Chief Compliance Officer

0001085146-21-002419.txt : 20210813 0001085146-21-002419.hdr.sgml : 20210813 20210812214459 ACCESSION NUMBER: 0001085146-21-002419 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210812 EFFECTIVENESS DATE: 20210813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Navalign, LLC CENTRAL INDEX KEY: 0001820593 IRS NUMBER: 680494621 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21174 FILM NUMBER: 211169494 BUSINESS ADDRESS: STREET 1: 15910 VENTURA BOULEVARD STREET 2: SUITE 1605 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 728-4500 MAIL ADDRESS: STREET 1: 15910 VENTURA BOULEVARD STREET 2: SUITE 1605 CITY: ENCINO STATE: CA ZIP: 91436 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001820593 XXXXXXXX 06-30-2021 06-30-2021 false Navalign, LLC

15910 VENTURA BOULEVARD SUITE 1605 ENCINO CA 91436

13F HOLDINGS REPORT 028-21174 N Chris Carter Chief Compliance Officer 818-728-4500 /s/Chris Carter Encino CA 08-06-2021 0 124 236080 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 208 1048 SH SOLE 0 0 1048 ABBOTT LABS COM 002824100 316 2723 SH SOLE 0 0 2723 ABBVIE INC COM 00287Y109 292 2589 SH SOLE 0 0 2589 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1116 4919 SH SOLE 0 0 4919 ALLEGHANY CORP MD COM 017175100 296 0 SH SOLE 0 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 1680 64428 SH SOLE 0 0 64428 ALPHABET INC CAP STK CL A 02079K305 2208 904 SH SOLE 0 0 904 ALPHABET INC CAP STK CL C 02079K107 862 344 SH SOLE 0 0 344 AMAZON COM INC COM 023135106 1937 563 SH SOLE 0 0 563 AMERICAN ELEC PWR CO INC COM 025537101 816 9649 SH SOLE 0 0 9649 AMERICAN TOWER CORP NEW COM 03027X100 736 2724 SH SOLE 0 0 2724 AMGEN INC COM 031162100 5856 24024 SH SOLE 0 0 24024 APPLE INC COM 037833100 16496 120443 SH SOLE 0 0 120443 ARK ETF TR INNOVATION ETF 00214Q104 322 2461 SH SOLE 0 0 2461 AUTODESK INC COM 052769106 602 2064 SH SOLE 0 0 2064 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 394 1418 SH SOLE 0 0 1418 BK OF AMERICA CORP COM 060505104 947 22970 SH SOLE 0 0 22970 BLACKROCK INC COM 09247X101 1465 1674 SH SOLE 0 0 1674 BOSTON SCIENTIFIC CORP COM 101137107 601 14051 SH SOLE 0 0 14051 BROADCOM INC COM 11135F101 669 1403 SH SOLE 0 0 1403 CAPITAL ONE FINL CORP COM 14040H105 1107 7155 SH SOLE 0 0 7155 CIGNA CORP NEW COM 125523100 1164 4908 SH SOLE 0 0 4908 CINTAS CORP COM 172908105 209 547 SH SOLE 0 0 547 CISCO SYS INC COM 17275R102 840 15855 SH SOLE 0 0 15855 COCA COLA CO COM 191216100 1305 24113 SH SOLE 0 0 24113 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 393 5678 SH SOLE 0 0 5678 COMCAST CORP NEW CL A 20030N101 977 17125 SH SOLE 0 0 17125 CONOCOPHILLIPS COM 20825C104 815 13374 SH SOLE 0 0 13374 CONSTELLATION BRANDS INC CL A 21036P108 682 2914 SH SOLE 0 0 2914 COSTCO WHSL CORP NEW COM 22160K105 258 650 SH SOLE 0 0 650 CSX CORP COM 126408103 857 26718 SH SOLE 0 0 26718 CVS HEALTH CORP COM 126650100 825 9893 