N-PX 1 d539724dnpx.htm THORNBURG INCOME BUILDER OPPORTUNITIES TRUST Thornburg Income Builder Opportunities Trust

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

ICA File Number: 811-23600

Thornburg Income Builder Opportunities Trust

Registrant Name

c/o Thornburg Investment Management, Inc.

2300 North Ridgetop Road, Santa Fe, N.M. 87506

Principal Executive Offices

Garrett Thornburg, 2300 North Ridgetop Road, Santa Fe, N.M. 87506

Name and address of agent for service

Registrant’s telephone: 505-984-0200

Date of fiscal year end: September 30, 2023

Reporting Period: July 1, 2022 - June 30, 2023

Item 1. Proxy Voting Record

Thornburg Income Builder Opportunities Trust


FORM N-PX



ICA File Number:  811-23600

Registrant Name:  Thornburg Income Builder Opportunities Trust

Reporting Period:  07/01/2022 - 06/30/2023


Thornburg Income Builder Opportunities Trust

 
ABBVIE INC.
Meeting Date:  MAY 05, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL
Ticker:  ABBV
Security ID:  00287Y109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Robert J. Alpern Management For For
1.2 Elect Director Melody B. Meyer Management For For
1.3 Elect Director Frederick H. Waddell Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Eliminate Supermajority Vote Requirement Management For For
5 Adopt Simple Majority Vote Shareholder Against Against
6 Report on Congruency of Political Spending with Company Values and Priorities Shareholder Against Abstain
7 Report on Lobbying Payments and Policy Shareholder Against Abstain
8 Report on Impact of Extended Patent Exclusivities on Product Access Shareholder Against Abstain
 
ADYEN NV
Meeting Date:  MAY 11, 2023
Record Date:  APR 13, 2023
Meeting Type:  ANNUAL
Ticker:  ADYEN
Security ID:  N3501V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2.a Receive Report of Management Board and Supervisory Board (Non-Voting) Management None None
2.b Adopt Financial Statements and Statutory Reports Management For For
2.c Receive Explanation on Company's Reserves and Dividend Policy Management None None
2.d Approve Remuneration Report Management For For
2.e Approve Remuneration Policy for Management Board Management For For
2.f Approve Remuneration Policy for the Supervisory Board Management For For
2.g Approve Increase Cap on Variable Remuneration for Staff Members Management For For
3 Approve Discharge of Management Board Management For For
4 Approve Discharge of Supervisory Board Management For For
5 Reelect Ingo Uytdehaage to Management Board as Co-Chief Executive Officer Management For For
6 Reelect Mariette Swart to Management Board as Chief Risk and Compliance Officer Management For For
7 Elect Brooke Nayden to Management Board as Chief Human Resources Officer Management For For
8 Elect Ethan Tandowsky to Management Board as Chief Financial Officer Management For For
9 Reelect Pamela Joseph to Supervisory Board Management For For
10 Reelect Joep van Beurden to Supervisory Board Management For For
11 Amend Articles of Association Management For For
12 Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital Management For For
13 Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
15 Reappoint PwC as Auditors Management For For
16 Close Meeting Management None None
 
ALIBABA GROUP HOLDING LIMITED
Meeting Date:  SEP 30, 2022
Record Date:  AUG 03, 2022
Meeting Type:  ANNUAL
Ticker:  9988
Security ID:  G01719114
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Daniel Yong Zhang Management For For
1.2 Elect Director Jerry Yang Management For For
1.3 Elect Director Wan Ling Martello Management For For
1.4 Elect Director Weijian Shan Management For For
1.5 Elect Director Irene Yun-Lien Lee Management For For
1.6 Elect Director Albert Kong Ping Ng Management For For
2 Ratify PricewaterhouseCoopers as Auditors Management For For
 
ALTRIA GROUP, INC.
Meeting Date:  MAY 18, 2023
Record Date:  MAR 27, 2023
Meeting Type:  ANNUAL
Ticker:  MO
Security ID:  02209S103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ian L.T. Clarke Management For For
1b Elect Director Marjorie M. Connelly Management For For
1c Elect Director R. Matt Davis Management For For
1d Elect Director William F. Gifford, Jr. Management For For
1e Elect Director Jacinto J. Hernandez Management For For
1f Elect Director Debra J. Kelly-Ennis Management For For
1g Elect Director Kathryn B. McQuade Management For For
1h Elect Director George Munoz Management For For
1i Elect Director Nabil Y. Sakkab Management For For
1j Elect Director Virginia E. Shanks Management For For
1k Elect Director Ellen R. Strahlman Management For For
1l Elect Director M. Max Yzaguirre Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Report on Congruency of Political Spending with Company Values and Priorities Shareholder Against Abstain
6 Report on Third-Party Civil Rights Audit Shareholder Against Abstain
 
ASML HOLDING NV
Meeting Date:  APR 26, 2023
Record Date:  MAR 29, 2023
Meeting Type:  ANNUAL
Ticker:  ASML
Security ID:  N07059202
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2 Discuss the Company's Business, Financial Situation and Sustainability Management None None
3a Approve Remuneration Report Management For For
3b Adopt Financial Statements and Statutory Reports Management For For
3c Receive Explanation on Company's Reserves and Dividend Policy Management None None
3d Approve Dividends Management For For
4a Approve Discharge of Management Board Management For For
4b Approve Discharge of Supervisory Board Management For For
5 Approve Number of Shares for Management Board Management For For
6a Amend Remuneration Policy for the Supervisory Board Management For For
6b Amend Remuneration of the Members of the Supervisory Board Management For For
7 Receive Information on the Composition of the Management Board and Announce Intention to Appoint W.R. Allan to Management Board Management None None
8 Elect N.S. Andersen to Supervisory Board Management For For
8b Elect J.P. de Kreij to Supervisory Board Management For For
8c Discuss Composition of the Supervisory Board Management None None
9 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Management For For
10a Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital Plus Additional 5 Percent in Case of Merger or Acquisition Management For For
10b Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For
11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
12 Authorize Cancellation of Repurchased Shares Management For For
13 Other Business (Non-Voting) Management None None
14 Close Meeting Management None None
 
ASSICURAZIONI GENERALI SPA
Meeting Date:  APR 26, 2023
Record Date:  APR 17, 2023
Meeting Type:  ANNUAL
Ticker:  G
Security ID:  T05040109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Accept Financial Statements and Statutory Reports Management For For
1b Approve Allocation of Income Management For For
2a Elect Stefano Marsaglia as Director Management For For
3a.1 Slate Submitted by VM 2006 Srl Shareholder None Against
3a.2 Slate Submitted by Institutional Investors (Assogestioni) Shareholder None For
3b Approve Internal Auditors' Remuneration Management For For
4a Approve Remuneration Policy Management For For
4b Approve Second Section of the Remuneration Report Management For For
5a Approve Long Term Incentive Plan 2023-2025 Management For For
5b Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan Management For For
6a Approve Share Plan for Generali Group Employees Management For For
6b Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Share Plan for Generali Group Employees Management For For
7 Adjust Remuneration of External Auditors Management For For
A Deliberations on Possible Legal Action Against Directors if Presented by Shareholders Management None Against
 
BHP GROUP LIMITED
Meeting Date:  NOV 10, 2022
Record Date:  NOV 08, 2022
Meeting Type:  ANNUAL
Ticker:  BHP
Security ID:  Q1498M100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
2 Elect Michelle Hinchliffe as Director Management For For
3 Elect Catherine Tanna as Director Management For For
4 Elect Terry Bowen as Director Management For For
5 Elect Xiaoqun Clever as Director Management For For
6 Elect Ian Cockerill as Director Management For For
7 Elect Gary Goldberg as Director Management For For
8 Elect Ken MacKenzie as Director Management For For
9 Elect Christine O'Reilly as Director Management For For
10 Elect Dion Weisler as Director Management For For
11 Approve Remuneration Report Management For For
12 Approve Grant of Awards to Mike Henry Management For For
13 Approve the Amendments to the Company's Constitution Shareholder Against Against
14 Approve Policy Advocacy Shareholder Against Abstain
15 Approve Climate Accounting and Audit Shareholder Against Abstain
 
BNP PARIBAS SA
Meeting Date:  MAY 16, 2023
Record Date:  MAY 12, 2023
Meeting Type:  ANNUAL/SPECIAL
Ticker:  BNP
Security ID:  F1058Q238
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 3.90 per Share Management For For
4 Approve Auditors' Special Report on Related-Party Transactions Management For For
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
6 Reelect Jean Lemierre as Director Management For For
7 Reelect Jacques Aschenbroich as Director Management For For
8 Reelect Monique Cohen as Director Management For For
9 Reelect Daniela Schwarzer as Director Management For For
10 Approve Remuneration Policy of Directors Management For For
11 Approve Remuneration Policy of Chairman of the Board Management For For
12 Approve Remuneration Policy of CEO and Vice-CEOs Management For For
13 Approve Compensation Report of Corporate Officers Management For For
14 Approve Compensation of Jean Lemierre, Chairman of the Board Management For For
15 Approve Compensation of Jean-Laurent Bonnafe, CEO Management For For
16 Approve Compensation of Yann Gerardin, Vice-CEO Management For For
17 Approve Compensation of Thierry Laborde, Vice-CEO Management For For
18 Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers Management For For
19 Approve Issuance of Super-Subordinated Contigent Convertible Bonds without Preemptive Rights for Private Placements, up to 10 Percent of Issued Capital Management For For
20 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
21 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For
22 Amend Article 14 of Bylaws Re: Age Limit of Chairman of the Board Management For For
23 Authorize Filing of Required Documents/Other Formalities Management For For
 
