0001085146-21-002999.txt : 20211103 0001085146-21-002999.hdr.sgml : 20211103 20211102182304 ACCESSION NUMBER: 0001085146-21-002999 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211102 EFFECTIVENESS DATE: 20211103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Navalign, LLC CENTRAL INDEX KEY: 0001820593 IRS NUMBER: 680494621 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21174 FILM NUMBER: 211372895 BUSINESS ADDRESS: STREET 1: 15910 VENTURA BOULEVARD STREET 2: SUITE 1605 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 728-4500 MAIL ADDRESS: STREET 1: 15910 VENTURA BOULEVARD STREET 2: SUITE 1605 CITY: ENCINO STATE: CA ZIP: 91436 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001820593 XXXXXXXX 09-30-2021 09-30-2021 false Navalign, LLC

15910 VENTURA BOULEVARD SUITE 1605 ENCINO CA 91436

13F HOLDINGS REPORT 028-21174 N Chris Carter 818-728-4500 /s/Chris Carter Encino CA 11-01-2021 0 120 236110 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 314 2662 SH SOLE 0 0 2662 ABBVIE INC COM 00287Y109 279 2589 SH SOLE 0 0 2589 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 743 5016 SH SOLE 0 0 5016 ALLEGHANY CORP MD COM 017175100 277 443 SH SOLE 0 0 443 ALLOGENE THERAPEUTICS INC COM 019770106 1656 64428 SH SOLE 0 0 64428 ALPHABET INC CAP STK CL A 02079K305 2366 885 SH SOLE 0 0 885 ALPHABET INC CAP STK CL C 02079K107 882 331 SH SOLE 0 0 331 AMAZON COM INC COM 023135106 1876 571 SH SOLE 0 0 571 AMERICAN ELEC PWR CO INC COM 025537101 778 9582 SH SOLE 0 0 9582 AMERICAN TOWER CORP NEW COM 03027X100 745 2806 SH SOLE 0 0 2806 AMGEN INC COM 031162100 5083 23903 SH SOLE 0 0 23903 APPLE INC COM 037833100 16992 120088 SH SOLE 0 0 120088 ARK ETF TR INNOVATION ETF 00214Q104 268 2421 SH SOLE 0 0 2421 AUTODESK INC COM 052769106 589 2065 SH SOLE 0 0 2065 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 373 1368 SH SOLE 0 0 1368 BK OF AMERICA CORP COM 060505104 968 22812 SH SOLE 0 0 22812 BLACKROCK INC COM 09247X101 1407 1678 SH SOLE 0 0 1678 BOSTON SCIENTIFIC CORP COM 101137107 608 14020 SH SOLE 0 0 14020 BROADCOM INC COM 11135F101 701 1445 SH SOLE 0 0 1445 CAPITAL ONE FINL CORP COM 14040H105 1096 6767 SH SOLE 0 0 6767 CIGNA CORP NEW COM 125523100 1005 5023 SH SOLE 0 0 5023 CINTAS CORP COM 172908105 202 529 SH SOLE 0 0 529 CISCO SYS INC COM 17275R102 851 15641 SH SOLE 0 0 15641 COCA COLA CO COM 191216100 1286 24508 SH SOLE 0 0 24508 COMCAST CORP NEW CL A 20030N101 975 17426 SH SOLE 0 0 17426 CONOCOPHILLIPS COM 20825C104 903 13326 SH SOLE 0 0 13326 CONSTELLATION BRANDS INC CL A 21036P108 631 2996 SH SOLE 0 0 2996 COSTCO WHSL CORP NEW COM 22160K105 295 657 SH SOLE 0 0 657 CSX CORP COM 126408103 800 26913 SH SOLE 0 0 26913 CVS HEALTH CORP COM 126650100 855 10072 SH SOLE 0 0 10072 DELTA AIR LINES INC DEL COM NEW 247361702 574 13473 SH SOLE 0 0 13473 