 SH SOLE 0 0 75 Nextera Energy Inc Equities 65339F101 163 2100 SH SOLE 0 0 2100 Nike Inc. Cl B Equities 654106103 14 134 SH SOLE 0 0 134 NiSource Equities 65473P105 5 180 SH SOLE 0 0 180 Norfolk Southern Corp Equities 655844108 14 62 SH SOLE 0 0 62 Northern Trust Corp Equities 665859104 4 45 SH SOLE 0 0 45 Northrop Grumman Corp Equities 666807102 18 38 SH SOLE 0 0 38 NortonLifeLock Inc. Equities 668771108 7 300 SH SOLE 0 0 300 Novartis AG Equities 001200526 78 920 SH SOLE 0 0 920 Novo-Nordisk A-S Adr Equities 670100205 769 6900 SH SOLE 0 0 6900 Novozymes A/S Ord B Equities K7317J133 255 4250 SH SOLE 0 0 4250 Nucor Corp Equities 670346105 3 28 SH SOLE 0 0 28 Nutanix Inc Equities 67059N108 6 400 SH SOLE 0 0 400 NVIDIA Corp Equities 67066G104 18 116 SH SOLE 0 0 116 OCCIDENTAL PETE CORP WT EXP Equities 674599162 1 38 SH SOLE 0 0 38 Occidental Petroleum Equities 674599105 18 305 SH SOLE 0 0 305 Organon & Co Common Stock Equities 68622V106 7 199 SH SOLE 0 0 199 ORION OFFICE REIT INC COM Equities 68629Y103 1 63 SH SOLE 0 0 63 Otis Worldwide Corp Equities 68902V107 5 75 SH SOLE 0 0 75 Owens Illinois Inc New Equities 67098H104 0 25 SH SOLE 0 0 25 Owl Rock Capital Ord Equities 69121K104 2 155 SH SOLE 0 0 155 P N C Bank Corp Equities 693475105 12 74 SH SOLE 0 0 74 Paccar Inc Equities 693718108 7 85 SH SOLE 0 0 85 Pacer Trendpilot US Bond ETF Equities 69374H642 254 11836 SH SOLE 0 0 11836 Pacer US Cash Cows 100 ETF Equities 69374H881 31 731 SH SOLE 0 0 731 Pacer US Small Cap Cash Cows 100 ETF Equities 69374H857 4 106 SH SOLE 0 0 106 Pacific Premier Bancorp Equities 69478X105 15 500 SH SOLE 0 0 500 Packaging Corp Of Am Equities 695156109 5 35 SH SOLE 0 0 35 Palantir Technologies Inc Equities 69608A108 0 39 SH SOLE 0 0 39 Palo Alto Networks Inc Equities 697435105 15 30 SH SOLE 0 0 30 PARAMOUNT GLOBAL CLASS B COMMON STOCK Equities 92556H206 9 346 SH SOLE 0 0 346 Paychex Corp. Equities 704326107 3 22 SH SOLE 0 0 22 Paypal Holdings Inco Equities 70450Y103 1 9 SH SOLE 0 0 9 Pepsico Equities 713448108 263 1577 SH SOLE 0 0 1577 Pfizer Inc. Equities 717081103 231 4412 SH SOLE 0 0 4412 Philip Morris Intl Equities 718172109 184 1863 SH SOLE 0 0 1863 Phillips 66 Equities 718546104 25 300 SH SOLE 0 0 300 Piedmont Office Rlty Trust Inc Equities 720190206 37 2828 SH SOLE 0 0 2828 Pimco 0-5 High-Yield Bond Index Equities 72201R783 125 1415 SH SOLE 0 0 1415 Pimco Dynamic Income Cf Equities 72201Y101 8 400 SH SOLE 0 0 400 Pimco Enhanced Short Maturity Strategy Equities 72201R833 71 721 SH SOLE 0 0 721 PIMCO Investment Grade Corporate Bd ETF Equities 72201R817 32 328 SH SOLE 0 0 328 Pinterest Inc Equities 72352L106 4 200 SH SOLE 0 0 200 Pioneer Natural Res Co Equities 723787107 1 4 SH SOLE 0 0 4 PJT Partners Inc Equities 69343T107 0 3 SH SOLE 0 0 3 PPG Industries Inc Equities 693506107 23 200 SH SOLE 0 0 200 Proctor & Gamble Equities 742718109 412 2865 SH SOLE 0 0 2865 