BROADCOM INC.
Meeting Date:  APR 03, 2023
Record Date:  FEB 06, 2023
Meeting Type:  ANNUAL
Ticker:  AVGO
Security ID:  11135F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Diane M. Bryant Management For For
1b Elect Director Gayla J. Delly Management For For
1c Elect Director Raul J. Fernandez Management For For
1d Elect Director Eddy W. Hartenstein Management For For
1e Elect Director Check Kian Low Management For For
1f Elect Director Justine F. Page Management For For
1g Elect Director Henry Samueli Management For For
1h Elect Director Hock E. Tan Management For For
1i Elect Director Harry L. You Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
CISCO SYSTEMS, INC.
Meeting Date:  DEC 08, 2022
Record Date:  OCT 10, 2022
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director M. Michele Burns Management For For
1b Elect Director Wesley G. Bush Management For For
1c Elect Director Michael D. Capellas Management For For
1d Elect Director Mark Garrett Management For For
1e Elect Director John D. Harris, II Management For For
1f Elect Director Kristina M. Johnson Management For For
1g Elect Director Roderick C. McGeary Management For For
1h Elect Director Sarah Rae Murphy Management For For
1i Elect Director Charles H. Robbins Management For For
1j Elect Director Brenton L. Saunders Management For For
1k Elect Director Lisa T. Su Management For For
1l Elect Director Marianna Tessel Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Report on Tax Transparency Set Forth in the Global Reporting Initiative's Tax Standard Shareholder Against Abstain
 
CME GROUP INC.
Meeting Date:  MAY 04, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL
Ticker:  CME
Security ID:  12572Q105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Terrence A. Duffy Management For For
1b Elect Director Kathryn Benesh Management For For
1c Elect Director Timothy S. Bitsberger Management For For
1d Elect Director Charles P. Carey Management For For
1e Elect Director Bryan T. Durkin Management For For
1f Elect Director Harold Ford, Jr. Management For For
1g Elect Director Martin J. Gepsman Management For For
1h Elect Director Larry G. Gerdes Management For For
1i Elect Director Daniel R. Glickman Management For For
1j Elect Director Daniel G. Kaye Management For For
1k Elect Director Phyllis M. Lockett Management For For
1l Elect Director Deborah J. Lucas Management For For
1m Elect Director Terry L. Savage Management For For
1n Elect Director Rahael Seifu Management For For
1o Elect Director William R. Shepard Management For For
1p Elect Director Howard J. Siegel Management For For
1q Elect Director Dennis A. Suskind Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
DEUTSCHE POST AG
Meeting Date:  MAY 04, 2023
Record Date:  APR 28, 2023
Meeting Type:  ANNUAL
Ticker:  DPW
Security ID:  D19225107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) Management None None
2 Approve Allocation of Income and Dividends of EUR 1.85 per Share Management For For
3 Approve Discharge of Management Board for Fiscal Year 2022 Management For For
4 Approve Discharge of Supervisory Board for Fiscal Year 2022 Management For For
5.1 Elect Katrin Suder to the Supervisory Board Management For For
5.2 Reelect Mario Daberkow to the Supervisory Board Management For For
6 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Management For For
7 Authorize Use of Financial Derivatives when Repurchasing Shares Management For For
8 Approve Remuneration Report Management For For
9.1 Amend Article Re: Location of Annual Meeting Management For For
9.2 Approve Virtual-Only Shareholder Meetings Until 2025 Management For For
9.3 Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission Management For For
 
ENBRIDGE INC.
Meeting Date:  MAY 03, 2023
Record Date:  MAR 07, 2023
Meeting Type:  ANNUAL
Ticker:  ENB
Security ID:  29250N105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mayank M. Ashar Management For For
1.2 Elect Director Gaurdie E. Banister Management For For
1.3 Elect Director Pamela L. Carter Management For For
1.4 Elect Director Susan M. Cunningham Management For For
1.5 Elect Director Gregory L. Ebel Management For For
1.6 Elect Director Jason B. Few Management For For
1.7 Elect Director Teresa S. Madden Management For For
1.8 Elect Director Stephen S. Poloz Management For For
1.9 Elect Director S. Jane Rowe Management For For
1.10 Elect Director Dan C. Tutcher Management For For
1.11 Elect Director Steven W. Williams Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
4 Re-approve Shareholder Rights Plan Management For For
5 SP 1: Report on Lobbying and Political Donations Shareholder Against Abstain
6 SP 2: Disclose the Company's Scope 3 Emissions Shareholder Against Abstain
 
ENDESA SA
Meeting Date:  NOV 17, 2022
Record Date:  NOV 11, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS
Ticker:  ELE
Security ID:  E41222113
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Renewal of the Joint Management Agreement of Liquefied Natural Gas (LNG) Carriers and the Contracts for the Supply of LNG of US Origin between Endesa Energia, S.A.U. and Enel Global Trading, S.p.A. for 2023 and Their Extension During 2022 Management For For
1.2 Purchase and Sale of a Maximum Volume of Two TWh of Liquefied Natural Gas (LNG) between Enel Global Trading S.p.A and Endesa Energia, S.A.U. during 2023, for a Total Amount of Approximately EUR 290 Million Management For For
1.3 Acquisition of Two Liquefied Natural Gas (LNG) Carriers, Approximately Two TWh of Gas, from Enel Generacion Chile, S.A. by Endesa Energia, S.A.U., in 2024, for a Total Amount of Approximately EUR 121 Million Management For For
1.4 Approve the Following Transactions, for a Total Amount of EUR 5 Billion: a) Granting of a Twelve-Month Line of Credit by Enel Finance International N.V. to Endesa, S.A. b) Issuance of a Guarantee by Enel, S.p.A. for Bonds Issued by Endesa Generacion, S.A. Management For For
1.5 Renewal of the Provision of the Wind Turbine Vibration Analysis Service by Enel Green Power Espana, S.L. to Enel Green Power, S.p.A. over a Period of Five Years for an Amount of EUR 5 Million Management For For
2 Authorize Board to Ratify and Execute Approved Resolutions Management For For
 
ENDESA SA
Meeting Date:  APR 28, 2023
Record Date:  APR 21, 2023
Meeting Type:  ANNUAL
Ticker:  ELE
Security ID:  E41222113
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Consolidated and Standalone Financial Statements Management For For
2 Approve Consolidated and Standalone Management Reports Management For For
3 Approve Non-Financial Information Statement Management For Abstain
4 Approve Discharge of Board Management For For
5 Approve Allocation of Income and Dividends Management For For
6 Reelect Juan Sanchez-Calero Guilarte as Director Management For For
7 Reelect Ignacio Garralda Ruiz de Velasco as Director Management For For
8 Reelect Francisco de Lacerda as Director Management For For
9 Reelect Alberto de Paoli as Director Management For For
10 Approve Remuneration Report Management For For
11 Approve Strategic Incentive Plan Management For For
12.1 Approve Execution of Financial Transactions, in the Form of a Credit Facility and a Loan, between Enel Finance International NV and Endesa SA Management For For
12.2 Approve Contracting of Corporate Services Provided by Endesa Group Companies to Gridspertise Iberia SL Management For For
12.3 Approve Contracting of Technical Resources by Enel Green Power Espana SLU from Enel Green Power SpA Related to Engineering Services for the Development of Projects of Renewable Energies Management For For
12.4 Approve Reinvoicing of the Expatriate Costs between Endesa Group Companies and Enel Group Companies Management For For
12.5 Approve License Agreement for the Use of Platforms and Related Services as a "Software as a Service" Solution, between Enel X SRL and Endesa X Servicios SL Management For For
12.6 Approve Contracts for the Supply of Electric Charging Solutions and the Provision of Services between Endesa X Way SL and Endesa X Servicios SL, Endesa Energia SAU, Endesa Medios y Sistemas SL and Asociacion Nuclear Asco - Vandellos II AIE Management For For
12.7 Approve Contracting of Logistics Services Provided by Endesa Generacion SAU to Enel Produzione SpA in the Ports of Carboneras and Ferrol Management For For
12.8 Approve Purchases of Liquefied Natural Gas (LNG) for 2023, in a Maximum Volume of 4.5 TWh, between Endesa Energia SA and Enel Global Trading SpA Management For For
12.9 Approve Contract for the Provision of Dielectric Fluid Analysis Services in Power Transformers by Endesa Ingenieria SL to E-Distribuzione SRL Management For For
12.10 Approve Contracting of Gridspertise SRL by Edistribucion Redes Digitales SLU for the Supply of LVM Hubs and Other Assets Management For For
13 Authorize Board to Ratify and Execute Approved Resolutions Management For For
 
ENEL SPA
Meeting Date:  MAY 10, 2023
Record Date:  APR 28, 2023
Meeting Type:  ANNUAL
Ticker:  ENEL
Security ID:  T3679P115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Allocation of Income Management For For
3 Authorize Share Repurchase Program and Reissuance of Repurchased Shares Management For For
4 Fix Number of Directors Management For For
5 Fix Board Terms for Directors Management For For
6.1 Slate 1 Submitted by Ministry of Economy and Finance Shareholder None Against
6.2 Slate 2 Submitted by Institutional Investors (Assogestioni) Shareholder None For
6.3 Slate 3 Submitted by Covalis Capital LLP and Covalis (Gibraltar) Ltd. Shareholder None Against
7.1 Elect Paolo Scaroni as Board Chair Shareholder None For
7.2 Elect Marco Mazzucchelli as Board Chair Shareholder None Against
8 Approve Remuneration of Directors Management For For
9 Approve Long Term Incentive Plan 2023 Management For For
10.1 Approve Remuneration Policy Management For For
10.2 Approve Second Section of the Remuneration Report Management For For
A Deliberations on Possible Legal Action Against Directors if Presented by Shareholders Management None Against
 