DISNEY WALT CO COM 254687106 259 1529 SH SOLE 0 0 1529 DOLLAR GEN CORP NEW COM 256677105 808 3807 SH SOLE 0 0 3807 FACEBOOK INC CL A 30303M102 2279 6716 SH SOLE 0 0 6716 FEDEX CORP COM 31428X106 657 2997 SH SOLE 0 0 2997 FIRSTENERGY CORP COM 337932107 528 14821 SH SOLE 0 0 14821 FLEXSHARES TR MORNSTAR UPSTR 33939L407 10105 276095 SH SOLE 0 0 276095 GENERAL ELECTRIC CO COM NEW 369604301 263 2548 SH SOLE 0 0 2548 GOLDMAN SACHS GROUP INC COM 38141G104 910 2406 SH SOLE 0 0 2406 HONEYWELL INTL INC COM 438516106 1241 5847 SH SOLE 0 0 5847 INTUITIVE SURGICAL INC COM NEW 46120E602 596 600 SH SOLE 0 0 600 ISHARES TR CORE MSCI EAFE 46432F842 1987 26761 SH SOLE 0 0 26761 ISHARES TR CORE S&P MCP ETF 464287507 529 2012 SH SOLE 0 0 2012 ISHARES TR CORE S&P SCP ETF 464287804 11238 102923 SH SOLE 0 0 102923 ISHARES TR CORE S&P500 ETF 464287200 767 1780 SH SOLE 0 0 1780 ISHARES TR CORE US AGGBD ET 464287226 1360 11844 SH SOLE 0 0 11844 ISHARES TR CRE U S REIT ETF 464288521 830 14148 SH SOLE 0 0 14148 ISHARES TR GL CLEAN ENE ETF 464288224 246 11356 SH SOLE 0 0 11356 ISHARES TR JPMORGAN USD EMG 464288281 11565 105075 SH SOLE 0 0 105075 ISHARES TR MSCI USA MMENTM 46432F396 13791 78535 SH SOLE 0 0 78535 ISHARES TR RUS 1000 VAL ETF 464287598 699 4465 SH SOLE 0 0 4465 ISHARES TR RUSSELL 2000 ETF 464287655 789 3608 SH SOLE 0 0 3608 ISHARES TR S&P 500 GRWT ETF 464287309 385 5215 SH SOLE 0 0 5215 ISHARES TR S&P 500 VAL ETF 464287408 1362 9366 SH SOLE 0 0 9366 ISHARES TR SP SMCP600VL ETF 464287879 341 3387 SH SOLE 0 0 3387 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 2378 46888 SH SOLE 0 0 46888 JOHNSON CTLS INTL PLC SHS G51502105 1005 14768 SH SOLE 0 0 14768 JPMORGAN CHASE & CO COM 46625H100 1369 8365 SH SOLE 0 0 8365 LAUDER ESTEE COS INC CL A 518439104 867 2892 SH SOLE 0 0 2892 LILLY ELI & CO COM 532457108 499 2161 SH SOLE 0 0 2161 LINDE PLC SHS G5494J103 718 2449 SH SOLE 0 0 2449 LOCKHEED MARTIN CORP COM 539830109 445 1290 SH SOLE 0 0 1290 LOWES COS INC COM 548661107 497 2450 SH SOLE 0 0 2450 MASTERCARD INCORPORATED CL A 57636Q104 309 888 SH SOLE 0 0 888 MCDONALDS CORP COM 580135101 310 1284 SH SOLE 0 0 1284 MCKESSON CORP COM 58155Q103 975 4889 SH SOLE 0 0 4889 MERCK & CO INC COM 58933Y105 1082 14400 SH SOLE 0 0 14400 METLIFE INC COM 59156R108 650 10535 SH SOLE 0 0 10535 MICROSOFT CORP COM 594918104 1866 6620 SH SOLE 0 0 6620 NETFLIX INC COM 64110L106 897 1470 SH SOLE 0 0 1470 NEXTERA ENERGY INC COM 65339F101 322 4100 SH SOLE 0 0 4100 NVIDIA CORPORATION COM 67066G104 1620 7820 SH SOLE 0 0 7820 ORACLE CORP COM 68389X105 391 4486 SH SOLE 0 0 4486 PALO ALTO NETWORKS INC COM 697435105 1146 2392 SH SOLE 0 0 2392 PAYCHEX INC COM 704326107 609 5411 SH SOLE 0 0 5411 PAYCOM SOFTWARE INC COM 70432V102 1040 2097 SH SOLE 0 0 2097 PAYPAL HLDGS INC COM 70450Y103 1175 4515 SH SOLE 0 0 4515 