0001628280-23-017628.txt : 20230511 0001628280-23-017628.hdr.sgml : 20230511 20230511165623 ACCESSION NUMBER: 0001628280-23-017628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230509 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spear Catherine Eva CENTRAL INDEX KEY: 0001820448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40448 FILM NUMBER: 23911932 MAIL ADDRESS: STREET 1: 16 FUNSTON AVENUE, SUITE A STREET 2: THE PRESIDIO OF SAN FRANCISCO CITY: SAN FRANCISCO STATE: CA ZIP: 94129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIGS, Inc. CENTRAL INDEX KEY: 0001846576 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2834 COLORADO AVENUE STREET 2: SUITE 100 CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 420-500-8209 MAIL ADDRESS: STREET 1: 2834 COLORADO AVENUE STREET 2: SUITE 100 CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 wk-form4_1683838568.xml FORM 4 X0407 4 2023-05-09 0 0001846576 FIGS, Inc. FIGS 0001820448 Spear Catherine Eva C/O FIGS, INC., 2834 COLORADO AVENUE SUITE 100 SANTA MONICA CA 90404 1 1 1 0 Chief Executive Officer 0 Class A Common Stock 2023-05-09 4 A 0 436047 0 A 1042708 D Class A Common Stock 797073 I Held by the Catherine Spear Revocable Trust Class A Common Stock 141 I Held by Hollywood Capital Partners LLC Stock Option (Right to Buy) 7.91 2023-05-09 4 A 0 833334 0 A 2033-05-09 Class A Common Stock 833334 833334 D These Restricted Stock Units ("RSUs") vest as to 1/16th of the shares of Class A Common Stock underlying the RSUs on September 1, 2023 and as to 1/16th of the shares of Class A Common Stock underlying the RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. All but 35,510 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person. The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. The option vests and becomes exercisable in 48 equal monthly installments, with the first installment vesting on June 9, 2023. The number of securities listed in column 5 of Table I and column 9 of Table II do not include additional stock options nor shares of the Issuer's Class A Common Stock and Class B Common Stock held by the Reporting Person. /s/ Danielle Warner as Attorney-in-Fact for Catherine Spear 2023-05-11