SH SOLE 0 0 9893 DELTA AIR LINES INC DEL COM NEW 247361702 561 12974 SH SOLE 0 0 12974 DISNEY WALT CO COM 254687106 272 1546 SH SOLE 0 0 1546 DOLLAR GEN CORP NEW COM 256677105 794 3671 SH SOLE 0 0 3671 FACEBOOK INC CL A 30303M102 2334 6712 SH SOLE 0 0 6712 FEDEX CORP COM 31428X106 871 2919 SH SOLE 0 0 2919 FIRSTENERGY CORP COM 337932107 544 14633 SH SOLE 0 0 14633 FLEXSHARES TR MORNSTAR UPSTR 33939L407 10154 265357 SH SOLE 0 0 265357 GENERAL ELECTRIC CO COM 369604103 275 20404 SH SOLE 0 0 20404 GOLDMAN SACHS GROUP INC COM 38141G104 927 2443 SH SOLE 0 0 2443 HONEYWELL INTL INC COM 438516106 1271 5796 SH SOLE 0 0 5796 INTUITIVE SURGICAL INC COM NEW 46120E602 552 600 SH SOLE 0 0 600 ISHARES TR CORE MSCI EAFE 46432F842 2069 27642 SH SOLE 0 0 27642 ISHARES TR CORE S&P MCP ETF 464287507 597 2223 SH SOLE 0 0 2223 ISHARES TR CORE S&P SCP ETF 464287804 11176 98923 SH SOLE 0 0 98923 ISHARES TR CORE S&P500 ETF 464287200 801 1862 SH SOLE 0 0 1862 ISHARES TR CORE US AGGBD ET 464287226 1678 14647 SH SOLE 0 0 14647 ISHARES TR CRE U S REIT ETF 464288521 817 14001 SH SOLE 0 0 14001 ISHARES TR GL CLEAN ENE ETF 464288224 252 10756 SH SOLE 0 0 10756 ISHARES TR JPMORGAN USD EMG 464288281 11199 99623 SH SOLE 0 0 99623 ISHARES TR MSCI USA MMENTM 46432F396 13535 78082 SH SOLE 0 0 78082 ISHARES TR RUS 1000 VAL ETF 464287598 712 4489 SH SOLE 0 0 4489 ISHARES TR RUSSELL 2000 ETF 464287655 833 3631 SH SOLE 0 0 3631 ISHARES TR S&P 500 GRWT ETF 464287309 380 5224 SH SOLE 0 0 5224 ISHARES TR S&P 500 VAL ETF 464287408 1383 9366 SH SOLE 0 0 9366 ISHARES TR SP SMCP600VL ETF 464287879 401 3800 SH SOLE 0 0 3800 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 2516 49591 SH SOLE 0 0 49591 JOHNSON CTLS INTL PLC SHS G51502105 1065 15522 SH SOLE 0 0 15522 JPMORGAN CHASE & CO COM 46625H100 1284 8253 SH SOLE 0 0 8253 LAUDER ESTEE COS INC CL A 518439104 971 3052 SH SOLE 0 0 3052 LILLY ELI & CO COM 532457108 506 2202 SH SOLE 0 0 2202 LINDE PLC SHS G5494J103 698 2415 SH SOLE 0 0 2415 LOCKHEED MARTIN CORP COM 539830109 493 1301 SH SOLE 0 0 1301 LOCKHEED MARTIN CORP COM 539830109 16 200 SH Call SOLE 0 0 200 LOWES COS INC COM 548661107 500 2577 SH SOLE 0 0 2577 MASTERCARD INCORPORATED CL A 57636Q104 325 891 SH SOLE 0 0 891 MCDONALDS CORP COM 580135101 302 1307 SH SOLE 0 0 1307 MCKESSON CORP COM 58155Q103 914 4780 SH SOLE 0 0 4780 MERCK & CO INC COM 58933Y105 1020 13113 SH SOLE 0 0 13113 METLIFE INC COM 59156R108 626 10458 SH SOLE 0 0 10458 MICROSOFT CORP COM 594918104 1823 6729 SH SOLE 0 0 6729 NEXTERA ENERGY INC COM 65339F101 309 4217 SH SOLE 0 0 4217 NVIDIA CORPORATION COM 67066G104 1575 1969 SH SOLE 0 0 1969 ORACLE CORP COM 68389X105 350 4495 SH SOLE 0 0 4495 PALO ALTO NETWORKS INC COM 697435105 919 2477 SH SOLE 0 0 2477 PAYCHEX INC COM 704326107 586 5461 SH SOLE 0 0 5461 PAYCOM SOFTWARE INC COM 70432V102 783 2153 SH SOLE 0 0 2153 PAYPAL HLDGS INC COM 70450Y103 1356 4653 SH SOLE 0 0 4653 PFIZER INC