Prudential Financial Inc Equities 744320102 20 214 SH SOLE 0 0 214 Public Storage Inc. Equities 74460D109 72 230 SH SOLE 0 0 230 Quaker Chemical Corp Equities 747316107 16 104 SH SOLE 0 0 104 Qualcomm Inc. Equities 747525103 2309 18077 SH SOLE 0 0 18077 Quest Diagnostics Inc. Equities 74834L100 20 150 SH SOLE 0 0 150 RaytheonTech Corp Equities 75513E101 145 1511 SH SOLE 0 0 1511 Realty Income Corp. Equities 756109104 1172 17176 SH SOLE 0 0 17176 Resmed, Inc. Equities 761152107 52 250 SH SOLE 0 0 250 Roche Hldg AG Equities 001203204 70 210 SH SOLE 0 0 210 S&P Midcap 400 SPDR Equities 78467Y107 33 80 SH SOLE 0 0 80 Salesforce Inc. Equities 79466L302 1 9 SH SOLE 0 0 9 Schlumberger Ltd. Equities 806857108 7 200 SH SOLE 0 0 200 Schwab Emerg Mkt Equity Equities 808524706 255 10042 SH SOLE 0 0 10042 Schwab Funda Emg Mkts Equities 808524730 14 537 SH SOLE 0 0 537 Schwab Fundamental Intl Lg Co ETF Equities 808524755 0 7 SH SOLE 0 0 7 Schwab Fundamental US Large ETF Equities 808524771 13 261 SH SOLE 0 0 261 Schwab Fundamental US Small Company ETF Equities 808524763 1 14 SH SOLE 0 0 14 Schwab Intermediate Term Treasury Equities 808524854 329 6383 SH SOLE 0 0 6383 Schwab Intl Equity ETF Equities 808524805 125 3976 SH SOLE 0 0 3976 Schwab Intl Small Cap Equities 808524888 13 429 SH SOLE 0 0 429 Schwab US Agg Bnd ETF Equities 808524839 100 2079 SH SOLE 0 0 2079 Schwab US Broad Mkt ETF Equities 808524102 3148 71246 SH SOLE 0 0 71246 Schwab US Dividend Equity Equities 808524797 1100 15363 SH SOLE 0 0 15363 Schwab US Lg cap Value Equities 808524409 27 428 SH SOLE 0 0 428 Schwab US Mid-Cap Equities 808524508 1222 19475 SH SOLE 0 0 19475 Schwab US Small Cap Equities 808524607 15 387 SH SOLE 0 0 387 Schwab US TIPS ETF Equities 808524870 647 11590 SH SOLE 0 0 11590 SeaSpine Holdings Corp Equities 81255T108 0 1 SH SOLE 0 0 1 Sector SPDR Energy Select Equities 81369Y506 92 1287 SH SOLE 0 0 1287 Sector Spdr Util Select Equities 81369Y886 123 1750 SH SOLE 0 0 1750 Sempra Energy Equities 816851109 278 1850 SH SOLE 0 0 1850 Simon Ppty Gp Pfd Equities 828806885 10 150 SH SOLE 0 0 150 Simon Property Group Inc. Equities 828806109 7 74 SH SOLE 0 0 74 Sirius XM Radio Equities 82968B103 1 150 SH SOLE 0 0 150 Snap Inc CL A Equities 83304A106 0 35 SH SOLE 0 0 35 Snowflake Inc Equities 833445109 1 6 SH SOLE 0 0 6 Softbank Group Corp Equities 83404D109 14 750 SH SOLE 0 0 750 SPDR Aggregate Bond ETF Equities 78464A649 136 5159 SH SOLE 0 0 5159 SPDR Barclays TIPS Equities 78464A656 130 4719 SH SOLE 0 0 4719 SPDR Developed World Ex-US ETF Equities 78463X889 1471 50998 SH SOLE 0 0 50998 SPDR Emerging Markets ETF Equities 78463X509 85 2455 SH SOLE 0 0 2455 SPDR Gold Mini ETF Equities 98149E303 1828 50959 SH SOLE 0 0 50959 SPDR Int Corp Bnd Equities 78464A375 34 1047 SH SOLE 0 0 1047 SPDR Large Cap Low Vol ETF Equities 78468R804 80 614 SH SOLE 0 0 614 SPDR Mid Cap Equities 