0001628280-23-007010.txt : 20230308
0001628280-23-007010.hdr.sgml : 20230308
20230308163426
ACCESSION NUMBER: 0001628280-23-007010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230307
FILED AS OF DATE: 20230308
DATE AS OF CHANGE: 20230308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spear Catherine Eva
CENTRAL INDEX KEY: 0001820448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40448
FILM NUMBER: 23716608
MAIL ADDRESS:
STREET 1: 16 FUNSTON AVENUE, SUITE A
STREET 2: THE PRESIDIO OF SAN FRANCISCO
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIGS, Inc.
CENTRAL INDEX KEY: 0001846576
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2834 COLORADO AVENUE
STREET 2: SUITE 100
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 420-500-8209
MAIL ADDRESS:
STREET 1: 2834 COLORADO AVENUE
STREET 2: SUITE 100
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
4
1
wf-form4_167831124289930.xml
FORM 4
X0306
4
2023-03-07
0
0001846576
FIGS, Inc.
FIGS
0001820448
Spear Catherine Eva
C/O FIGS, INC., 2834 COLORADO AVENUE
SUITE 100
SANTA MONICA
CA
90404
1
1
1
0
Chief Executive Officer
Class A Common Stock
2023-03-07
4
P
0
750000
6.3159
A
757073
I
Held by the Catherine Spear Revocable Trust
Class A Common Stock
2023-03-08
4
P
0
40000
6.0616
A
797073
I
Held by the Catherine Spear Revocable Trust
Class A Common Stock
606661
D
Class A Common Stock
141
I
Held by Hollywood Capital Partners LLC
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.25 to $6.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.96 to $6.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
All but 35,510 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of certain of the RSUs, certain shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person.
The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
The number of shares listed in column 5 of Table I do not include shares of the Issuer's Class B Common Stock nor stock options held by the Reporting Person.
/s/ Danielle Warner, Attorney-in-Fact for Catherine E. Spear
2023-03-08