X0306 4/A 2020-08-21 2020-08-25 0 0001802665 Harmony Biosciences Holdings, Inc. HRMY 0001821186 Valor IV Pharma Holdings, LLC C/O VALOR EQUITY PARTNERS 875 NORTH MICHIGAN AVENUE, SUITE 3214 CHICAGO IL 60611 0 0 1 0 0001822428 Valor Management L.P. C/O VALOR EQUITY PARTNERS 875 NORTH MICHIGAN AVENUE, SUITE 3214 CHICAGO IL 60611 0 0 1 0 0001821936 Valor Equity Capital IV LLC C/O VALOR EQUITY PARTNERS 875 NORTH MICHIGAN AVENUE, SUITE 3214 CHICAGO IL 60611 0 0 1 0 0001822427 Valor Equity Associates IV L.P. C/O VALOR EQUITY PARTNERS 875 NORTH MICHIGAN AVENUE, SUITE 3214 CHICAGO IL 60611 0 0 1 0 0001705506 VALOR EQUITY PARTNERS IV L.P. C/O VALOR EQUITY PARTNERS 875 NORTH MICHIGAN AVENUE, SUITE 3214 CHICAGO IL 60611 0 0 1 0 0001705542 VALOR EQUITY PARTNERS IV-A L.P. C/O VALOR EQUITY PARTNERS 875 NORTH MICHIGAN AVENUE, SUITE 3214 CHICAGO IL 60611 0 0 1 0 0001705512 VALOR EQUITY PARTNERS IV-B L.P. C/O VALOR EQUITY PARTNERS 875 NORTH MICHIGAN AVENUE, SUITE 3214 CHICAGO IL 60611 0 0 1 0 0001495158 Gracias Antonio J. C/O VALOR EQUITY PARTNERS 875 NORTH MICHIGAN AVENUE, SUITE 3214 CHICAGO IL 60611 1 0 1 0 0001821210 Sabater Juan A. C/O VALOR EQUITY PARTNERS 875 NORTH MICHIGAN AVENUE, SUITE 3214 CHICAGO IL 60611 1 0 1 0 Common Stock 2020-08-21 4 C 0 10139645 A 10984981 D Common Stock 2020-08-21 4 C 0 233052 A 11218033 D Series A Preferred Stock 2020-08-21 4 C 0 75000000 0.00 D Common Stock 10139645.04 0 D Series C Preferred Stock 2020-08-21 4 C 0 1786985 0.00 D Common Stock 233052.23 0 D Each share of preferred stock automatically converted on a 8.215-for-one basis into common stock upon the closing of the Issuer's initial public offering, with any fractional shares resulting from the conversion of the aggregate preferred stock held by the reporting person canceled in exchange for cash. Antonio Gracias is the Chief Executive Officer of Valor Management L.P. ("Valor Management") and Juan A. Sabater is the President of Valor Management. Valor Management is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of each of Valor Equity Partners IV L.P., Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P. (collectively, the "Valor Funds"). The Valor Funds are the sole members of the Valor IV Pharma Holdings, LLC ("Valor"). As such, Messers. Gracias and Sabater may be deemed to beneficially own the shares held by Valor. Each of Messers. Gracias and Sabater disclaims beneficial ownership over the shares described herein except to the extent of their pecuniary interest therein. Includes 1,010,004.14 shares of common stock received upon the payment of an in-kind dividend on the Series A Preferred Stock on August 21, 2020. Includes 15,525.15 shares of common stock received upon the payment of an in-kind dividend on the Series C Preferred Stock on August 21, 2020. Reflects the final dividend shares issuable on the preferred stock as communicated to the reporting person by the Issuer on August 31, 2020. Valor IV Pharma Holdings, LLC, By Valor Equity Associates IV L.P. general partner of its members By Valor Equity Capital IV LLC, its general partner By Valor Management L.P. its managing member By /s/ Stephanie Wisdo Attorney-in-fact for Antonio Gracias 2020-09-04 Valor Management L.P., By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias, Chief Executive Officer 2020-09-04 Valor Equity Capital IV LLC, By: Valor Management L.P., its managing member, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias, Chief Executive Officer 2020-09-04 Valor Equity Associates IV L.P., By: Valor Equity Capital IV LLC, its general partner, By: Valor Managemnet L.P., its managing member, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias, Chief Executive Officer 2020-09-04 Valor Equity Partners IV L.P., By: Valor Equity Associates IV L.P., its general partner, By: Valor Equity Capital IV LLC, its general partner, By: Valor Management L.P., its managing member, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias 2020-09-04 Valor Equity Partners IV-A L.P., By: Valor Equity Associates IV L.P., its general partner, By: Valor Equity Capital IV LLC, its general partner, By: Valor Management L.P., its managing member, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias 2020-09-04 Valor Equity Partners IV-B L.P., By: Valor Equity Associates IV L.P., its general partner, By: Valor Equity Capital IV LLC, its general partner, By: Valor Management L.P., its managing member, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias 2020-09-04 Antonio Gracias, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias 2020-09-04 Juan A. Sabater, By: /s/ Stephanie Wisdo, Attorney-in-fact for Juan A. Sabater 2020-09-04