Chief Compliance Officer

0001085146-23-003686.txt : 20231011 0001085146-23-003686.hdr.sgml : 20231011 20231010212924 ACCESSION NUMBER: 0001085146-23-003686 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231011 DATE AS OF CHANGE: 20231010 EFFECTIVENESS DATE: 20231011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Navalign, LLC CENTRAL INDEX KEY: 0001820593 IRS NUMBER: 680494621 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21174 FILM NUMBER: 231319303 BUSINESS ADDRESS: STREET 1: 15910 VENTURA BOULEVARD STREET 2: SUITE 1605 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 728-4500 MAIL ADDRESS: STREET 1: 15910 VENTURA BOULEVARD STREET 2: SUITE 1605 CITY: ENCINO STATE: CA ZIP: 91436 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001820593 XXXXXXXX 09-30-2023 09-30-2023 false Navalign, LLC

15910 VENTURA BOULEVARD SUITE 1605 ENCINO CA 91436

13F HOLDINGS REPORT 028-21174 N Chris Carter Chief Compliance Officer 818-728-4500 /s/Chris Carter Encino CA 10-10-2023 0 137 263333743 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 262657 2712 SH SOLE 0 0 2712 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 401023 2690 SH SOLE 0 0 2690 ALLOGENE THERAPEUTICS INC COM 019770106 BBG00KHRRDY2 238907 75365 SH SOLE 0 0 75365 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 2456635 18773 SH SOLE 0 0 18773 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 1040956 7895 SH SOLE 0 0 7895 AMAZON COM INC COM 023135106 BBG001S5PQL7 2018793 15881 SH SOLE 0 0 15881 AMERICAN ELEC PWR CO INC COM 025537101 BBG001S5NFD2 644955 8574 SH SOLE 0 0 8574 AMERICAN TOWER CORP NEW COM 03027X100 BBG001S5NPQ6 591197 3595 SH SOLE 0 0 3595 AMGEN INC COM 031162100 BBG001S5NNL6 6576106 24468 SH SOLE 0 0 24468 APARTMENT INVT & MGMT CO CL A 03748R747 BBG001S876N3 118272 17393 SH SOLE 0 0 17393 APPLE INC COM 037833100 BBG001S5N8V8 21128842 123409 SH SOLE 0 0 123409 AUTODESK INC COM 052769106 BBG001S5SCD4 531138 2567 SH SOLE 0 0 2567 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 741892 27096 SH SOLE 0 0 27096 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 791678 2260 SH SOLE 0 0 2260 BLACKROCK INC COM 09247X101 BBG001SDBP55 1180498 1826 SH SOLE 0 0 1826 BOOKING HOLDINGS INC COM 09857L108 BBG001S89N72 989948 321 SH SOLE 0 0 321 BOSTON SCIENTIFIC CORP COM 101137107 BBG001S63L94 692472 13115 SH SOLE 0 0 13115 BROADCOM INC COM 11135F101 BBG00KHY5SY8 1275925 1536 SH SOLE 0 0 1536 CAPITAL ONE FINL CORP COM 14040H105 BBG001S65PV8 760447 7836 SH SOLE 0 0 7836 CENOVUS ENERGY INC *W EXP 01/01/202 15135U117 167498 10436 SH SOLE 0 0 10436 CISCO SYS INC COM 17275R102 BBG001S6HC62 823831 15324 SH SOLE 0 0 15324 COCA COLA CO COM 191216100 BBG001S5SMQ8 1242447 22194 SH SOLE 0 0 22194 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 999566 8344 SH SOLE 0 0 8344 CONSTELLATION BRANDS INC CL A 21036P108 BBG001SD31G5 517736 2060 SH SOLE 0 0 2060 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 474823 840 SH SOLE 0 0 840 CSX CORP COM 126408103 BBG001S5Q7Q3 845523 27497 SH SOLE 0 0 27497 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 776496 11121 SH SOLE 0 0 11121 DELTA AIR LINES INC DEL COM NEW 247361702 BBG001SPT759 633039 17109 SH SOLE 0 0 17109 DISNEY WALT CO COM 254687106 BBG001S5QHF3 690839 8524 SH SOLE 0 0 8524 DOLLAR GEN CORP NEW COM 256677105 BBG001T5BM30 444441 4201 SH SOLE 0 0 4201 EL PASO ENERGY CAP TR I PFD CV TR SEC 28 283678209 337623 7435 SH SOLE 0 0 7435 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 224677 516 SH SOLE 0 0 516 ELI LILLY & CO COM 532457108 BBG001S5STL8 1080706 2012 SH SOLE 0 0 2012 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 268318 2282 SH SOLE 0 0 2282 FEDEX CORP COM 31428X106 BBG001S5R3M5 701506 2648 SH SOLE 0 0 2648 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 BBG005FHWBL1 303022 2465 SH SOLE 0 0 2465 FIDELITY COVINGTON TRUST QLTY FCTOR ETF 316092790 BBG00DRGLM86 1092182 22156 SH SOLE 0 0 22156 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 19032731 436931 SH SOLE 0 0 436931 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F755 