EQUINOR ASA
Meeting Date:  MAY 10, 2023
Record Date:  MAY 09, 2023
Meeting Type:  ANNUAL
Ticker:  EQNR
Security ID:  R2R90P103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2 Registration of Attending Shareholders and Proxies Management None None
3 Elect Chairman of Meeting Management For Did Not Vote
4 Approve Notice of Meeting and Agenda Management For Did Not Vote
5 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
6 Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.30 Per Share, Approve Extraordinary Dividends of USD 0.60 Per Share Management For Did Not Vote
7 Authorize Board to Distribute Dividends Management For Did Not Vote
8 Ban Use of Fiberglass Rotor Blades in All New Wind Farms, Commit to Buy into Existing Hydropower Projects, and Conduct Research on Other Energy Sources Such as Thorium Shareholder Against Did Not Vote
9 Identify and Manage Climate-Related Risks and Possibilities, and Integrate Them into Company's Strategy Shareholder Against Did Not Vote
10 Stop All Exploration and Drilling by 2025 and Provide Financial and Technical Assistance For Repair and Development of Ukraine's Energy Infrastructure Shareholder Against Did Not Vote
11 Develop Procedure to Improve Response to Shareholder Proposals Shareholder Against Did Not Vote
12 End All Plans for Activities in Barents Sea, Adjust Up Investment in Renewables/Low Carbon Solution to 50 Percent by 2025, Implement CCS for Melkoya, and Invest in Rebuilding of Ukraine Shareholder Against Did Not Vote
13 Stop All Exploration and Test Drilling for Oil & Gas, Become a Leading Producer of Renewable Energy, Stop Plans for Electrification of Melkoya, and Present a Plan Enabling Norway to Become Net-Zero By 2050 Shareholder Against Did Not Vote
14 Include Global Warming in Company's Further Strategy, Stop All Exploration For More Oil & Gas, Phase Out All Production and Sale of Oil & Gas, Multiply Investment in Renewable Energy and CCS, and Become Climate-Friendly Company Shareholder Against Did Not Vote
15 Approve Company's Corporate Governance Statement Management For Did Not Vote
16.1 Approve Remuneration Policy And Other Terms of Employment For Executive Management Management For Did Not Vote
16.2 Approve Remuneration Statement Management For Did Not Vote
17 Approve Remuneration of Auditors Management For Did Not Vote
18 Approve Remuneration of Directors in the Amount of NOK 143,700 for Chairman, NOK 75,800 for Deputy Chairman and NOK 53,250 for Other Directors; Approve Remuneration for Deputy Directors Management For Did Not Vote
19 Approve Remuneration of Nominating Committee Management For Did Not Vote
20 Authorize Share Repurchase Program in Connection With Employee Remuneration Programs Management For Did Not Vote
21 Approve NOK 431 Million Reduction in Share Capital via Share Cancellation Management For Did Not Vote
22 Authorize Share Repurchase Program and Cancellation of Repurchased Shares Management For Did Not Vote
 
FERTIGLOBE PLC
Meeting Date:  SEP 29, 2022
Record Date:  SEP 28, 2022
Meeting Type:  ORDINARY SHAREHOLDERS
Ticker:  FERTIGLOBE
Security ID:  ADPV55095
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authorize Chairman of the Meeting to Appoint a Secretary and Vote Collector to the Meeting Management For For
2 Approve Dividends of AED 0.33 per Share for First Half of FY 2022 Management For For
3 Authorize Board or Any Authorized Person to Ratify and Execute Approved Resolutions Management For For
 
FERTIGLOBE PLC
Meeting Date:  APR 11, 2023
Record Date:  APR 10, 2023
Meeting Type:  ANNUAL
Ticker:  FERTIGLOBE
Security ID:  ADPV55095
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authorize Chairman of the Meeting to Appoint the Meeting Secretary and the Vote Collector Management For For
1 Approve Board Report on Company Operations and Its Financial Position for FY 2022 Management For For
2 Approve Auditors' Report on Company Financial Statements for FY 2022 Management For For
3 Accept Standalone Audited Financial Statements and Statutory Reports for FY 2022 Management For For
4 Accept Consolidated Audited Financial Statements and Statutory Reports for FY 2022 Management For For
5 Approve Dividend of AED 0.3097 per Share for Second Half of FY 2022 to Bring the Total Dividend to AED 0.6415 per Share for FY 2022 Management For For
6 Approve Remuneration of Directors for FY 2022 Management For For
7 Approve Discharge of Directors for FY 2022 Management For For
8 Approve Discharge of Auditors for FY 2022 Management For For
9 Ratify Auditors and Fix Their Remuneration for FY 2023 Management For For
 
GABELLI DIVIDEND & INCOME TRUST
Meeting Date:  MAY 22, 2023
Record Date:  MAR 28, 2023
Meeting Type:  ANNUAL
Ticker:  GDV
Security ID:  36242H872
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Anthony S. Colavita Management For For
1.2 Elect Director Frank J. Fahrenkopf, Jr. Management For For
1.3 Elect Director Anthonie C. van Ekris Management For For
1.4 Elect Director Salvatore J. Zizza Management For For
 
GLENCORE PLC
Meeting Date:  MAY 26, 2023
Record Date:  MAY 24, 2023
Meeting Type:  ANNUAL
Ticker:  GLEN
Security ID:  JE00B4T3BW64
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Reduction of Capital Contribution Reserves Management For For
3 Re-elect Kalidas Madhavpeddi as Director Management For For
4 Re-elect Gary Nagle as Director Management For For
5 Re-elect Peter Coates as Director Management For For
6 Re-elect Martin Gilbert as Director Management For For
7 Re-elect Gill Marcus as Director Management For For
8 Re-elect Cynthia Carroll as Director Management For For
9 Re-elect David Wormsley as Director Management For For
10 Elect Liz Hewitt as Director Management For For
11 Reappoint Deloitte LLP as Auditors Management For For
12 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
13 Approve 2022 Climate Report Management For For
14 Approve Remuneration Report Management For For
15 Authorise Issue of Equity Management For For
16 Authorise Issue of Equity without Pre-emptive Rights Management For For
17 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
18 Authorise Market Purchase of Ordinary Shares Management For For
19 Resolution in Respect of the Next Climate Action Transition Plan Shareholder Against Against
 
ING GROEP NV
Meeting Date:  APR 24, 2023
Record Date:  MAR 27, 2023
Meeting Type:  ANNUAL
Ticker:  INGA
Security ID:  N4578E595
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2A Receive Report of Executive Board (Non-Voting) Management None None
2B Receive Report of Supervisory Board (Non-Voting) Management None None
2C Approve Remuneration Report Management For For
2D Adopt Financial Statements and Statutory Reports Management For For
3A Receive Explanation on Dividend and Distribution Policy Management None None
3B Approve Dividends Management For For
4A Approve Discharge of Executive Board Management For For
4B Approve Discharge of Supervisory Board Management For For
5 Ratify KPMG Accountants N.V. (KPMG) as Auditors Management For For
6 Reelect Tanate Phutrakul to Executive Board Management For For
7A Elect Alexandra Reich to Supervisory Board Management For For
7B Elect Karl Guha to Supervisory Board Management For For
7C Reelect Herna Verhagen to Supervisory Board Management For For
7D Reelect Mike Rees to Supervisory Board Management For For
8A Grant Board Authority to Issue Shares Up to 40 Percent of Issued Capital Management For For
8B Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For
9 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
10 Approve Cancellation of Repurchased Shares Pursuant to the Authority Under Item 9 Management For For
 
JD.COM, INC.
Meeting Date:  JUN 21, 2023
Record Date:  MAY 19, 2023
Meeting Type:  ANNUAL
Ticker:  9618
Security ID:  G8208B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amend Memorandum of Association and Articles of Association Management For For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 16, 2023
Record Date:  MAR 17, 2023
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Linda B. Bammann Management For For
1b Elect Director Stephen B. Burke Management For For
1c Elect Director Todd A. Combs Management For For
1d Elect Director James S. Crown Management For For
1e Elect Director Alicia Boler Davis Management For For
1f Elect Director James Dimon Management For For
1g Elect Director Timothy P. Flynn Management For For
1h Elect Director Alex Gorsky Management For For
1i Elect Director Mellody Hobson Management For For
1j Elect Director Michael A. Neal Management For For
1k Elect Director Phebe N. Novakovic Management For For
1l Elect Director Virginia M. Rometty Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Require Independent Board Chair Shareholder Against Against
6 Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development Shareholder Against Abstain
7 Amend Public Responsibility Committee Charter to Include Animal Welfare Shareholder Against Abstain
8 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
9 Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets Shareholder Against Abstain
10 Report on Risks Related to Discrimination Against Individuals Including Political Views Shareholder Against Abstain
11 Report on Political Expenditures Congruence Shareholder Against Abstain
12 Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting Shareholder Against Abstain
 
KEYENCE CORP.
Meeting Date:  JUN 14, 2023
Record Date:  MAR 20, 2023
Meeting Type:  ANNUAL
Ticker:  6861
Security ID:  J32491102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Allocation of Income, with a Final Dividend of JPY 150 Management For For
2.1 Elect Director Takizaki, Takemitsu Management For For
2.2 Elect Director Nakata, Yu Management For For
2.3 Elect Director Yamaguchi, Akiji Management For For
2.4 Elect Director Yamamoto, Hiroaki Management For For
2.5 Elect Director Nakano, Tetsuya Management For For
2.6 Elect Director Yamamoto, Akinori Management For For
2.7 Elect Director Taniguchi, Seiichi Management For For
2.8 Elect Director Suenaga, Kumiko Management For For
2.9 Elect Director Yoshioka, Michifumi Management For For
3 Appoint Statutory Auditor Komura, Koichiro Management For For
4 Appoint Alternate Statutory Auditor Yamamoto, Masaharu Management For For
 
