0001628280-23-017628.txt : 20230511
0001628280-23-017628.hdr.sgml : 20230511
20230511165623
ACCESSION NUMBER: 0001628280-23-017628
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230509
FILED AS OF DATE: 20230511
DATE AS OF CHANGE: 20230511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spear Catherine Eva
CENTRAL INDEX KEY: 0001820448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40448
FILM NUMBER: 23911932
MAIL ADDRESS:
STREET 1: 16 FUNSTON AVENUE, SUITE A
STREET 2: THE PRESIDIO OF SAN FRANCISCO
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIGS, Inc.
CENTRAL INDEX KEY: 0001846576
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2834 COLORADO AVENUE
STREET 2: SUITE 100
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 420-500-8209
MAIL ADDRESS:
STREET 1: 2834 COLORADO AVENUE
STREET 2: SUITE 100
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
4
1
wk-form4_1683838568.xml
FORM 4
X0407
4
2023-05-09
0
0001846576
FIGS, Inc.
FIGS
0001820448
Spear Catherine Eva
C/O FIGS, INC., 2834 COLORADO AVENUE
SUITE 100
SANTA MONICA
CA
90404
1
1
1
0
Chief Executive Officer
0
Class A Common Stock
2023-05-09
4
A
0
436047
0
A
1042708
D
Class A Common Stock
797073
I
Held by the Catherine Spear Revocable Trust
Class A Common Stock
141
I
Held by Hollywood Capital Partners LLC
Stock Option (Right to Buy)
7.91
2023-05-09
4
A
0
833334
0
A
2033-05-09
Class A Common Stock
833334
833334
D
These Restricted Stock Units ("RSUs") vest as to 1/16th of the shares of Class A Common Stock underlying the RSUs on September 1, 2023 and as to 1/16th of the shares of Class A Common Stock underlying the RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
All but 35,510 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person.
The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
The option vests and becomes exercisable in 48 equal monthly installments, with the first installment vesting on June 9, 2023.
The number of securities listed in column 5 of Table I and column 9 of Table II do not include additional stock options nor shares of the Issuer's Class A Common Stock and Class B Common Stock held by the Reporting Person.
/s/ Danielle Warner as Attorney-in-Fact for Catherine Spear
2023-05-11