0001213900-22-057566.txt : 20220921 0001213900-22-057566.hdr.sgml : 20220921 20220921094821 ACCESSION NUMBER: 0001213900-22-057566 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210112 FILED AS OF DATE: 20220921 DATE AS OF CHANGE: 20220921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robertson Ian CENTRAL INDEX KEY: 0001821310 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39881 FILM NUMBER: 221255154 MAIL ADDRESS: STREET 1: C/O NORTHERN GENESIS ACQUISITION CORP. STREET 2: 4801 MAIN STREET, SUITE 1000 CITY: KANSAS CITY STATE: MO ZIP: 64112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Northern Genesis Sponsor II LLC CENTRAL INDEX KEY: 0001840585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39881 FILM NUMBER: 221255155 BUSINESS ADDRESS: STREET 1: 4801 MAIN STREET STREET 2: SUITE 1000 CITY: KANSAS CITY STATE: MO ZIP: 64112 BUSINESS PHONE: 8169838000 MAIL ADDRESS: STREET 1: 4801 MAIN STREET STREET 2: SUITE 1000 CITY: KANSAS CITY STATE: MO ZIP: 64112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Embark Technology, Inc. CENTRAL INDEX KEY: 0001827980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 853343695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 321 ALABAMA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94110 BUSINESS PHONE: (415) 671-9628 MAIL ADDRESS: STREET 1: 321 ALABAMA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94110 FORMER COMPANY: FORMER CONFORMED NAME: Northern Genesis Acquisition Corp. II DATE OF NAME CHANGE: 20201009 3 1 ownership.xml X0206 3 2021-01-12 0 0001827980 Embark Technology, Inc. EMBK 0001840585 Northern Genesis Sponsor II LLC 4801 MAIN STREET, SUITE 1000 KANSAS CITY MO 64112 0 0 1 0 0001821310 Robertson Ian 4801 MAIN STREET, SUITE 1000 KANSAS CITY MO 64112 1 1 0 0 CEO Common Stock 10350000 I By Northern Genesis Sponsor II LLC Warrant 11.5 Common Stock 5966667 I By Northern Genesis Sponsor II LLC Includes up to 1,350,000 shares that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the over-allotment option in full. The shares and warrants are owned directly by the Issuer's sponsor, Northern Genesis Sponsor II LLC (the "Sponsor"). Ian Robertson, the Issuer's Chief Executive Officer and Director, is one of the managing members of the Sponsor. Mr. Robertson disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein. Each warrant will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or January 15, 2022. Each warrant will expire five years after the completion of the Issuer's initial business combination. Includes warrants which, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the Issuer's Sponsor irrevocably committed to purchase. The purchase of these warrants is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Does not include up to 720,000 additional warrants which the Issuer's Sponsor irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise the over-allotment option in full. Each warrant entitles the holder to purchase one share of the Issuer's common stock at a price of $11.50 per share, subject to adjustment. Inadvertently late filing. Northern Genesis Sponsor II LLC, by Ian Robertson, Managing Member 2022-09-21 /s/ Ian Robertson 2022-09-21