LEGAL & GENERAL GROUP PLC
Meeting Date:  MAY 18, 2023
Record Date:  MAY 16, 2023
Meeting Type:  ANNUAL
Ticker:  LGEN
Security ID:  GB0005603997
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Final Dividend Management For For
3 Approve Climate Transition Plan Management For Abstain
4 Elect Carolyn Johnson as Director Management For For
5 Elect Tushar Morzaria as Director Management For For
6 Re-elect Henrietta Baldock as Director Management For For
7 Re-elect Nilufer Von Bismarck as Director Management For For
8 Re-elect Philip Broadley as Director Management For For
9 Re-elect Jeff Davies as Director Management For For
10 Re-elect Sir John Kingman as Director Management For For
11 Re-elect Lesley Knox as Director Management For For
12 Re-elect George Lewis as Director Management For For
13 Re-elect Ric Lewis as Director Management For For
14 Re-elect Laura Wade-Gery as Director Management For For
15 Re-elect Sir Nigel Wilson as Director Management For For
16 Reappoint KPMG LLP as Auditors Management For For
17 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
18 Approve Remuneration Policy Management For For
19 Approve Remuneration Report Management For For
20 Approve Increase in Limit on the Aggregate Amount of Fees Payable to Directors Management For For
21 Authorise Issue of Equity Management For For
22 Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities Management For For
23 Authorise UK Political Donations and Expenditure Management For For
24 Authorise Issue of Equity without Pre-emptive Rights Management For For
25 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
26 Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities Management For For
27 Authorise Market Purchase of Ordinary Shares Management For For
28 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 27, 2023
Record Date:  FEB 24, 2023
Meeting Type:  ANNUAL
Ticker:  LMT
Security ID:  539830109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Daniel F. Akerson Management For For
1.2 Elect Director David B. Burritt Management For For
1.3 Elect Director Bruce A. Carlson Management For For
1.4 Elect Director John M. Donovan Management For For
1.5 Elect Director Joseph F. Dunford, Jr. Management For For
1.6 Elect Director James O. Ellis, Jr. Management For For
1.7 Elect Director Thomas J. Falk Management For For
1.8 Elect Director Ilene S. Gordon Management For For
1.9 Elect Director Vicki A. Hollub Management For For
1.10 Elect Director Jeh C. Johnson Management For For
1.11 Elect Director Debra L. Reed-Klages Management For For
1.12 Elect Director James D. Taiclet Management For For
1.13 Elect Director Patricia E. Yarrington Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
5 Require Independent Board Chair Shareholder Against Against
6 Report on Human Rights Impact Assessment Shareholder Against Abstain
7 Report on Efforts to Reduce Full Value Chain GHG Emissions in Alignment with Paris Agreement Goal Shareholder Against Abstain
 
LVMH MOET HENNESSY LOUIS VUITTON SE
Meeting Date:  APR 20, 2023
Record Date:  APR 18, 2023
Meeting Type:  ANNUAL/SPECIAL
Ticker:  MC
Security ID:  F58485115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 12.00 per Share Management For For
4 Approve Auditors' Special Report on Related-Party Transactions Management For Against
5 Reelect Delphine Arnault as Director Management For Against
6 Reelect Antonio Belloni as Director Management For Against
7 Reelect Marie-Josee Kravis as Director Management For Against
8 Reelect Marie-Laure Sauty de Chalon as Director Management For For
9 Reelect Natacha Valla as Director Management For For
10 Elect Laurent Mignon as Director Management For For
11 Renew Appointment of Lord Powell of Bayswater as Censor Management For Against
12 Appoint Diego Della Valle as Censor Management For Against
13 Approve Compensation Report of Corporate Officers Management For Against
14 Approve Compensation of Bernard Arnault, Chairman and CEO Management For Against
15 Approve Compensation of Antonio Belloni, Vice-CEO Management For Against
16 Approve Remuneration Policy of Directors Management For For
17 Approve Remuneration Policy of Chairman and CEO Management For Against
18 Approve Remuneration Policy of Vice-CEO Management For Against
19 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
20 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For
21 Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value Management For For
22 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million Management For For
23 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights With Binding Priority Right up to Aggregate Nominal Amount of EUR 20 Million Management For Against
24 Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million Management For Against
25 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Management For Against
26 Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers Management For Against
27 Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind Management For For
28 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans Reserved for Employees and Corporate Officers Management For Against
29 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
30 Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 20 Million Management For For
 
LYONDELLBASELL INDUSTRIES N.V.
Meeting Date:  MAY 19, 2023
Record Date:  APR 21, 2023
Meeting Type:  ANNUAL
Ticker:  LYB
Security ID:  N53745100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jacques Aigrain Management For For
1b Elect Director Lincoln Benet Management For For
1c Elect Director Robin Buchanan Management For For
1d Elect Director Anthony (Tony) Chase Management For For
1e Elect Director Robert (Bob) Dudley Management For For
1f Elect Director Claire Farley Management For For
1g Elect Director Rita Griffin Management For For
1h Elect Director Michael Hanley Management For For
1i Elect Director Virginia Kamsky Management For For
1j Elect Director Albert Manifold Management For For
1k Elect Director Peter Vanacker Management For For
2 Approve Discharge of Directors Management For For
3 Adopt Financial Statements and Statutory Reports Management For For
4 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
7 Advisory Vote on Say on Pay Frequency Management One Year One Year
8 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
9 Approve Cancellation of Shares Management For For
 
MASTERCARD INCORPORATED
Meeting Date:  JUN 27, 2023
Record Date:  APR 28, 2023
Meeting Type:  ANNUAL
Ticker:  MA
Security ID:  57636Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Merit E. Janow Management For For
1b Elect Director Candido Bracher Management For For
1c Elect Director Richard K. Davis Management For For
1d Elect Director Julius Genachowski Management For For
1e Elect Director Choon Phong Goh Management For For
1f Elect Director Oki Matsumoto Management For For
1g Elect Director Michael Miebach Management For For
1h Elect Director Youngme Moon Management For For
1i Elect Director Rima Qureshi Management For For
1j Elect Director Gabrielle Sulzberger Management For For
1k Elect Director Harit Talwar Management For For
1l Elect Director Lance Uggla Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Qualified Employee Stock Purchase Plan Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
6 Report on Overseeing Risks Related to Discrimination Shareholder Against Abstain
7 Report on Establishing Merchant Category Code for Gun and Ammunition Stores Shareholder Against Abstain
8 Report on Lobbying Payments and Policy Shareholder Against Abstain
9 Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders Shareholder Against Against
10 Report on Cost-Benefit Analysis of Diversity and Inclusion Efforts Shareholder Against Abstain
 
MEITUAN
Meeting Date:  JUN 30, 2023
Record Date:  JUN 26, 2023
Meeting Type:  ANNUAL
Ticker:  3690
Security ID:  G59669104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Elect Marjorie Mun Tak Yang as Director Management For For
3 Elect Wang Huiwen as Director Management For For
4 Elect Orr Gordon Robert Halyburton as Director Management For For
5 Elect Leng Xuesong as Director Management For For
6 Authorize Board to Fix Remuneration of Directors Management For For
7 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Class B Shares Management For Against
8 Authorize Repurchase of Issued Share Capital Management For For
9 Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration Management For For
10 Approve Amendments to the Post-IPO Share Option Scheme and Related Transactions Management For Against
11 Approve Amendments to the Post-IPO Share Award Scheme and Related Transactions Management For Against
12 Approve the Scheme Limit Management For Against
13 Approve the Service Provider Sublimit Management For Against
14 Approve Issuance of Class B Shares to Orr Gordon Robert Halyburton Under the Post-IPO Share Award Scheme and Related Transactions Management For Against
15 Approve Issuance of Class B Shares to Leng Xuesong Under the Post-IPO Share Award Scheme and Related Transactions Management For Against
16 Approve Issuance of Class B Shares to Shum Heung Yeung Harry Under the Post-IPO Share Award Scheme and Related Transactions Management For Against
17 Approve Amendments to the Existing Articles of Association and Adopt Seventh Amended and Restated Memorandum and Articles of Association and Related Transactions Management For For
 
MERCADOLIBRE, INC.
Meeting Date:  JUN 07, 2023
Record Date:  APR 11, 2023
Meeting Type:  ANNUAL
Ticker:  MELI
Security ID:  58733R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Susan Segal Management For For
1.2 Elect Director Mario Eduardo Vazquez Management For For
1.3 Elect Director Alejandro Nicolas Aguzin Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Pistrelli, Henry Martin y Asociados S.R.L., as Auditors Management For For
 
MERCEDES-BENZ GROUP AG
Meeting Date:  MAY 03, 2023
Record Date:  APR 28, 2023
Meeting Type:  ANNUAL
Ticker:  MBG
Security ID:  D1668R123
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) Management None None
2 Approve Allocation of Income and Dividends of EUR 5.20 per Share Management For For
3 Approve Discharge of Management Board for Fiscal Year 2022 Management For For
4 Approve Discharge of Supervisory Board for Fiscal Year 2022 Management For For
5.1 Ratify KPMG AG as Auditors for Fiscal Year 2023 Management For For
5.2 Ratify PricewaterhouseCoopers GmbH as Auditors for the 2024 Interim Financial Statements until the 2024 AGM Management For For
5.3 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2024 and for the Review of Interim Financial Statements after the 2024 AGM Management For For
6 Elect Stefan Pierer to the Supervisory Board Management For For
7 Approve Remuneration of Supervisory Board Management For For
8 Approve Remuneration Policy Management For For
9 Approve Remuneration Report Management For For
10 Approve Creation of EUR 1 Billion Pool of Authorized Capital with or without Exclusion of Preemptive Rights Management For For
11 Approve Virtual-Only Shareholder Meetings Until 2025 Management For For
12 Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission Management For For
 