78464A847 403 10166 SH SOLE 0 0 10166 SPDR MSCI ACWI Ex-US ETF Equities 78463X848 739 31062 SH SOLE 0 0 31062 SPDR Nuveen Barclay Short-term Muni Fd Equities 78468R739 23 495 SH SOLE 0 0 495 SPDR Nuveen Muni Bnd ETF Equities 78468R721 68 1472 SH SOLE 0 0 1472 SPDR S&P Bank ETF Equities 78464A797 9 215 SH SOLE 0 0 215 SPDR S&P Dividend Equities 78464A763 346 2918 SH SOLE 0 0 2918 SPDR St Term Corp BndETF Equities 78464A474 169 5689 SH SOLE 0 0 5689 SPDR Total Stock Market ETF Equities 78464A805 917 19731 SH SOLE 0 0 19731 SPDR Trust 1 Equities 78462F103 573 1518 SH SOLE 0 0 1518 SPDR Wells Fargo Preferred Equities 78464A292 112 3119 SH SOLE 0 0 3119 SPDR Portfolio High Yield Bond ETF Equities 78468R606 161 7190 SH SOLE 0 0 7190 Square Inc Equities 852234103 0 6 SH SOLE 0 0 6 Starbucks Corp. Equities 855244109 32 425 SH SOLE 0 0 425 Starwood Property Trust Equities 85571B105 10 500 SH SOLE 0 0 500 Streettracks Gold Trust Equities 78463V107 17 102 SH SOLE 0 0 102 Stryker Corp Equities 863667101 1 5 SH SOLE 0 0 5 Swiss Helvetia Cf Equities 870875101 12 1536 SH SOLE 0 0 1536 Synopsis Inc. Equities 871607107 2 7 SH SOLE 0 0 7 T J X Cos Inc Equities 872540109 1 25 SH SOLE 0 0 25 Target Corp Equities 87612E106 38 270 SH SOLE 0 0 270 TCW Strategic Income Fund Equities 872340104 4 750 SH SOLE 0 0 750 Teradata Corp Equities 88076W103 11 300 SH SOLE 0 0 300 Tesla Motors Inc Equities 88160R101 1140 1693 SH SOLE 0 0 1693 Texas Instruments Equities 882508104 71 462 SH SOLE 0 0 462 The Blackstone Group LP Equities 09260D107 20 222 SH SOLE 0 0 222 The Howard Hughes Corp Equities 44267D107 16 228 SH SOLE 0 0 228 The Southern Co Equities 842587107 89 1250 SH SOLE 0 0 1250 Thermo Fisher Scientific Equities 883556102 5 10 SH SOLE 0 0 10 Tractor Supply Co Equities 892356106 1 6 SH SOLE 0 0 6 Tradeweb Markets Inc Equities 892672106 0 6 SH SOLE 0 0 6 TransUnion Equities 89400J107 1 12 SH SOLE 0 0 12 Travelers Group Inc Xxx Equities 89417E109 9 54 SH SOLE 0 0 54 TVA PARRS Pfd 6/1/28 Equities 880591300 139 5797 SH SOLE 0 0 5797 Twilio Inc Equities 90138F102 1 6 SH SOLE 0 0 6 Twitter Inc Equities 90184L102 0 10 SH SOLE 0 0 10 U S Bancorp Del Equities 902973304 131 2836 SH SOLE 0 0 2836 Uber Technologies Inc Equities 90353T100 0 21 SH SOLE 0 0 21 Union Pacific Corp. Equities 907818108 90 424 SH SOLE 0 0 424 United Parcel Service B Equities 911312106 42 230 SH SOLE 0 0 230 Unitedhealth Group Inc Equities 91324P102 41 79 SH SOLE 0 0 79 Valero Energy Corp Equities 91913Y100 15 143 SH SOLE 0 0 143 VanEck Short High Yield Muni ETF Equities 92189F387 9 400 SH SOLE 0 0 400 VanEck Vectors High Yield Muni ETF Equities 92189H409 8 141 SH SOLE 0 0 141 Vanguard Bond Index Fund Equities 921937835 1230 16338 SH SOLE 0 0 16338 Vanguard Dividend Appreciation Fd Equities 921908844 1886 13147 SH SOLE 0 0 13147 Vanguard FTSE All-World Ex. US Idx Equities 922042775 1455 29121 SH SOLE 0 0 