BBG00VC9SZ91 2368232 96702 SH SOLE 0 0 96702 FIRST TR EXCHNG TRADED FD VI FT CBOE DEEP BFR 33740U406 BBG00YGC8R49 379710 11311 SH SOLE 0 0 11311 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 BBG00L2NXWJ3 791425 33114 SH SOLE 0 0 33114 FIRSTENERGY CORP COM 337932107 BBG001S5R3N4 561859 16438 SH SOLE 0 0 16438 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 12308291 304359 SH SOLE 0 0 304359 FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF 35473P744 BBG00J3MDYR8 276720 10462 SH SOLE 0 0 10462 GARRETT MOTION INC COM 366505105 BBG00HY28Q04 160185 20328 SH SOLE 0 0 20328 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 BBG00NW3TGY3 1000897 20042 SH SOLE 0 0 20042 GOLDMAN SACHS GROUP INC COM 38141G104 BBG001SC07Z6 837159 2587 SH SOLE 0 0 2587 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 1076528 5827 SH SOLE 0 0 5827 INTUITIVE SURGICAL INC COM NEW 46120E602 BBG001S7XR78 526122 1800 SH SOLE 0 0 1800 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 3965503 27987 SH SOLE 0 0 27987 INVESCO HIG INCM 2023 TARG T COM 46135X108 BBG00F1534B9 75986 11158 SH SOLE 0 0 11158 ISHARES TR CALIF MUN BD ETF 464288356 BBG001T03XM5 5215604 95106 SH SOLE 0 0 95106 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 1729857 26882 SH SOLE 0 0 26882 ISHARES TR CORE MSCI EURO 46434V738 BBG006MJ8984 966533 19463 SH SOLE 0 0 19463 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 11657166 123579 SH SOLE 0 0 123579 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 2394502 5576 SH SOLE 0 0 5576 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 738590 7854 SH SOLE 0 0 7854 ISHARES TR CRE U S REIT ETF 464288521 BBG001ST7G55 222407 4714 SH SOLE 0 0 4714 ISHARES TR ESG SCRND S&P500 46436E569 BBG00XDJC7F6 295646 9117 SH SOLE 0 0 9117 ISHARES TR IBONDS 27 TRM TS 46436E841 BBG00RYR47N8 280161 12822 SH SOLE 0 0 12822 ISHARES TR INTL DIV GRWTH 46435G524 BBG00CX80QM7 261557 4410 SH SOLE 0 0 4410 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 546742 6157 SH SOLE 0 0 6157 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 712714 4033 SH SOLE 0 0 4033 ISHARES TR S&P 500 GRWT ETF 464287309 BBG001S561Q8 235454 3441 SH SOLE 0 0 3441 ISHARES TR S&P 500 VAL ETF 464287408 BBG001S561K4 565458 3676 SH SOLE 0 0 3676 ISHARES TR TRS FLT RT BD 46434V860 BBG005YTNMS3 334833 6599 SH SOLE 0 0 6599 J P MORGAN EXCHANGE TRADED F ACTIVEBLDRS EMER 46641Q266 BBG00Z6Q8BL2 262877 7613 SH SOLE 0 0 7613 J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 46641Q225 BBG00LN4CWM1 391757 6737 SH SOLE 0 0 6737 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 BBG007VDWC09 446228 8859 SH SOLE 0 0 8859 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 BBG00TSG0SK6 372252 6950 SH SOLE 0 0 6950 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 BBG00GP26NW0 372085 7415 SH SOLE 0 0 7415 JANUS DETROIT STR TR B-BBB CLO ETF 47103U753 BBG014GFHJN4 204630 4308 SH SOLE 0 0 4308 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 BBG00XX898D2 1375368 27327 SH SOLE 0 0 27327 JOHNSON CTLS INTL PLC SHS G51502105 BBG001S5WZ84 805369 15136 SH SOLE 0 0 15136 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 1456318 10042 SH SOLE 0 0 10042 LAUDER ESTEE COS INC CL A 518439104 BBG001S8L5H6 407588 2820 SH SOLE 0 0 2820 LINDE PLC SHS G54950103 BBG01FND0CH6 976811 2623 SH SOLE 0 0 2623 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 288726 706 SH SOLE 0 0 706 LOWES COS INC COM 548661107 BBG001S5SVL3 382730 1841 SH SOLE 0 0 1841 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 401849 1015 SH SOLE 0 0 1015 MCDONALDS CORP COM 580135101 BBG001S5T110 272560 1035 SH SOLE 0 0 1035 MCKESSON CORP COM 58155Q103 BBG001S8F8P8 1746448 4016 SH SOLE 0 0 4016 MERCK & CO INC COM 58933Y105 BBG001S5TC52 1346794 13082 SH SOLE 0 0 13082 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 2403481 8006 SH SOLE 0 0 8006 METLIFE INC COM 59156R108 BBG001S5T3R8 661614 10517 SH SOLE 0 0 10517 MICROSOFT CORP COM 594918104 BBG001S5TD05 2490920 7889 SH SOLE 0 0 7889 NETFLIX INC COM 64110L106 BBG001SF6L46 1001773 2653 SH SOLE 0 