0001821160-23-000088.txt : 20231024 0001821160-23-000088.hdr.sgml : 20231024 20231024190016 ACCESSION NUMBER: 0001821160-23-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231022 FILED AS OF DATE: 20231024 DATE AS OF CHANGE: 20231024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neylan David Manuel CENTRAL INDEX KEY: 0001827840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39645 FILM NUMBER: 231343642 MAIL ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guild Holdings Co CENTRAL INDEX KEY: 0001821160 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 852453154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 BUSINESS PHONE: 8585606330 MAIL ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 4 1 wk-form4_1698188406.xml FORM 4 X0508 4 2023-10-22 0 0001821160 Guild Holdings Co GHLD 0001827840 Neylan David Manuel C/O GUILD HOLDINGS COMPANY 5887 COPLEY DRIVE SAN DIEGO CA 92111 0 1 0 0 See Remarks 0 Class A Common Stock, par value $0.01 per share 2023-10-22 4 F 0 7516 11.21 D 348857 D Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") (including related dividend equivalent units), which vested on October 22, 2023. Includes (i) 43,469 RSUs vesting on October 21, 2024; (ii) 95,011 RSUs vesting as to 37,911 units on April 15, 2024, 37,916 units on April 15, 2025 and as to 19,184 units on April 15, 2026 and (iii) 13,790 RSUs vesting in substantially equal installments on July 1, 2024, July 1, 2025 and July 1, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. President and Chief Operating Officer /s/ Bella Guerrero, Attorney-in-Fact 2023-10-24