MERCK & CO., INC.
Meeting Date:  MAY 23, 2023
Record Date:  MAR 24, 2023
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  58933Y105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas M. Baker, Jr. Management For For
1b Elect Director Mary Ellen Coe Management For For
1c Elect Director Pamela J. Craig Management For For
1d Elect Director Robert M. Davis Management For For
1e Elect Director Thomas H. Glocer Management For For
1f Elect Director Risa J. Lavizzo-Mourey Management For For
1g Elect Director Stephen L. Mayo Management For For
1h Elect Director Paul B. Rothman Management For For
1i Elect Director Patricia F. Russo Management For For
1j Elect Director Christine E. Seidman Management For For
1k Elect Director Inge G. Thulin Management For For
1l Elect Director Kathy J. Warden Management For For
1m Elect Director Peter C. Wendell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Report on Risks Related to Operations in China Shareholder Against Abstain
6 Report on Access to COVID-19 Products Shareholder Against Abstain
7 Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities Shareholder Against Abstain
8 Report on Impact of Extended Patent Exclusivities on Product Access Shareholder Against Abstain
9 Publish a Congruency Report of Partnerships with Globalist Organizations Shareholder Against Abstain
10 Require Independent Board Chair Shareholder Against Against
 
META PLATFORMS, INC.
Meeting Date:  MAY 31, 2023
Record Date:  APR 06, 2023
Meeting Type:  ANNUAL
Ticker:  META
Security ID:  30303M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Peggy Alford Management For Withhold
1.2 Elect Director Marc L. Andreessen Management For Withhold
1.3 Elect Director Andrew W. Houston Management For Withhold
1.4 Elect Director Nancy Killefer Management For For
1.5 Elect Director Robert M. Kimmitt Management For For
1.6 Elect Director Sheryl K. Sandberg Management For For
1.7 Elect Director Tracey T. Travis Management For For
1.8 Elect Director Tony Xu Management For Withhold
1.9 Elect Director Mark Zuckerberg Management For Withhold
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Report on Government Take Down Requests Shareholder Against Abstain
4 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
5 Report on Human Rights Impact Assessment of Targeted Advertising Shareholder Against Abstain
6 Report on Lobbying Payments and Policy Shareholder Against Abstain
7 Report on Allegations of Political Entanglement and Content Management Biases in India Shareholder Against Abstain
8 Report on Framework to Assess Company Lobbying Alignment with Climate Goals Shareholder Against Abstain
9 Report on Data Privacy regarding Reproductive Healthcare Shareholder Against Abstain
10 Report on Enforcement of Community Standards and User Content Shareholder Against Abstain
11 Report on Child Safety and Harm Reduction Shareholder Against Abstain
12 Report on Executive Pay Calibration to Externalized Costs Shareholder Against Abstain
13 Commission Independent Review of Audit & Risk Oversight Committee Shareholder Against Abstain
 
MICROSOFT CORPORATION
Meeting Date:  DEC 13, 2022
Record Date:  OCT 12, 2022
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Reid G. Hoffman Management For For
1.2 Elect Director Hugh F. Johnston Management For For
1.3 Elect Director Teri L. List Management For For
1.4 Elect Director Satya Nadella Management For For
1.5 Elect Director Sandra E. Peterson Management For For
1.6 Elect Director Penny S. Pritzker Management For For
1.7 Elect Director Carlos A. Rodriguez Management For For
1.8 Elect Director Charles W. Scharf Management For For
1.9 Elect Director John W. Stanton Management For For
1.10 Elect Director John W. Thompson Management For For
1.11 Elect Director Emma N. Walmsley Management For For
1.12 Elect Director Padmasree Warrior Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Cost/Benefit Analysis of Diversity and Inclusion Shareholder Against Abstain
5 Report on Hiring of Persons with Arrest or Incarceration Records Shareholder Against Abstain
6 Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk Shareholder Against Abstain
7 Report on Government Use of Microsoft Technology Shareholder Against Abstain
8 Report on Development of Products for Military Shareholder Against Abstain
9 Report on Tax Transparency Shareholder Against Abstain
 
MITSUBISHI UFJ FINANCIAL GROUP, INC.
Meeting Date:  JUN 29, 2023
Record Date:  MAR 31, 2023
Meeting Type:  ANNUAL
Ticker:  8306
Security ID:  J44497105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Allocation of Income, with a Final Dividend of JPY 16 Management For For
2.1 Elect Director Fujii, Mariko Management For For
2.2 Elect Director Honda, Keiko Management For For
2.3 Elect Director Kato, Kaoru Management For For
2.4 Elect Director Kuwabara, Satoko Management For For
2.5 Elect Director Nomoto, Hirofumi Management For For
2.6 Elect Director David A. Sneider Management For For
2.7 Elect Director Tsuji, Koichi Management For For
2.8 Elect Director Tarisa Watanagase Management For For
2.9 Elect Director Miyanaga, Kenichi Management For For
2.10 Elect Director Shinke, Ryoichi Management For For
2.11 Elect Director Mike, Kanetsugu Management For For
2.12 Elect Director Kamezawa, Hironori Management For For
2.13 Elect Director Nagashima, Iwao Management For For
2.14 Elect Director Hanzawa, Junichi Management For For
2.15 Elect Director Kobayashi, Makoto Management For For
3 Amend Articles to Disclose Transition Plan to Align Lending and Investment Portfolios with Goals of Paris Agreement Shareholder Against Abstain
4 Amend Articles to Prohibit Transactions with Defamatory Companies Shareholder Against Against
5 Amend Articles to Carefully Carry Out Transactions with Male-Dominated Companies Shareholder Against Against
6 Amend Articles to Prohibit Deletion of IR Contents from Company Websites Shareholder Against Against
 
MMC NORILSK NICKEL PJSC
Meeting Date:  NOV 24, 2022
Record Date:  OCT 11, 2022
Meeting Type:  SPECIAL
Ticker:  GMKN
Security ID:  X5424N118
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Early Termination of Powers of Board of Directors Shareholder For Did Not Vote
2.1 Elect Denis Aleksandrov as Director Shareholder For Did Not Vote
2.2 Elect Sergei Batekhin as Director Shareholder For Did Not Vote
2.3 Elect Aleksei Bashkirov as Director Shareholder For Did Not Vote
2.4 Elect Elena Bezdenezhnykh as Director Shareholder For Did Not Vote
2.5 Elect Andrei Bugrov as Director Shareholder For Did Not Vote
2.6 Elect Sergei Volk as Director Shareholder For Did Not Vote
2.7 Elect Aleksei Germanovich as Director Management For Did Not Vote
2.8 Elect Aleksandra Zakharova as Director Shareholder For Did Not Vote
2.9 Elect Marianna Zakharova as Director Shareholder For Did Not Vote
2.10 Elect Aleksei Ivanov as Director Shareholder For Did Not Vote
2.11 Elect Stanislav Luchitskii as Director Shareholder For Did Not Vote
2.12 Elect Egor Sheibak as Director Shareholder For Did Not Vote
2.13 Elect Evgenii Shvarts as Director Shareholder For Did Not Vote
 
MMC NORILSK NICKEL PJSC
Meeting Date:  JUN 06, 2023
Record Date:  MAY 12, 2023
Meeting Type:  ANNUAL
Ticker:  GMKN
Security ID:  X5424N118
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Annual Report Management For Did Not Vote
2 Approve Financial Statements Management For Did Not Vote
3 Approve Consolidated Financial Statements Management For Did Not Vote
4 Approve Allocation of Income and Omission of Dividends Management For Did Not Vote
5.1 Elect Denis Aleksandrov as Director Management None Did Not Vote
5.2 Elect Sergei Batekhin as Director Management None None
5.3 Elect Elena Bezdenezhnykh as Director Management None Did Not Vote
5.4 Elect Andrei Bugrov as Director Management None Did Not Vote
5.5 Elect Petr Voznenko as Director Management None Did Not Vote
5.6 Elect Sergei Volk as Director Management None Did Not Vote
5.7 Elect Valerii Grinenko as Director Management None Did Not Vote
5.8 Elect Aleksandra Zakharova as Director Management None Did Not Vote
5.9 Elect Marianna Zakharova as Director Management None Did Not Vote
5.10 Elect Larisa Zelkova as Director Management None Did Not Vote
5.11 Elect Aleksei Ivanov as Director Management None Did Not Vote
5.12 Elect Irina Komarova as Director Management None Did Not Vote
5.13 Elect Stanislav Luchitskii as Director Management None Did Not Vote
5.14 Elect Sergei Malyshev as Director Management None Did Not Vote
5.15 Elect Artur Melikian as Director Management None Did Not Vote
5.16 Elect Anton Sychev as Director Management None Did Not Vote
5.17 Elect Evgenii Shvarts as Director Management None Did Not Vote
5.18 Elect Egor Sheibak as Director Management None Did Not Vote
6.1 Elect Dmitrii Bushuev as Member of Audit Commission Management For Did Not Vote
6.2 Elect Eduard Gornin as Member of Audit Commission Management For Did Not Vote
6.3 Elect Markell Davydov as Member of Audit Commission Management For Did Not Vote
6.4 Elect Aleksei Dzybalov as Member of Audit Commission Management For Did Not Vote
6.5 Elect Anna Masalova as Member of Audit Commission Management For Did Not Vote
6.6 Elect Ivan Riumin as Member of Audit Commission Management For Did Not Vote
6.7 Elect Georgii Svanidze as Member of Audit Commission Management For Did Not Vote
6.8 Elect Elena Ianevich as Member of Audit Commission Management For Did Not Vote
7 Ratify RAS Auditor Management For Did Not Vote
8 Ratify IFRS Auditor Management For Did Not Vote
9 Approve Remuneration of Directors Management None None
10 Approve Remuneration of Members of Audit Commission Management For Did Not Vote
11 Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives Management None None
12 Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives Management None None
 