29121 Vanguard FTSE All-World ex-US Sm-Cp ETF Equities 922042718 1 6 SH SOLE 0 0 6 Vanguard FTSE Emerging Mkts Equities 922042858 1159 27817 SH SOLE 0 0 27817 Vanguard Global ex-US Real Estate ETF Equities 922042676 2 43 SH SOLE 0 0 43 Vanguard Growth Equities 922908736 67 300 SH SOLE 0 0 300 Vanguard Health Care Equities 92204A504 38 160 SH SOLE 0 0 160 Vanguard High Dividend Yield Idx Equities 921946406 113 1114 SH SOLE 0 0 1114 Vanguard I/T Corp Bond Equities 92206C870 577 7211 SH SOLE 0 0 7211 Vanguard Info Tech Index Equities 92204A702 7 20 SH SOLE 0 0 20 Vanguard Inter Govt Bond ETF Equities 92206C706 532 8703 SH SOLE 0 0 8703 Vanguard Mega Cap Growth ETF Equities 921910816 117 642 SH SOLE 0 0 642 Vanguard REIT Vipers MSCI Equities 922908553 14 156 SH SOLE 0 0 156 Vanguard Russell 1000 Value ETF Equities 92206C714 90 1421 SH SOLE 0 0 1421 Vanguard Russell 2000 ETF Equities 92206C664 7 99 SH SOLE 0 0 99 Vanguard S&P 500 Etf Equities 922908363 533 1536 SH SOLE 0 0 1536 Vanguard S/T Bond Index ETF Equities 921937827 192 2495 SH SOLE 0 0 2495 Vanguard S/T Corp Bond Fd Equities 92206C409 1678 22009 SH SOLE 0 0 22009 Vanguard Short-Term Treasury ETF Equities 92206C102 623 10579 SH SOLE 0 0 10579 Vanguard Total Stock Mkt Vipers Equities 922908769 14452 76620 SH SOLE 0 0 76620 Vanguard US Smallcap Index Equities 922908751 54 306 SH SOLE 0 0 306 Veeva Systems Inc Equities 922475108 1 6 SH SOLE 0 0 6 Ventas Inc Equities 92276F100 76 1470 SH SOLE 0 0 1470 Verizon Communications Equities 92343V104 383 7540 SH SOLE 0 0 7540 Vertex Pharmaceuticals Equities 92532F100 2 7 SH SOLE 0 0 7 Viatris Inc Equities 92556V106 0 15 SH SOLE 0 0 15 VISA Inc Cl A Equities 92826C839 67 341 SH SOLE 0 0 341 Vmware Inc Equities 928563402 1 9 SH SOLE 0 0 9 Wabtec Corp Equities 929740108 2 23 SH SOLE 0 0 23 Walgreens Boots Alliance Inc Equities 931427108 32 855 SH SOLE 0 0 855 Wal-Mart Stores Inc. Equities 931142103 1 12 SH SOLE 0 0 12 WARNER BROS. DISCOVERY SRS A ORD WI Equities 934423104 30 2288 SH SOLE 0 0 2288 Waste Management Equities 94106L109 5 30 SH SOLE 0 0 30 WD-40 Company Equities 929236107 40 200 SH SOLE 0 0 200 Wells Fargo & Co New Perp PFD Cnv L Equities 949746804 733 603 SH SOLE 0 0 603 Wells Fargo & Co. Equities 949746101 39 1000 SH SOLE 0 0 1000 Welltower Inc. Equities 95040Q104 8 100 SH SOLE 0 0 100 Whirlpool Corp Equities 963320106 15 100 SH SOLE 0 0 100 WisdomTree Japan Hedged Equity Fund Equities 97717W851 36 572 SH SOLE 0 0 572 Yum Brands Equities 988498101 6 55 SH SOLE 0 0 55 Yum China Holdings I Equities 98850P109 4 75 SH SOLE 0 0 75 Zimmer Biomet Inc Equities 98956P102 11 100 SH SOLE 0 0 100 ZIMVIE ORD WI Equities 98888T107 0 10 SH SOLE 0 0 10 Zions Bancorp Note Fixed-To-Floating 9/15/28 ZIONL Equities 989701818 47 1800 SH SOLE 0 0 1800 Zoetis Inc Equities 98978V103 1 6 SH SOLE 0 0 6 Zoom Video Communication Equities 98980L101 1 6 SH SOLE 0 0 6