0000899243-20-028953.txt : 20201021 0000899243-20-028953.hdr.sgml : 20201021 20201021215133 ACCESSION NUMBER: 0000899243-20-028953 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201021 FILED AS OF DATE: 20201021 DATE AS OF CHANGE: 20201021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duffy Patrick Joseph CENTRAL INDEX KEY: 0001827828 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39645 FILM NUMBER: 201251514 MAIL ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guild Holdings Co CENTRAL INDEX KEY: 0001821160 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 852453154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 BUSINESS PHONE: 8585606330 MAIL ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-10-21 0 0001821160 Guild Holdings Co GHLD 0001827828 Duffy Patrick Joseph C/O GUILD HOLDINGS COMPANY 5887 COPLEY DRIVE SAN DIEGO CA 92111 1 0 1 0 Class B Common Stock, par value $0.01 per share 45233291 I By McCarthy Capital Mortgage Investors, LLC Includes 45,233,291 shares of the Class B Common Stock ("Common Stock") of Guild Holdings Company which are held of record by McCarthy Capital Mortgage Investors, LLC ("MCMI") and over which McCarthy Partners, LLC exercises voting and investment control. In his capacity as the President of McCarthy Partners, LLC, Mr. Duffy may be deemed to exercise voting and investment control over the shares of Common Stock held by MCMI. /s/ Patrick J. Duffy 2020-10-21