NESTLE SA
Meeting Date:  APR 20, 2023
Record Date:  
Meeting Type:  ANNUAL
Ticker:  NESN
Security ID:  H57312649
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Accept Financial Statements and Statutory Reports Management For For
1.2 Approve Remuneration Report Management For For
2 Approve Discharge of Board and Senior Management Management For For
3 Approve Allocation of Income and Dividends of CHF 2.95 per Share Management For For
4.1.a Reelect Paul Bulcke as Director and Board Chair Management For For
4.1.b Reelect Ulf Schneider as Director Management For For
4.1.c Reelect Henri de Castries as Director Management For For
4.1.d Reelect Renato Fassbind as Director Management For For
4.1.e Reelect Pablo Isla as Director Management For For
4.1.f Reelect Patrick Aebischer as Director Management For For
4.1.g Reelect Kimberly Ross as Director Management For For
4.1.h Reelect Dick Boer as Director Management For For
4.1.i Reelect Dinesh Paliwal as Director Management For For
4.1.j Reelect Hanne Jimenez de Mora as Director Management For For
4.1.k Reelect Lindiwe Sibanda as Director Management For For
4.1.l Reelect Chris Leong as Director Management For For
4.1.m Reelect Luca Maestri as Director Management For For
4.2.1 Elect Rainer Blair as Director Management For For
4.2.2 Elect Marie-Gabrielle Ineichen-Fleisch as Director Management For For
4.3.1 Reappoint Pablo Isla as Member of the Compensation Committee Management For For
4.3.2 Reappoint Patrick Aebischer as Member of the Compensation Committee Management For For
4.3.3 Reappoint Dick Boer as Member of the Compensation Committee Management For For
4.3.4 Reappoint Dinesh Paliwal as Member of the Compensation Committee Management For For
4.4 Ratify Ernst & Young AG as Auditors Management For For
4.5 Designate Hartmann Dreyer as Independent Proxy Management For For
5.1 Approve Remuneration of Directors in the Amount of CHF 10.5 Million Management For For
5.2 Approve Remuneration of Executive Committee in the Amount of CHF 72 Million Management For For
6 Approve CHF 8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares Management For For
7.1 Amend Articles Re: General Meeting (Incl. Virtual-Only or Hybrid Shareholder Meetings) Management For For
7.2 Amend Articles of Association Management For For
8 Transact Other Business (Voting) Management Against Against
 
NINTENDO CO., LTD.
Meeting Date:  JUN 23, 2023
Record Date:  MAR 31, 2023
Meeting Type:  ANNUAL
Ticker:  7974
Security ID:  J51699106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Allocation of Income, With a Final Dividend of JPY 123 Management For For
2.1 Elect Director Furukawa, Shuntaro Management For For
2.2 Elect Director Miyamoto, Shigeru Management For For
2.3 Elect Director Takahashi, Shinya Management For For
2.4 Elect Director Shibata, Satoru Management For For
2.5 Elect Director Shiota, Ko Management For For
2.6 Elect Director Chris Meledandri Management For For
 
NN GROUP NV
Meeting Date:  JUN 02, 2023
Record Date:  MAY 05, 2023
Meeting Type:  ANNUAL
Ticker:  NN
Security ID:  N64038107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2 Receive Annual Report Management None None
3 Approve Remuneration Report Management For For
4.A Adopt Financial Statements and Statutory Reports Management For For
4.B Receive Explanation on Company's Dividend Policy Management None None
4.C Approve Dividends Management For For
5.A Approve Discharge of Executive Board Management For For
5.B Approve Discharge of Supervisory Board Management For For
6 Announce Intention to Reappoint David Knibbe to Executive Board Management None None
7 Amend the Level of the Fixed Annual fee for Supervisory Board Members Management For For
8.A.1 Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Management For For
8.A.2 Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For
8.B Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue Management For For
9 Authorize Repurchase of Shares Management For For
10 Approve Reduction in Share Capital through Cancellation of Shares Management For For
11 Close Meeting Management None None
 
NOVARTIS AG
Meeting Date:  MAR 07, 2023
Record Date:  
Meeting Type:  ANNUAL
Ticker:  NOVN
Security ID:  H5820Q150
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Discharge of Board and Senior Management Management For For
3 Approve Allocation of Income and Dividends of CHF 3.20 per Share Management For For
4 Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares Management For For
5 Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital Management For For
6.1 Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings Management For For
6.2 Amend Articles of Association Management For For
6.3 Amend Articles of Association Management For For
7.1 Approve Remuneration of Directors in the Amount of CHF 8.8 Million Management For For
7.2 Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million Management For For
7.3 Approve Remuneration Report Management For For
8.1 Reelect Joerg Reinhardt as Director and Board Chair Management For For
8.2 Reelect Nancy Andrews as Director Management For For
8.3 Reelect Ton Buechner as Director Management For For
8.4 Reelect Patrice Bula as Director Management For For
8.5 Reelect Elizabeth Doherty as Director Management For For
8.6 Reelect Bridgette Heller as Director Management For For
8.7 Reelect Daniel Hochstrasser as Director Management For For
8.8 Reelect Frans van Houten as Director Management For For
8.9 Reelect Simon Moroney as Director Management For For
8.10 Reelect Ana de Pro Gonzalo as Director Management For For
8.11 Reelect Charles Sawyers as Director Management For For
8.12 Reelect William Winters as Director Management For For
8.13 Elect John Young as Director Management For For
9.1 Reappoint Patrice Bula as Member of the Compensation Committee Management For For
9.2 Reappoint Bridgette Heller as Member of the Compensation Committee Management For For
9.3 Reappoint Simon Moroney as Member of the Compensation Committee Management For For
9.4 Reappoint William Winters as Member of the Compensation Committee Management For For
10 Ratify KPMG AG as Auditors Management For For
11 Designate Peter Zahn as Independent Proxy Management For For
12 Transact Other Business (Voting) Management For Against
 
OCI NV
Meeting Date:  FEB 16, 2023
Record Date:  JAN 19, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS
Ticker:  OCI
Security ID:  N6667A111
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2 Amend Articles Re: Increase Nominal Value of Shares in the Share Capital and Subsequently Decrease the Nominal Value of Shares in the Share Capital, Combined with a Repayment of Capital Management For For
3 Close Meeting Management None None
 
OCI NV
Meeting Date:  MAY 03, 2023
Record Date:  APR 05, 2023
Meeting Type:  ANNUAL
Ticker:  OCI
Security ID:  N6667A111
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2 Receive Report of Management Board (Non-Voting) Management None None
3 Approve Remuneration Report Management For For
4 Adopt Financial Statements and Statutory Reports Management For For
5 Approve Remuneration Policy for Executive Board Management For For
6 Approve Remuneration Policy for Non-Executive Directors Management For For
7 Approve Discharge of Executive Directors Management For For
8 Approve Discharge of Non-Executive Directors Management For For
9 Elect Nadia Sawiris as Non-Executive Director Management For For
10 Elect Michael Bennett as Non-Executive Director Management For For
11 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition Plus 1 Percent if the Issuance of Shares or Granting of Rights Occurs for the Purpose of OCI's Equity Incentive Plans Management For Against
12 Authorize Board to Exclude Preemptive Rights from Share Issuances Management For Against
13 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
14 Close Meeting Management None None
 
ORANGE SA
Meeting Date:  MAY 23, 2023
Record Date:  MAY 19, 2023
Meeting Type:  ANNUAL/SPECIAL
Ticker:  ORA
Security ID:  F6866T100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 0.70 per Share Management For For
4 Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions Management For For
5 Reelect Anne Lange as Director Management For For
6 Reelect Anne-Gabrielle Heilbronner as Director Management For For
7 Reelect Alexandre Bompard as Director Management For For
8 Elect Momar Nguer as Director Management For For
9 Elect Gilles Grapinet as Director Management For For
10 Approve Compensation Report Management For For
11 Approve Compensation of Stephane Richard, Chairman and CEO until April 3, 2022 Management For For
12 Approve Compensation of Stephane Richard, Chairman of the Board from April 4, 2022 to May 19, 2022 Management For For
13 Approve Compensation of Christel Heydemann, CEO since April 4 2022 Management For For
14 Approve Compensation of Jacques Aschenbroich, Chairman of the Board since May 19, 2022 Management For For
15 Approve Compensation of Ramon Fernandez, Vice-CEO Management For For
16 Approve Remuneration Policy of Chairman of the Board Management For For
17 Approve Remuneration Policy of CEO Management For For
18 Approve Remuneration Policy of Directors Management For For
19 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
20 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion Management For For
21 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion Management For For
22 Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion Management For For
23 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22 Management For For
24 Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers Management For For
25 Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind Management For For
26 Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-25 at EUR 3 Billion Management For For
27 Authorize up to 0.08 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached Management For For
28 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
29 Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value Management For For
30 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For
31 Authorize Filing of Required Documents/Other Formalities Management For For
A Amend Article 13 of Bylaws Re: Plurality of Directorships Shareholder Against Against
B Amending Item 27 of Current Meeting to Decrease the Allocation of Free Shares to the Group Employees and Amend the ESG Performance Criteria Shareholder Against Against
C Amending Item 27 of Current Meeting to Amend the ESG Performance Criteria Shareholder Against Against
D Amending Item 27 of Current Meeting to either Align the Employees' Free Shares Plans to the Executives' LTIPs or Proceed to an Annual Issuance Reserved for Employees Aligned with the Terms of Issuances used in Employees Stock Purchase Plans Shareholder Against Against
 
