0000899243-20-028953.txt : 20201021
0000899243-20-028953.hdr.sgml : 20201021
20201021215133
ACCESSION NUMBER: 0000899243-20-028953
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201021
FILED AS OF DATE: 20201021
DATE AS OF CHANGE: 20201021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duffy Patrick Joseph
CENTRAL INDEX KEY: 0001827828
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39645
FILM NUMBER: 201251514
MAIL ADDRESS:
STREET 1: 5887 COPLEY DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guild Holdings Co
CENTRAL INDEX KEY: 0001821160
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 852453154
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5887 COPLEY DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92111
BUSINESS PHONE: 8585606330
MAIL ADDRESS:
STREET 1: 5887 COPLEY DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92111
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-10-21
0
0001821160
Guild Holdings Co
GHLD
0001827828
Duffy Patrick Joseph
C/O GUILD HOLDINGS COMPANY
5887 COPLEY DRIVE
SAN DIEGO
CA
92111
1
0
1
0
Class B Common Stock, par value $0.01 per share
45233291
I
By McCarthy Capital Mortgage Investors, LLC
Includes 45,233,291 shares of the Class B Common Stock ("Common Stock") of Guild Holdings Company which are held of record by McCarthy Capital Mortgage Investors, LLC ("MCMI") and over which McCarthy Partners, LLC exercises voting and investment control. In his capacity as the President of McCarthy Partners, LLC, Mr. Duffy may be deemed to exercise voting and investment control over the shares of Common Stock held by MCMI.
/s/ Patrick J. Duffy
2020-10-21