0001821160-23-000071.txt : 20230911 0001821160-23-000071.hdr.sgml : 20230911 20230911160619 ACCESSION NUMBER: 0001821160-23-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230907 FILED AS OF DATE: 20230911 DATE AS OF CHANGE: 20230911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER DESIREE AMBER CENTRAL INDEX KEY: 0001828260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39645 FILM NUMBER: 231247784 MAIL ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 FORMER NAME: FORMER CONFORMED NAME: Elwell Desiree Amber DATE OF NAME CHANGE: 20201014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guild Holdings Co CENTRAL INDEX KEY: 0001821160 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 852453154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 BUSINESS PHONE: 8585606330 MAIL ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 4 1 wk-form4_1694462769.xml FORM 4 X0508 4 2023-09-07 0 0001821160 Guild Holdings Co GHLD 0001828260 KRAMER DESIREE AMBER C/O GUILD HOLDINGS COMPANY 5887 COPLEY DRIVE SAN DIEGO CA 92111 0 1 0 0 See Remarks 0 Class A Common Stock, par value $0.01 per share 2023-09-07 4 A 0 5627 11.25 A 247763 D Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023. Includes (i) 62,832 RSUs vesting as to 20,935 units on October 21, 2023 and as to 41,897 units on October 21, 2024 and (ii) 69,382 RSUs vesting as to 27,496 units on April 15, 2024, 27,498 units on April 15, 2025 and as to 14,388 on April 15, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER /s/ Bella Guerrero, Attorney-in-Fact 2023-09-11