PETROLEO BRASILEIRO SA
Meeting Date:  APR 27, 2023
Record Date:  MAR 31, 2023
Meeting Type:  ANNUAL
Ticker:  PETR4
Security ID:  71654V408
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2022 Management For For
2 Approve Allocation of Income and Dividends Management For For
3 Elect Directors Management For Against
4 In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? Management None Against
5 Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? Management None For
6.1 Percentage of Votes to Be Assigned - Elect Pietro Adamo Sampaio Mendes as Independent Director Management None Abstain
6.2 Percentage of Votes to Be Assigned - Elect Jean Paul Terra Prates as Director Management None Abstain
6.3 Percentage of Votes to Be Assigned - Elect Efrain Pereira da Cruz as Independent Director Management None Abstain
6.4 Percentage of Votes to Be Assigned - Elect Vitor Eduardo de Almeida Saback as Independent Director Management None Abstain
6.5 Percentage of Votes to Be Assigned - Elect Eugenio Tiago Chagas Cordeiro e Teixeira as Independent Director Management None Abstain
6.6 Percentage of Votes to Be Assigned - Elect Bruno Moretti as Independent Director Management None Abstain
6.7 Percentage of Votes to Be Assigned - Elect Sergio Machado Rezende as Independent Director Management None Abstain
6.8 Percentage of Votes to Be Assigned - Elect Suzana Kahn Ribeiro as Independent Director Management None Abstain
6.9 Percentage of Votes to Be Assigned - Elect Jose Joao Abdalla Filho as Independent Director Shareholder None For
6.10 Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director Shareholder None For
7 Elect Pietro Adamo Sampaio Mendes as Board Chairman Management For Against
8 Fix Number of Fiscal Council Members at Five Management For For
9 Elect Fiscal Council Members Management For Abstain
10 In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? Management None Against
11 Elect Michele da Silva Gonsales Torres as Fiscal Council Member and Aloisio Macario Ferreira de Souza as Alternate Appointed by Minority Shareholder Shareholder None For
12 Approve Remuneration of Company's Management, Fiscal Council, and Statutory Advisory Committees Management For Against
13 In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? Management None For
 
PFIZER INC.
Meeting Date:  APR 27, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL
Ticker:  PFE
Security ID:  717081103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ronald E. Blaylock Management For For
1.2 Elect Director Albert Bourla Management For For
1.3 Elect Director Susan Desmond-Hellmann Management For For
1.4 Elect Director Joseph J. Echevarria Management For For
1.5 Elect Director Scott Gottlieb Management For For
1.6 Elect Director Helen H. Hobbs Management For For
1.7 Elect Director Susan Hockfield Management For For
1.8 Elect Director Dan R. Littman Management For For
1.9 Elect Director Shantanu Narayen Management For For
1.10 Elect Director Suzanne Nora Johnson Management For For
1.11 Elect Director James Quincey Management For For
1.12 Elect Director James C. Smith Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Against Against
6 Require Independent Board Chair Shareholder Against Against
7 Report on Feasibility of Intellectual Property Transfer to Boost Covid-19 Vaccine Production Shareholder Against Abstain
8 Report on Impact of Extended Patent Exclusivities on Product Access Shareholder Against Abstain
9 Report on Political Expenditures Congruence Shareholder Against Abstain
 
QUALCOMM INCORPORATED
Meeting Date:  MAR 08, 2023
Record Date:  JAN 09, 2023
Meeting Type:  ANNUAL
Ticker:  QCOM
Security ID:  747525103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sylvia Acevedo Management For For
1b Elect Director Cristiano R. Amon Management For For
1c Elect Director Mark Fields Management For For
1d Elect Director Jeffrey W. Henderson Management For For
1e Elect Director Gregory N. Johnson Management For For
1f Elect Director Ann M. Livermore Management For For
1g Elect Director Mark D. McLaughlin Management For For
1h Elect Director Jamie S. Miller Management For For
1i Elect Director Irene B. Rosenfeld Management For For
1j Elect Director Kornelis (Neil) Smit Management For For
1k Elect Director Jean-Pascal Tricoire Management For For
1l Elect Director Anthony J. Vinciquerra Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Approve Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
REGIONS FINANCIAL CORPORATION
Meeting Date:  APR 19, 2023
Record Date:  FEB 21, 2023
Meeting Type:  ANNUAL
Ticker:  RF
Security ID:  7591EP100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mark A. Crosswhite Management For For
1b Elect Director Noopur Davis Management For For
1c Elect Director Zhanna Golodryga Management For For
1d Elect Director J. Thomas Hill Management For For
1e Elect Director John D. Johns Management For For
1f Elect Director Joia M. Johnson Management For For
1g Elect Director Ruth Ann Marshall Management For For
1h Elect Director Charles D. McCrary Management For For
1i Elect Director James T. Prokopanko Management For For
1j Elect Director Lee J. Styslinger, III Management For For
1k Elect Director Jose S. Suquet Management For For
1l Elect Director John M. Turner, Jr. Management For For
1m Elect Director Timothy Vines Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
SERVICENOW, INC.
Meeting Date:  JUN 01, 2023
Record Date:  APR 04, 2023
Meeting Type:  ANNUAL
Ticker:  NOW
Security ID:  81762P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan L. Bostrom Management For For
1b Elect Director Teresa Briggs Management For For
1c Elect Director Jonathan C. Chadwick Management For For
1d Elect Director Paul E. Chamberlain Management For For
1e Elect Director Lawrence J. Jackson, Jr. Management For For
1f Elect Director Frederic B. Luddy Management For For
1g Elect Director William R. McDermott Management For For
1h Elect Director Jeffrey A. Miller Management For For
1i Elect Director Joseph 'Larry' Quinlan Management For For
1j Elect Director Anita M. Sands Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Elect Director Deborah Black Management For For
 
SHOPIFY INC.
Meeting Date:  JUN 27, 2023
Record Date:  MAY 16, 2023
Meeting Type:  ANNUAL
Ticker:  SHOP
Security ID:  82509L107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Tobias Lutke Management For For
1B Elect Director Robert Ashe Management For For
1C Elect Director Gail Goodman Management For For
1D Elect Director Colleen Johnston Management For For
1E Elect Director Jeremy Levine Management For For
1F Elect Director Toby Shannan Management For For
1G Elect Director Fidji Simo Management For For
1H Elect Director Bret Taylor Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For Against
 
SIEMENS AG
Meeting Date:  FEB 09, 2023
Record Date:  FEB 02, 2023
Meeting Type:  ANNUAL
Ticker:  SIE
Security ID:  D69671218
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Financial Statements and Statutory Reports for Fiscal Year 2021/22 (Non-Voting) Management None None
2 Approve Allocation of Income and Dividends of EUR 4.25 per Share Management For For
3.1 Approve Discharge of Management Board Member Roland Busch for Fiscal Year 2021/22 Management For For
3.2 Approve Discharge of Management Board Member Cedrik Neike for Fiscal Year 2021/22 Management For For
3.3 Approve Discharge of Management Board Member Matthias Rebellius for Fiscal Year 2021/22 Management For For
3.4 Approve Discharge of Management Board Member Ralf Thomas for Fiscal Year 2021/22 Management For For
3.5 Approve Discharge of Management Board Member Judith Wiese for Fiscal Year 2021/22 Management For For
4.1 Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal Year 2021/22 Management For For
4.2 Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal Year 2021/22 Management For For
4.3 Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal Year 2021/22 Management For For
4.4 Approve Discharge of Supervisory Board Member Tobias Baeumler for Fiscal Year 2021/22 Management For For
4.5 Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal Year 2021/22 Management For For
4.6 Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal Year 2021/22 Management For For
4.7 Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal Year 2021/22 Management For For
4.8 Approve Discharge of Supervisory Board Member Harald Kern for Fiscal Year 2021/22 Management For For
4.9 Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal Year 2021/22 Management For For
4.10 Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal Year 2021/22 Management For For
4.11 Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal Year 2021/22 Management For For
4.12 Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal Year 2021/22 Management For For
4.13 Approve Discharge of Supervisory Board Member Kasper Roersted for Fiscal Year 2021/22 Management For For
4.14 Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal Year 2021/22 Management For For
4.15 Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal Year 2021/22 Management For For
4.16 Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal Year 2021/22 Management For For
4.17 Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal Year 2021/22 Management For For
4.18 Approve Discharge of Supervisory Board Member Grazia Vittadini for Fiscal Year 2021/22 Management For For
4.19 Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal Year 2021/22 Management For For
4.20 Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal Year 2021/22 Management For For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2022/23 Management For For
6 Approve Remuneration Report Management For For
7.1 Elect Werner Brandt to the Supervisory Board Management For For
7.2 Elect Regina Dugan to the Supervisory Board Management For For
7.3 Elect Keryn Lee James to the Supervisory Board Management For For
7.4 Elect Martina Merz to the Supervisory Board Management For For
7.5 Elect Benoit Potier to the Supervisory Board Management For For
7.6 Elect Nathalie von Siemens to the Supervisory Board Management For For
7.7 Elect Matthias Zachert to the Supervisory Board Management For For
8 Approve Virtual-Only Shareholder Meetings Until 2025 Management For For
9 Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission Management For For
10 Amend Articles Re: Registration in the Share Register Management For For
 
SONY GROUP CORP.
Meeting Date:  JUN 20, 2023
Record Date:  MAR 30, 2023
Meeting Type:  ANNUAL
Ticker:  6758
Security ID:  835699307
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Yoshida, Kenichiro Management For For
1.2 Elect Director Totoki, Hiroki Management For For
1.3 Elect Director Hatanaka, Yoshihiko Management For For
1.4 Elect Director Oka, Toshiko Management For For
1.5 Elect Director Akiyama, Sakie Management For For
1.6 Elect Director Wendy Becker Management For For
1.7 Elect Director Kishigami, Keiko Management For For
1.8 Elect Director Joseph A. Kraft Jr Management For For
1.9 Elect Director Neil Hunt Management For For
1.10 Elect Director William Morrow Management For For
2 Approve Stock Option Plan Management For For
 