0 2653 NEXTERA ENERGY INC COM 65339F101 BBG001S5RB29 290161 5065 SH SOLE 0 0 5065 NIKE INC CL B 654106103 BBG001S6NTK2 758629 7934 SH SOLE 0 0 7934 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 3420412 7863 SH SOLE 0 0 7863 ORACLE CORP COM 68389X105 BBG001S5SJG6 443275 4185 SH SOLE 0 0 4185 PALO ALTO NETWORKS INC COM 697435105 BBG001T9NWN5 1160830 4952 SH SOLE 0 0 4952 PAYCHEX INC COM 704326107 BBG001S5V135 400012 3468 SH SOLE 0 0 3468 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 915250 15656 SH SOLE 0 0 15656 PFIZER INC COM 717081103 BBG001S5V466 847439 25548 SH SOLE 0 0 25548 PHILLIPS 66 COM 718546104 BBG00286S4P7 818750 6814 SH SOLE 0 0 6814 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 1419608 9733 SH SOLE 0 0 9733 ROCKWELL AUTOMATION INC COM 773903109 BBG001S5VRF5 476988 1669 SH SOLE 0 0 1669 SALESFORCE INC COM 79466L302 BBG001SDLP09 1641707 8096 SH SOLE 0 0 8096 SCHWAB CHARLES CORP COM 808513105 BBG001S5VXD4 616835 11236 SH SOLE 0 0 11236 SCHWAB STRATEGIC TR US TIPS ETF 808524870 BBG001T9F777 18441609 365253 SH SOLE 0 0 365253 SOUTHERN CALIF BANCORP COM 84252A106 BBG001SMZ5M4 319428 22800 SH SOLE 0 0 22800 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 BBG001TC9HP5 947296 17001 SH SOLE 0 0 17001 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 1063474 2488 SH SOLE 0 0 2488 SPDR SER TR PORTFLI TIPS ETF 78464A656 BBG001STKCZ6 563222 22674 SH SOLE 0 0 22674 SPDR SER TR PRTFLO S&P500 GW 78464A409 BBG001SD7RB9 13045854 220072 SH SOLE 0 0 220072 SPDR SER TR PRTFLO S&P500 VL 78464A508 BBG001SG4284 13778336 333939 SH SOLE 0 0 333939 SPDR SER TR S&P 600 SMCP GRW 78464A201 BBG001SG4275 1509842 20607 SH SOLE 0 0 20607 SPDR SER TR S&P 600 SMCP VAL 78464A300 BBG001SG3JV2 1642425 22695 SH SOLE 0 0 22695 STARBUCKS CORP COM 855244109 BBG001S72KH6 1108757 12148 SH SOLE 0 0 12148 TE CONNECTIVITY LTD SHS H84989104 BBG001STLRP3 974874 7892 SH SOLE 0 0 7892 TESLA INC COM 88160R101 BBG001SQKGD7 614791 2457 SH SOLE 0 0 2457 THE CIGNA GROUP COM 125523100 BBG00KXRCDQ9 1323136 4625 SH SOLE 0 0 4625 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 987357 1951 SH SOLE 0 0 1951 TJX COS INC NEW COM 872540109 BBG001S5WQ93 1100569 12383 SH SOLE 0 0 12383 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MW4 1131630 24606 SH SOLE 0 0 24606 UNION PAC CORP COM 907818108 BBG001S5X2M0 1045388 5134 SH SOLE 0 0 5134 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 604530 1199 SH SOLE 0 0 1199 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 1872612 24912 SH SOLE 0 0 24912 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 759062 2787 SH SOLE 0 0 2787 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 BBG001SRN7W1 4795333 36617 SH SOLE 0 0 36617 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 11497211 151959 SH SOLE 0 0 151959 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 388773 990 SH SOLE 0 0 990 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 401581 1891 SH SOLE 0 0 1891 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 219998 1595 SH SOLE 0 0 1595 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 1410136 35964 SH SOLE 0 0 35964 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 BBG009THVRX1 749735 15587 SH SOLE 0 0 15587 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 BBG001T62M38 227560 2995 SH SOLE 0 0 2995 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 BBG001T62M74 1236211 21462 SH SOLE 0 0 21462 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 4889406 91357 SH SOLE 0 0 91357 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 269621 6167 SH SOLE 0 0 6167 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 BBG00C863MQ1 13112227 183825 SH SOLE 0 0 183825 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 556956 17185 SH SOLE 0 0 17185 VISA INC COM CL A 92826C839 BBG001SRCFY3 2730906 11873 SH SOLE 0 0 11873 WALMART INC COM 931142103 BBG001S5XH92 1511276 9450 SH SOLE 0 0 9450 WYNN RESORTS LTD COM 983134107 BBG001SJZ2V8 825107 8929 SH SOLE 0 0 8929 ZOETIS INC CL A 98978V103 BBG0039320P7 814254 4680 SH SOLE 0 0 4680