X0306 4 2022-01-21 0 0001820302 Bakkt Holdings, Inc. BKKT 0001873514 Lewis Michael Leroy C/O BAKKT HOLDINGS, INC. 10000 AVALON BOULEVARD, SUITE 1000 ALPHARETTA GA 30009 0 1 0 0 EVP Engineering & Operations Class A Common Stock 2022-01-21 4 A 0 200000 0.00 A 266667 D These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of January 21, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date. Includes 266,667 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. /s/ Marc D'Annunzio Attorney-in-Fact for Michael Leroy Lewis 2022-01-25