STELLANTIS NV
Meeting Date:  APR 13, 2023
Record Date:  MAR 16, 2023
Meeting Type:  ANNUAL
Ticker:  STLAM
Security ID:  N82405106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2.a Receive Report of Board of Directors (Non-Voting) Management None None
2.b Receive Explanation on Company's Reserves and Dividend Policy Management None None
2.c Approve Remuneration Report Excluding Pre-Merger Legacy Matters Management For For
2.d Approve Remuneration Report on the Pre-Merger Legacy Matters Management For For
2.e Adopt Financial Statements and Statutory Reports Management For For
2.f Approve Dividends of EUR 1.34 Per Share Management For For
2g Approve Discharge of Directors Management For For
3 Elect Benoit Ribadeau-Dumas as Non-Executive Director Management For For
4.a Ratify Ernst & Young Accountants LLP as Auditors for the Financial Year 2023 Management For For
4.b Ratify Deloitte Accountants B.V. as Auditors for the Financial Year 2024 Management For For
5 Amend Remuneration Policy Management For For
6.a Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital Management For For
6.b Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For
7 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
8 Approve Cancellation of Common Shares Management For For
9 Close Meeting Management None None
 
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 06, 2023
Record Date:  APR 06, 2023
Meeting Type:  ANNUAL
Ticker:  2330
Security ID:  874039100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Business Operations Report and Financial Statements Management For For
2 Approve Issuance of Restricted Stocks Management For For
3 Amend Procedures for Endorsement and Guarantees Management For Against
4 Amend the Name of Audit Committee in the Policies (I)Procedures for Acquisition or Disposal of Assets (II)Procedures for Financial Derivatives Transactions (III)Procedures for Lending Funds to Other Parties (IV)Procedures for Endorsement and Guarantee Management For For
 
TELEFONAKTIEBOLAGET LM ERICSSON
Meeting Date:  MAR 29, 2023
Record Date:  MAR 21, 2023
Meeting Type:  ANNUAL
Ticker:  ERIC.B
Security ID:  W26049119
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Chairman of Meeting Management For For
2 Prepare and Approve List of Shareholders Management For For
3 Approve Agenda of Meeting Management For For
4 Acknowledge Proper Convening of Meeting Management For For
5 Designate Inspector(s) of Minutes of Meeting Management None None
6 Receive Financial Statements and Statutory Reports Management None None
7 Receive President's Report Management None None
8.1 Accept Financial Statements and Statutory Reports Management For For
8.2 Approve Remuneration Report Management For For
8.3.a Approve Discharge of Board Chairman Ronnie Leten Management For Against
8.3.b Approve Discharge of Board Member Helena Stjernholm Management For Against
8.3.c Approve Discharge of Board Member Jacob Wallenberg Management For Against
8.3.d Approve Discharge of Board Member Jon Fredrik Baksaas Management For Against
8.3.e Approve Discharge of Board Member Jan Carlson Management For Against
8.3.f Approve Discharge of Board Member Nora Denzel Management For Against
8.3.g Approve Discharge of Board Member Carolina Dybeck Happe Management For For
8.3.h Approve Discharge of Board Member Borje Ekholm Management For Against
8.3.i Approve Discharge of Board Member Eric A. Elzvik Management For Against
8.3.j Approve Discharge of Board Member Kurt Jofs Management For Against
8.3.k Approve Discharge of Board Member Kristin S. Rinne Management For Against
8.3.l Approve Discharge of Employee Representative Torbjorn Nyman Management For Against
8.3.m Approve Discharge of Employee Representative Anders Ripa Management For Against
8.3.n Approve Discharge of Employee Representative Kjell-Ake Soting Management For Against
8.3.o Approve Discharge of Deputy Employee Representative Ulf Rosberg Management For Against
8.3.p Approve Discharge of Deputy Employee Representative Loredana Roslund Management For Against
8.3.q Approve Discharge of Deputy Employee Representative Annika Salomonsson Management For For
8.3.r Approve Discharge of President Borje Ekholm Management For Against
8.4 Approve Allocation of Income and Dividends of SEK 2.70 Per Share Management For For
9 Determine Number Directors (10) and Deputy Directors (0) of Board Management For For
10 Approve Remuneration of Directors SEK 4.5 Million for Chairman and SEK 1.1 Million for Other Directors, Approve Remuneration for Committee Work Management For For
11.1 Reelect Jon Fredrik Baksaas as Director Management For For
11.2 Reelect Jan Carlson as Director Management For For
11.3 Reelect Carolina Dybeck Happe as Director Management For For
11.4 Reelect Borje Ekholm as Director Management For For
11.5 Reelect Eric A. Elzvik as Director Management For For
11.6 Reelect Kristin S. Rinne as Director Management For For
11.7 Reelect Helena Stjernholm as Director Management For For
11.8 Relect Jacob Wallenberg as Director Management For For
11.9 Elect Jonas Synnergren as New Director Management For For
11.10 Elect Christy Wyatt as New Director Management For For
12 Elect Jan Carlson as Board Chairman Management For For
13 Determine Number of Auditors (1) Management For For
14 Approve Remuneration of Auditors Management For For
15 Ratify Deloitte AB as Auditors Management For For
16.1 Approve Long-Term Variable Compensation Program I 2023 (LTV I 2023) Management For For
16.2 Approve Equity Plan Financing LTV I 2023 Management For For
16.3 Approve Alternative Equity Plan Financing of LTV I 2023, if Item 16.2 is Not Approved Management For For
17.1 Approve Long-Term Variable Compensation Program II 2023 (LTV II 2023) Management For For
17.2 Approve Equity Plan Financing of LTV II 2023 Management For For
17.3 Approve Alternative Equity Plan Financing of LTV II 2023, if Item 17.2 is Not Approved Management For For
18 Approve Equity Plan Financing of LTV 2022 Management For For
19 Approve Equity Plan Financing of LTV 2021 Management For For
20.1 Approve Equity Plan Financing of LTV 2019 and 2020 Management For For
20.2 Approve Equity Plan Financing of LTV 2019 and 2020 Management For For
21 Approve Remuneration Policy And Other Terms of Employment For Executive Management Management For For
22 Close Meeting Management None None
 
TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 17, 2023
Record Date:  MAY 11, 2023
Meeting Type:  ANNUAL
Ticker:  700
Security ID:  G87572163
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Final Dividend Management For For
3a Elect Jacobus Petrus (Koos) Bekker as Director Management For For
3b Elect Zhang Xiulan as Director Management For For
3c Authorize Board to Fix Remuneration of Directors Management For For
4 Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration Management For For
5 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management For Against
6 Authorize Repurchase of Issued Share Capital Management For For
 
TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 17, 2023
Record Date:  MAY 11, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS
Ticker:  700
Security ID:  G87572163
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Adopt 2023 Share Option Scheme Management For Against
1b Approve Transfer of Share Options Management For Against
1c Approve Termination of the Existing Share Option Scheme Management For Against
2 Approve Scheme Mandate Limit (Share Option) under the 2023 Share Option Scheme Management For Against
3 Approve Service Provider Sublimit (Share Option) under the 2023 Share Option Scheme Management For Against
4a Adopt 2023 Share Award Scheme Management For Against
4b Approve Transfer of Share Awards Management For Against
4c Approve Termination of the Existing Share Award Schemes Management For Against
5 Approve Scheme Mandate Limit (Share Award) under the 2023 Share Award Scheme Management For Against
6 Approve Scheme Mandate Limit (New Shares Share Award) under the 2023 Share Award Scheme Management For Against
7 Approve Service Provider Sublimit (New Shares Share Award) under the 2023 Share Award Scheme Management For Against
 
TESCO PLC
Meeting Date:  JUN 16, 2023
Record Date:  JUN 14, 2023
Meeting Type:  ANNUAL
Ticker:  TSCO
Security ID:  GB00BLGZ9862
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Approve Final Dividend Management For For
4 Elect Caroline Silver as Director Management For For
5 Re-elect John Allan as Director (WITHDRAWN) Management None Abstain
6 Re-elect Melissa Bethell as Director Management For For
7 Re-elect Bertrand Bodson as Director Management For For
8 Re-elect Thierry Garnier as Director Management For For
9 Re-elect Stewart Gilliland as Director Management For For
10 Re-elect Byron Grote as Director Management For For
11 Re-elect Ken Murphy as Director Management For For
12 Re-elect Imran Nawaz as Director Management For For
13 Re-elect Alison Platt as Director Management For For
14 Re-elect Karen Whitworth as Director Management For For
15 Reappoint Deloitte LLP as Auditors Management For For
16 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
17 Authorise UK Political Donations and Expenditure Management For For
18 Authorise Issue of Equity Management For For
19 Authorise Issue of Equity without Pre-emptive Rights Management For For
20 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
21 Authorise Market Purchase of Shares Management For For
22 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
TOTALENERGIES SE
Meeting Date:  MAY 26, 2023
Record Date:  MAY 24, 2023
Meeting Type:  ANNUAL/SPECIAL
Ticker:  TTE
Security ID:  F92124100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 3.81 per Share Management For For
4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
5 Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions Management For For
6 Reelect Marie-Christine Coisne-Roquette as Director Management For For
7 Reelect Mark Cutifani as Director Management For For
8 Elect Dierk Paskert as Director Management For For
9 Elect Anelise Lara as Director Management For For
10 Approve Compensation Report of Corporate Officers Management For For
11 Approve Remuneration Policy of Directors; Approve Remuneration of Directors in the Aggregate Amount of EUR 1.95 Million Management For For
12 Approve Compensation of Patrick Pouyanne, Chairman and CEO Management For For
13 Approve Remuneration Policy of Chairman and CEO Management For For
14 Approve the Company's Sustainable Development and Energy Transition Plan Management For Abstain
15 Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Management For For
16 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
17 Remove Double-Voting Rights for Long-Term Registered Shareholders and Amend Article 18 of Bylaws Accordingly Management For For
A Align Targets for Indirect Scope 3 Emissions with the Paris Climate Agreement (Advisory) Shareholder Against Abstain

END NPX REPORT


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

By:     /s/ Jason Brady                 
 

Jason Brady, CFA

 

President and CEO

Date:

 

August 22, 2023