0001870910-23-000008.txt : 20230829 0001870910-23-000008.hdr.sgml : 20230829 20230829175429 ACCESSION NUMBER: 0001870910-23-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230826 FILED AS OF DATE: 20230829 DATE AS OF CHANGE: 20230829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexander Karen CENTRAL INDEX KEY: 0001870910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39544 FILM NUMBER: 231223293 MAIL ADDRESS: STREET 1: C/O BAKKT HOLDINGS, INC. STREET 2: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTE STATE: GA ZIP: 30009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bakkt Holdings, Inc. CENTRAL INDEX KEY: 0001820302 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981550750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 BUSINESS PHONE: 678-534-5849 MAIL ADDRESS: STREET 1: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 FORMER COMPANY: FORMER CONFORMED NAME: VPC Impact Acquisition Holdings DATE OF NAME CHANGE: 20200805 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-08-26 0 0001820302 Bakkt Holdings, Inc. BKKT 0001870910 Alexander Karen C/O BAKKT HOLDINGS, INC. 10000 AVALON BOULEVARD, SUITE 1000 ALPHARETTE GA 30009 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2023-08-26 4 F 0 11897 1.31 D 398982 D Class A Common Stock 2023-08-26 4 F 0 9012 1.31 D 389970 D In connection with the vesting of restricted stock units on August 26, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on August 25, 2023. Includes 357,545 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. In connection with the vesting of performance stock units on August 26, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on August 25, 2023. Includes 332,546 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. /s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander 2023-08-29