COM 717081103 1310 33454 SH SOLE 0 0 33454 PHILLIPS 66 COM 718546104 595 6931 SH SOLE 0 0 6931 PIMCO ETF TR ACTIVE BD ETF 72201R775 1669 15045 SH SOLE 0 0 15045 PROCTER AND GAMBLE CO COM 742718109 1374 10186 SH SOLE 0 0 10186 RESEARCH SOLUTIONS INC COM 761025105 67 23270 SH SOLE 0 0 23270 SALESFORCE COM INC COM 79466L302 1873 7668 SH SOLE 0 0 7668 SCHWAB CHARLES CORP COM 808513105 692 9511 SH SOLE 0 0 9511 SCHWAB STRATEGIC TR US TIPS ETF 808524870 13851 221710 SH SOLE 0 0 221710 SOUTHWEST AIRLS CO COM 844741108 582 10965 SH SOLE 0 0 10965 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1884 35540 SH SOLE 0 0 35540 SPDR S&P 500 ETF TR TR UNIT 78462F103 997 2328 SH SOLE 0 0 2328 SPDR SER TR PORTFLI TIPS ETF 78464A656 333 10696 SH SOLE 0 0 10696 SPDR SER TR PORTFOLI S&P1500 78464A805 301 5678 SH SOLE 0 0 5678 SPDR SER TR PRTFLO S&P500 GW 78464A409 12815 203759 SH SOLE 0 0 203759 SPDR SER TR PRTFLO S&P500 VL 78464A508 12637 319981 SH SOLE 0 0 319981 SPDR SER TR S&P 600 SMCP GRW 78464A201 2056 23230 SH SOLE 0 0 23230 SPDR SER TR S&P 600 SMCP VAL 78464A300 2856 33401 SH SOLE 0 0 33401 SPDR SER TR SPDR BLOOMBERG 78468R663 1324 14477 SH SOLE 0 0 14477 SQUARE INC CL A 852234103 273 1119 SH SOLE 0 0 1119 SQUARE INC CL A 852234103 18 200 SH Call SOLE 0 0 200 STARBUCKS CORP COM 855244109 1022 9143 SH SOLE 0 0 9143 SYSCO CORP COM 871829107 259 3331 SH SOLE 0 0 3331 TARGET CORP COM 87612E106 395 1635 SH SOLE 0 0 1635 TE CONNECTIVITY LTD REG SHS H84989104 1217 8999 SH SOLE 0 0 8999 TESLA INC COM 88160R101 725 1066 SH SOLE 0 0 1066 THERMO FISHER SCIENTIFIC INC COM 883556102 1220 2419 SH SOLE 0 0 2419 UBER TECHNOLOGIES INC COM 90353T100 1392 27771 SH SOLE 0 0 27771 UBER TECHNOLOGIES INC COM 90353T100 9 300 SH Call SOLE 0 0 300 UNION PAC CORP COM 907818108 1214 5519 SH SOLE 0 0 5519 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 4426 54101 SH SOLE 0 0 54101 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 314 3661 SH SOLE 0 0 3661 VANGUARD INDEX FDS GROWTH ETF 922908736 1600 5579 SH SOLE 0 0 5579 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 11452 112564 SH SOLE 0 0 112564 VANGUARD INDEX FDS VALUE ETF 922908744 634 4609 SH SOLE 0 0 4609 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1662 30680 SH SOLE 0 0 30680 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 988 19169 SH SOLE 0 0 19169 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 220 2755 SH SOLE 0 0 2755 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 11816 135244 SH SOLE 0 0 135244 VERIZON COMMUNICATIONS INC COM 92343V104 1268 22636 SH SOLE 0 0 22636 VISA INC COM CL A 92826C839 2575 11010 SH SOLE 0 0 11010 VISA INC COM CL A 92826C839 14 100 SH Call SOLE 0 0 100 WALMART INC COM 931142103 1497 10614 SH SOLE 0 0 10614 WASTE MGMT INC DEL COM 94106L109 577 4117 SH SOLE 0 0 4117 WILLIAMS SONOMA INC COM 969904101 523 3277 SH SOLE 0 0 3277 ZOETIS INC CL A 98978V103 978 0 SH SOLE 0 0 0