PFIZER INC COM 717081103 1426 33149 SH SOLE 0 0 33149 PHILLIPS 66 COM 718546104 494 7059 SH SOLE 0 0 7059 PIMCO ETF TR ACTIVE BD ETF 72201R775 1888 17081 SH SOLE 0 0 17081 PROCTER AND GAMBLE CO COM 742718109 1439 10291 SH SOLE 0 0 10291 RESEARCH SOLUTIONS INC COM 761025105 61 23270 SH SOLE 0 0 23270 SALESFORCE COM INC COM 79466L302 2061 7598 SH SOLE 0 0 7598 SCHWAB CHARLES CORP COM 808513105 701 9618 SH SOLE 0 0 9618 SCHWAB STRATEGIC TR US TIPS ETF 808524870 14559 232644 SH SOLE 0 0 232644 SOUTHWEST AIRLS CO COM 844741108 575 11179 SH SOLE 0 0 11179 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1835 35731 SH SOLE 0 0 35731 SPDR S&P 500 ETF TR TR UNIT 78462F103 933 2175 SH SOLE 0 0 2175 SPDR SER TR PORTFLI TIPS ETF 78464A656 325 10442 SH SOLE 0 0 10442 SPDR SER TR PORTFOLI S&P1500 78464A805 251 4739 SH SOLE 0 0 4739 SPDR SER TR PRTFLO S&P500 GW 78464A409 12914 201725 SH SOLE 0 0 201725 SPDR SER TR PRTFLO S&P500 VL 78464A508 12312 315692 SH SOLE 0 0 315692 SPDR SER TR S&P 600 SMCP GRW 78464A201 1927 22124 SH SOLE 0 0 22124 SPDR SER TR S&P 600 SMCP VAL 78464A300 2603 31759 SH SOLE 0 0 31759 SPDR SER TR SPDR BLOOMBERG 78468R663 1324 14477 SH SOLE 0 0 14477 SQUARE INC CL A 852234103 261 1089 SH SOLE 0 0 1089 STARBUCKS CORP COM 855244109 998 9047 SH SOLE 0 0 9047 SYSCO CORP COM 871829107 262 3333 SH SOLE 0 0 3333 TARGET CORP COM 87612E106 372 1626 SH SOLE 0 0 1626 TE CONNECTIVITY LTD REG SHS H84989104 1244 9066 SH SOLE 0 0 9066 TESLA INC COM 88160R101 664 856 SH SOLE 0 0 856 THERMO FISHER SCIENTIFIC INC COM 883556102 1119 1959 SH SOLE 0 0 1959 UBER TECHNOLOGIES INC COM 90353T100 1226 27358 SH SOLE 0 0 27358 UNION PAC CORP COM 907818108 1102 5620 SH SOLE 0 0 5620 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 4225 51568 SH SOLE 0 0 51568 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 206 2414 SH SOLE 0 0 2414 VANGUARD INDEX FDS GROWTH ETF 922908736 1582 5453 SH SOLE 0 0 5453 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 11680 114758 SH SOLE 0 0 114758 VANGUARD INDEX FDS VALUE ETF 922908744 637 4703 SH SOLE 0 0 4703 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1540 30802 SH SOLE 0 0 30802 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 951 18828 SH SOLE 0 0 18828 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 216 2757 SH SOLE 0 0 2757 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 11996 137520 SH SOLE 0 0 137520 VERIZON COMMUNICATIONS INC COM 92343V104 1247 23080 SH SOLE 0 0 23080 VISA INC COM CL A 92826C839 2492 11189 SH SOLE 0 0 11189 WALMART INC COM 931142103 1489 10686 SH SOLE 0 0 10686 WASTE MGMT INC DEL COM 94106L109 613 4105 SH SOLE 0 0 4105 WILLIAMS SONOMA INC COM 969904101 541 3051 SH SOLE 0 0 3051 WYNN RESORTS LTD COM 983134107 676 7978 SH SOLE 0 0 7978 ZOETIS INC CL A 98978V103 1060 5460 SH SOLE 0 0 5460